Compliance Analyst

4 weeks ago


Boston, United States Private Equity Full time

We are seeking an exceptional candidate to join our growing hedge fund organization as a Compliance Analyst. This role will work directly with our Principals and the business operations team, assisting in all facets of firm compliance. The ideal candidate will have a background in compliance and experience working in a similar position for another investment firm.


We Offer:

* Competitive compensation including a base salary, performance-based bonus, and competitive benefits

* A hybrid work environment with three days per week in our South Shore office


Specific Responsibilities Include:

* Assisting CCO with all RIA and Fund compliance requirements and activities

* Reviewing all firm communications with investors and prospects, including the company website, in compliance with new SEC Marketing rules

* Assisting with all regulatory filings for our Funds and RIA entities

* Managing all firm documentation for relationships with counterparties, broker dealers, and prime brokers

* Monitoring and supporting Code of Conduct and personal trading requirements for the firm and its employees

* Overseeing all firm proxy voting activities

* Working with the Investment Team to monitor and shadow research meetings


Skills & Experience Required:

* 2-6 years of work experience at a hedge fund or other asset management firm

* BA/BS degree or equivalent

* Experience in the investment management industry compliance

* Knowledge of Hedge Funds or Private Investment Funds

* Strong written and oral communications skills

* Proficiency in MS Office Suite and Compliance Management Systems preferred


If you are a self-starter with strong organizational skills and a dedication to compliance, we invite you to apply to join our independent hedge fund/investment management firm


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