Sr. Trade Compliance Analyst

3 weeks ago


Houston, United States Tundra Technical Solutions Full time

BASIC PURPOSE:

Offer advanced analytical expertise essential to the enhancement of trade surveillance and compliance initiatives.

  • MAJOR RESPONSIBILITIES:
  • Collaborate closely with trading, legal, risk, and accounting departments to ensure adherence to laws and regulations.
  • Develop and continually refine policies, procedures, and controls to effectively mitigate compliance risks.
  • Spearhead the review, analysis, and reporting of outcomes derived from internal trade surveillance system(s).
  • Promptly respond to and report alerts generated by internal compliance systems/solutions.
  • Lead internal compliance investigations and evaluations of trading activities.
  • Contribute to investigations and responses concerning regulatory inquiries.
  • Facilitate routine compliance training sessions.
  • Provide mentorship and guidance to junior team members.
  • Deliver ad hoc compliance reports as required.
  • EDUCATION AND EXPERIENCE:Education:
  • Bachelor’s degree
  • MLS or JD degree preferred
  • Experience:
  • 3-5 years’ relevant experience in compliance, audit, middle office, or legal roles
  • Experience within trading organizations, financial services, or legal firms preferred
  • Preferred experience in oil, refined products, NGL, and/or biofuel markets
  • SKILLS AND PHYSICAL DEMANDS:Skills:
  • Demonstrated comprehension of commodities/energy markets
  • Proven organizational and time-management/prioritization skills
  • Exceptional attention to detail
  • Strong communication and presentation abilities
  • Knowledge of laws and regulations pertinent to Musket’s commercial business lines
  • Familiarity with RightAngle or other ETRM systems preferred
  • Typical Physical Demands:
  • Prolonged sitting, with occasional bending and stooping
  • Occasional lifting up to 25 pounds
  • Manual dexterity sufficient for operating a computer keyboard and calculator
  • Normal range of hearing and vision required



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