Financial Services Associate

2 weeks ago


Pleasant Hill, United States Berthel Fisher Companies Full time

The Financial Services Associate will support the Registered Financial Services Sales Representative’s business with day-to-day administrative assistance while enhancing the service experience of clients. This role requires FINRA licensing within 12 months of hire to allow the candidate to expand the client support provided to the Representative.


Responsibilities:

  • Act as a liaison between the representative and their clients. The type of support is dictated by whether the candidate is FINRA licensed.
  • As directed by the representative, based on client needs, run product illustrations, graphs, charts, etc. for presentation to the client by the representative.
  • Provide clerical support including the mailing of approved correspondence, photocopying, answering the representative’s telephone and communicating messages.
  • Maintain representative’s file organization.


What you will learn:

  • Products and services including Mutual Funds, Annuities and Life Insurance,
  • Retirement products including IRAs and 403(b)s
  • College funding products including ESAs and 529 plans
  • Asset allocation strategy
  • Time value of money
  • Prospecting and telephone techniques (once FINRA licensed)
  • Compliance training


Benefits:

  • Company sponsored retirement plan (with 3% matching contributions)
  • Group Medical Insurance
  • Group Disability Insurance
  • Paid Time Off


Bonus opportunities:

  • For advanced education and designations (CFP, ChFC, RICP, MSFS, etc)
  • Attend company sponsored conferences/ trips to FUN places
  • Performance and action goal based
  • Future ownership (if desired)


Berthel Fisher Companies (BFC) is a growing, national, financial services firm. BFC supports four unique companies that provide investment management and financial products and services to independent financial professionals and their clients.



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