Senior Internal Auditor
4 weeks ago
Senior Internal Auditor - Hedge Fund/Alternative Investment
Job Description
Responsibilities
The
Senior Auditor
position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended to describe the general nature and level of work being performed. This is not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of team members.
Responsibilities Include
Identify operational, compliance, financial, and reputational risks through risk assessment, audit and consulting activity;The ability to execute the planning, fieldwork and reporting stages of the internal audits;Leading interviews to understand current state systems, processes, and controls and assessing risk with minimal oversight and supervision;Performing walk-throughs of control processes and substantive testing, as necessary;Designing audit procedures for high-risk and complex audit areas;Designing and performing data analytic procedures to identify emerging risks and patterns;Completion of clear and concise work papers that articulate the work performed and the conclusions reached;Identifying, developing and documenting audit findings and discussing the findings with the stakeholders;Drafting audit reports and communicating audit results via verbal and written presentations to management;Advising stakeholders on the strengths and weaknesses of controls and developing effective solutions;Performing due date tracking, management follow-up, and validation testing for the remediation of audit findings;Developing and maintaining relationships with stakeholders;Drafting audit committee and other internal audit meeting materials;Performing validation testing for the remediation of audit findings;Helping to advise stakeholders on the strengths and weaknesses of controls;Performing job administration responsibilities, including creating status reports and tracking budget-to-actuals;Pursuing professional development opportunities via professional associations, certifications, and internal/external training; andPerforming various other tasks and special projects as required.Qualifications
4-5 years of audit experience;Internal audit experience within the asset management industry or financial services is preferred;Experience applying internal auditing standards, management principles and business practices;Experience collecting and analyzing complex data, evaluating information and drawing logical conclusions;Experience preparing for and presenting to senior audiences;Experience using data analytics to identify patterns and trends using data;Experience planning and managing project plans (includes ensuring timely completion of assigned project phases within a provided budget); andProficiency with Microsoft Office suite applications, with a specific emphasis on Word, Excel, Outlook and PowerPoint to prepare work papers, reports, memos and summaries.Personal Attributes
Excellent interpersonal, verbal and written communication skills;Strong skills in resolving problems and negotiating findings;Critical thinker with intellectual curiosity and proactivity in researching business concepts;Self-initiated and a self-starter;Excellent time management skills / an ability to handle multiple assignments and meet deadlines;Flexible and team-oriented, and strong integrity and professionalism.Education
Bachelor’s degree in relevant discipline (Accounting, Finance, or Business-related field). A CPA or CIA is preferred.
Related Jobs:
Client Outsourced Accounting ManagerManhattan Beach,, CAAudit Staff - Audit Senior Accountant - (Japanese Bilingual) - RemoteTorrance, CASenior Tax AccountantSherman Oaks, CALogin
to save this search and get notified of similar positions.
#J-18808-Ljbffr
-
Senior Internal Auditor
2 weeks ago
Los Angeles, United States Bank of Hope Full timePerform operational, compliance (consumer or BSA/ AML/ OFAC), credit, or financial audits under the direction of the Audit Manager or Audit Director, which can include individual or multiple audit or assignments and/or projects Develop comprehensive Internal Auditor, Auditor, Audit Manager, Internal, Senior, Audit, Accounting
-
Senior Internal Auditor
3 weeks ago
Los Angeles, United States Consultative Search Group Full timeOur client is a well-established, publicly-traded asset management firm with corporate headquarters in Los Angeles. They are seeking a Senior Internal Auditor to join their dynamic team. The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended...
-
Senior Internal Auditor
4 weeks ago
Los Angeles, United States Consultative Search Group Full timeJob DescriptionJob DescriptionOur client is a well-established, publicly-traded asset management firm with corporate headquarters in Los Angeles. They are seeking a Senior Internal Auditor to join their dynamic team.The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The...
-
Senior Internal Auditor
1 month ago
Los Angeles, United States Consultative Search Group Full timeOur client is a well-established, publicly-traded asset management firm with corporate headquarters in Los Angeles. They are seeking a Senior Internal Auditor to join their dynamic team. The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended...
-
Senior Internal Auditor
2 months ago
Los Angeles, United States Consultative Search Group Full timeJob DescriptionJob DescriptionOur client is a well-established, publicly-traded asset management firm with corporate headquarters in Los Angeles. They are seeking a Senior Internal Auditor to join their dynamic team.The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The...
-
Senior Internal Auditor
1 week ago
Los Angeles, United States Consultative Search Group Full timeOur client is a well-established, publicly-traded asset management firm with corporate headquarters in Los Angeles. They are seeking a Senior Internal Auditor to join their dynamic team. The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended...
-
Senior Internal Auditor
1 week ago
Los Angeles, United States Consultative Search Group Full timeJob DescriptionJob DescriptionOur client is a well-established, publicly-traded asset management firm with corporate headquarters in Los Angeles. They are seeking a Senior Internal Auditor to join their dynamic team.The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The...
