Compliance Analyst
4 weeks ago
We are seeking an exceptional candidate to join our growing hedge fund organization as a Compliance Analyst. This role will work directly with our Principals and the business operations team, assisting in all facets of firm compliance. The ideal candidate will have a background in compliance and experience working in a similar position for another investment firm.
We Offer:
* Competitive compensation including a base salary, performance-based bonus, and competitive benefits
* A hybrid work environment with three days per week in our South Shore office
Specific Responsibilities Include:
* Assisting CCO with all RIA and Fund compliance requirements and activities
* Reviewing all firm communications with investors and prospects, including the company website, in compliance with new SEC Marketing rules
* Assisting with all regulatory filings for our Funds and RIA entities
* Managing all firm documentation for relationships with counterparties, broker dealers, and prime brokers
* Monitoring and supporting Code of Conduct and personal trading requirements for the firm and its employees
* Overseeing all firm proxy voting activities
* Working with the Investment Team to monitor and shadow research meetings
Skills & Experience Required:
* 2-6 years of work experience at a hedge fund or other asset management firm
* BA/BS degree or equivalent
* Experience in the investment management industry compliance
* Knowledge of Hedge Funds or Private Investment Funds
* Strong written and oral communications skills
* Proficiency in MS Office Suite and Compliance Management Systems preferred
If you are a self-starter with strong organizational skills and a dedication to compliance, we invite you to apply to join our independent hedge fund/investment management firm
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