Compliance Manager
3 weeks ago
Our client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO. This role is also very hands on with a lot of upward mobility
Day to Day:
- Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ.
- Responsible for all SEC compliance filings and reporting (Form ADV, Form PF etc.)
- Develop and/or direct the formulation and maintenance of compliance policies and procedures including related internal controls, compliance training, independent testing, AML and recordkeeping requirements.
- Perform regular compliance annual testing.
Ideal Candidate:
- 5+ years of accounting experience within the financial services compliance/legal space
- FRNA and SEC filing reporting is a huge plus but if no, risk control experience will do as well
- Mandarin is a MUST
- Culture fit: someone who is willing to learn and interested in working for a startup fund environment
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Compliance Manager
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Palo Alto, United States Elevance Health Full timeLocation: Elevance Health supports a hybrid workplace model (virtual and in-office) with PulsePoint sites used for collaboration, community, and connection. This includes remote work and 1-2 days in office per week. The Compliance Manager is responsible for managing foundational and strategic compliance responsibilities with consistent excellence...
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Compliance Manager
2 weeks ago
Palo Alto, California, United States Elevance Health Full timeLocation: Elevance Health supports a hybrid workplace model (virtual and in-office) with PulsePoint sites used for collaboration, community, and connection. This includes remote work and 1-2 days in office per week.The Compliance Manager is responsible for managing foundational and strategic compliance responsibilities with consistent excellence that support...
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