-
Senior Auditor
2 months ago
Los Angeles, United States Sterling Freeman Full timeSenior Auditor – Woodland Hills, CA CPA Firm Job Our Los Angeles area clients bring the most interesting and challenging opportunities with International, pre-IPO preparation, and ultra and high net-worth client complexities. They are leaders in industries such as technology, biotechnology, manufacturing, or health care. With us, you'll find all the...
-
Senior Auditor
1 week ago
Los Angeles, United States Sterling Freeman Full timeSenior Auditor – Woodland Hills, CA CPA Firm Job Our Los Angeles area clients bring the most interesting and challenging opportunities with International, pre-IPO preparation, and ultra and high net-worth client complexities. They are leaders in industries such as technology, biotechnology, manufacturing, or health care. With us, you'll find all the...
-
Internal Auditor
1 week ago
Los Angeles, United States Guess Full timeJob Description POSITION TITLE: Internal Auditor POSITION PURPOSE: Perform complex level professional internal auditing work involving performance, financial and compliance audit projects. Work independently or in a team under general supervision by Senior Audit staff. ESSENTIAL FUNCTIONS: Partners and assist Senior Auditor staff to evaluate the...
-
Internal Auditor
2 weeks ago
Los Angeles, United States Guess Full timeJob Description POSITION TITLE: Internal Auditor POSITION PURPOSE: Perform complex level professional internal auditing work involving performance, financial and compliance audit projects. Work independently or in a team under general supervision by Senior Audit staff. ESSENTIAL FUNCTIONS: Partners and assist Senior Auditor staff to evaluate the...
-
Internal Auditor
2 weeks ago
Los Angeles, United States Guess Full timeJob Description POSITION TITLE: Internal Auditor POSITION PURPOSE: Perform complex level professional internal auditing work involving performance, financial and compliance audit projects. Work independently or in a team under general supervision by Senior Audit staff. ESSENTIAL FUNCTIONS: Partners and assist Senior Auditor staff to evaluate the...
-
Senior Internal Auditor
2 months ago
Los Angeles, United States Regal Executive Search Full timeSenior Internal Auditor - Hedge Fund/Alternative Investment Job Description Responsibilities The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended to describe the general nature and level of work being performed. This is not intended to be...
-
Internal Auditor
2 weeks ago
Los Angeles, United States Preferred Bank Full timeJob DescriptionJob DescriptionThe Internal Auditor will be responsible to assist the Internal Audit department in areas of branch audits, deposit operations, loan operations, and Sarbanes-Oxley (SOX) interim and year-end control testing.QualificationsBachelor's degree in business, finance, economics or other related field required.Experience in the...
-
Internal Auditor
2 weeks ago
Los Angeles, United States Preferred Bank Full timeJob DescriptionJob DescriptionThe Internal Auditor will be responsible to assist the Internal Audit department in areas of branch audits, deposit operations, loan operations, and Sarbanes-Oxley (SOX) interim and year-end control testing.QualificationsBachelor's degree in business, finance, economics or other related field required.Experience in the...
-
Internal Auditor
1 week ago
Los Angeles, United States Preferred Bank Full timeJob DescriptionJob DescriptionThe Internal Auditor will be responsible to assist the Internal Audit department in areas of branch audits, deposit operations, loan operations, and Sarbanes-Oxley (SOX) interim and year-end control testing.QualificationsBachelor's degree in business, finance, economics or other related field required.Experience in the...
-
Internal Auditor
3 weeks ago
Los Angeles, United States Amity Foundation Full timeAmity Foundation , internationally acclaimed teaching, and therapeutic community is seeking compassionate and enthusiastic individuals with a desire to teach, learn and join our community as an Internal Auditor. This groundbreaking opportunity not only will allow you to work with our prison programs to help the inmate population but will also enhance your...
-
Senior Internal Auditor
2 weeks ago
Los Angeles, United States MBK Search Full timeLocation(s): Los Angeles, CA Responsibilities The Senior Auditor position will be responsible for conducting operational, financial, and regulatory internal audits. The following statements are intended to describe the general nature and level of work being performed. This is not intended to be construed as an exhaustive list of all responsibilities, duties...
-
Internal Auditor
6 days ago
Los Angeles, United States Amity Foundation Full timeAmity Foundation , internationally acclaimed teaching, and therapeutic community is seeking compassionate and enthusiastic individuals with a desire to teach, learn and join our community as an Internal Auditor. This groundbreaking opportunity not only will allow you to work with our prison programs to help the inmate population but will also enhance your...
-
Internal Auditor
3 weeks ago
Los Angeles, United States Amity Foundation Full timeJob DescriptionJob DescriptionAmity Foundation, internationally acclaimed teaching, and therapeutic community is seeking compassionate and enthusiastic individuals with a desire to teach, learn and join our community as an Internal Auditor. This groundbreaking opportunity not only will allow you to work with our prison programs to help the inmate population...