GBM - Equities Franchise - Operations - Analyst
4 weeks ago
GBM - Equities Franchise - Operations - AnalystLocation: Salt Lake City, UT, 84111The Confirmation Execution Group has a primary responsibility of managing our counterparty risk by executing Electronic and ISDA confirmations with Broker Dealers and our Institutional Clients (Hedge Funds, Pension Funds, Mutual Funds, and Reinsurance Groups). The team is responsible for managing risk in a high stakes environment, primarily focusing on Equities and Foreign Exchange products. As a member of the Confirmations Execution Group, you will have a high level of client interaction and involvement with other internal ops teams and Sales and Trading. You will be required to be enthusiastic, dynamic, flexible, client service orientated and focused on control, accuracy and maximizing efficiency. Initially a new member to the team will concentrate on learning the systems, developing processes and controls, and understanding various products and trade events. Once fully integrated, team members could participate in Projects, Enhancements, and Industry Initiatives from time to time.Job Summary and ResponsibilitiesTo mitigate Economic Affirmation risk in Equities, ensuring trade details are affirmed within department guidelines. Mitigate the risk of any key economic differences between both GS and Client's bookings. Ensures discrepancy resolution for any disputes raised by the clients on our confirmations in a timely manner. Review and resolve discrepancies raised by clients on our confirmations. Review of incoming counterparty documents and works with the counterparties to agree the confirmation templates to be executed. Highlighting all discrepancies raised by clients promptly and working with Trading and Sales to ensure the trade has been accurately booked. Follow up with clients on execution of Legal confirmation and electronic matching of trades Ensure risk is mitigated for trades categorized as critical and high priority. Escalate outstanding trades in Critical category risk to senior management.Basic QualificationsUnderstanding of risk and controls required to support derivative transactions. Contributes to the effectiveness of the team by working closely with colleagues by sharing information, skills, and responsibilities. Excellent attention to detail and accuracy. Effective problem solver. Takes actions to ensure that controls are in place and procedures are followed. Strong Microsoft Excel skills. Skilled at gathering and analyzing quantitative data to guide decision-making. Demonstrates strong leadership skills, ability to gather stakeholder support for initiatives across teams and see them through to execution.Primary ResponsibilitiesSet strategy and direction for tech and workflow initiatives that will improve execution process and mitigate risk efficiently. Assist with reporting and presentations that articulate the overall compliance metrics, story, and strategy. Work directly with the line teams to identify non-compliant themes and patterns and improve execution timelines. Work closely with Ops Senior Management, Sec Div Compliance, and Sales PMDs in the Securities Division to develop and execute on firmwide compliance strategy. Set strategy and...
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Salt Lake City, United States eTeam Full timeGbm Equities Franchise Operations AnalystLocation: 111 South Main Street, Salt Lake City, UT 84111 Duration: 6 Months; OnsiteBUSINESS UNIT OVERVIEWThe Confirmation Execution Group has a primary responsibility of managing our counterparty risk by executing Electronic and ISDA (International Swaps and Derivatives Association, Inc.) confirmations with Broker...
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GBM - Equities Franchise - Operations - Analyst
2 weeks ago
Salt Lake City, United States eTeam Full timeGbm - Equities Franchise - Operations - AnalystLocation: 111 South Main Street, Salt Lake City, UT 84111 Duration: 6 Months; OnsiteBUSINESS UNIT OVERVIEW The Confirmation Execution Group has a primary responsibility of managing our counterparty risk by executing Electronic and ISDA (International Swaps and Derivatives Association, Inc.) confirmations with...
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Salt Lake City, United States eTeam Full timeJob Title: GBM - Equities Franchise - Operations - AnalystLocation: 111 South Main Street, Salt Lake City, UT; 84111Duration: 6 Months; OnsiteBUSINESS UNIT OVERVIEWThe Confirmation Execution Group has a primary responsibility of managing our counterparty risk by executing Electronic and ISDA (International Swaps and Derivatives Association, Inc.)...
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CW Analyst
2 weeks ago
Salt Lake City, United States Spectraforce Technologies Full timeTitle- CW Analyst (Equities Franchise - Operations - Analyst) Location- Salt Lake City UT, 84111 Duration- 6 monthsBUSINESS UNIT OVERVIEW The Confirmation Execution Group has a primary responsibility of managing our counterparty risk by executing Electronic and ISDA (International Swaps and Derivatives Association, Inc.) confirmations with Broker Dealers and...
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Equities Franchise Analyst
7 days ago
Salt Lake, Utah, United States S3 Full time $84,000 - $180,000 per yearJob DescriptionSTRATEGIC STAFFING SOLUTIONS HAS AN OPENINGJob Title: Equities Franchise AnalystLocation , Salt Lake City, UT **On-SiteDuration 6 monthsPay Rate: 23.00Role Type: W2 Contract Engagement-No C2CBUSINESS UNIT OVERVIEWThe Confirmation Execution Group has a primary responsibility of managing our counterparty risk by executing Electronic and ISDA...
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Salt Lake City, United States eTeam Full timeJob Title: GBM - Operations - RIA Custody Broker Ops - AnalystJob Location: 222 South Main Street, Salt Lake City, UTJob Duration: 6 MonthsJob Description:Duties: YOUR IMPACT RIA Custody Broker Operations is seeking a highly motivated individual with excellent teamwork, organizational, technical, communication and risk management skills. The ideal candidate...
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Salt Lake City, United States eTeam Full timeJob Title: GBM - Operations - Prime Clearing Ops - AnalystWork Location: 111 South Main Street, Salt Lake City, UT; 84111Duration: 6 Months+; OnsiteOPERATIONSOperations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition,...
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Operations Analyst(Recent Grads needed)
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Salt Lake, Utah, United States Russell Tobin Full timeJob Opportunity: GBM - Client Implementation - Operations - AnalystLocation: Salt Lake City UTPay Rate:$21-23/hourJob Title:Duties: In this role, you will be expected to engage with clients and interact with the Business, Compliance, Credit, Legal and Operations stakeholders to ensure effective onboarding of clients. You will need to be a quick learner and...
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Senior Data Analyst
4 weeks ago
Salt Lake City, United States Western Governors University Full timeIf you're passionate about building a better future for individuals, communities, and our country-and you're committed to working hard to play your part in building that future-consider WGU as the next step in your career.Driven by a mission to expand access to higher education through online, competency-based degree programs, WGU is also committed to being...
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Salt Lake City, United States Western Governors University Full timeIf you’re passionate about building a better future for individuals, communities, and our country—and you’re committed to working hard to play your part in building that future—consider WGU as the next step in your career.Driven by a mission to expand access to higher education through online, competency-based degree programs, WGU is also committed...
