General Counsel

4 weeks ago


Houston, United States Larson Maddox Full time

Leading Hedge Fund searching for a GC/CCO


Position Overview: We are seeking a highly skilled and experienced General Counsel / Chief Compliance Officer to join our team. The successful candidate will be responsible for overseeing all legal and compliance matters for the firm, ensuring that we operate within the regulatory framework and adhere to the highest ethical standards.


Responsibilities:

  • Provide legal guidance and support to senior management on a wide range of issues, including regulatory compliance, corporate governance, contracts, and risk management.
  • Develop, implement, and enforce compliance policies and procedures to ensure adherence to applicable laws, regulations, and internal policies.
  • Conduct regular compliance training sessions for employees to promote awareness and understanding of compliance requirements.
  • Monitor regulatory developments and industry trends to assess their impact on the firm and recommend appropriate actions.
  • Manage relationships with regulatory agencies, external legal counsel, and other third-party service providers.
  • Lead internal investigations into potential compliance violations and implement corrective actions as necessary.
  • Serve as a key advisor to the executive team on legal and compliance matters affecting business operations and strategic initiatives.


Qualifications:

  • Juris Doctor (JD) degree from an accredited law school and active membership in good standing with the bar association.
  • Minimum of [insert number] years of relevant experience in legal and compliance roles within the financial services industry, preferably with a focus on hedge funds or investment management.
  • In-depth knowledge of securities laws and regulations, including but not limited to the Investment Advisers Act, Securities Act, and Securities Exchange Act.
  • Strong leadership and communication skills with the ability to effectively interact with stakeholders at all levels of the organization.
  • Proven track record of building and leading high-performing teams in a dynamic and fast-paced environment.
  • Ability to think strategically and provide practical solutions to complex legal and compliance issues.


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