Current jobs related to Legal & Compliance - TGO VP (Team Lead) - New York, New York - Bank of China Limited, New York Branch

  • VP - P&C Legal Lead

    4 days ago

    New York, New York, United States Hiscox Full time

    Lead P&C Legal Team and Drive Business GrowthHiscox is seeking a seasoned VP - P&C Legal to lead our talented team of lawyers and legal professionals supporting the US business unit. As a key member of our Legal Department, you will provide strategic advice and counsel on a broad array of legal issues, with a focus on product, marketing and advertising, and...

  • Compliance Team Lead

    3 weeks ago

    New York, New York, United States Guggenheim Partners Full time

    Job SummaryGuggenheim Partners is seeking a highly motivated and self-directed professional to join its Compliance team as a VP, Control Room. This role presents an opportunity to grow in a fast-paced organization while supporting a critical function that protects our clients' interests.Key ResponsibilitiesMonitor and manage the Firm's information barriers...

  • VP Legal Counsel

    2 days ago

    New York, New York, United States JCW Full time

    Job Title: VP Legal CounselOur client, a global banking organization, is seeking a highly skilled VP Legal Counsel to join their team in the NY branch. As a key member of the Legal Department, you will provide exceptional legal advice and support to the General Manager and business groups.This role requires a strong understanding of laws, regulations, and...

  • Compliance and Data Protection Specialist

    3 weeks ago

    New York, New York, United States Lexitas Legal Talent Outsourcing Full time

    Job SummaryLexitas Legal Talent Outsourcing is seeking a highly skilled Privacy and Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for supporting the implementation and development of our company's compliance efforts, including privacy and data security.Key ResponsibilitiesCompliance Program...

  • Compliance and Data Protection Specialist

    2 weeks ago

    New York, New York, United States Lexitas Legal Talent Outsourcing Full time

    Job SummaryLexitas Legal Talent Outsourcing is seeking a highly skilled Privacy and Compliance Specialist to join our team. As a key member of our compliance department, you will play a critical role in supporting the implementation and development of our company's compliance efforts, including privacy and data security.Key ResponsibilitiesCompliance Program...

  • VP Deputy General Counsel

    2 days ago

    New York, New York, United States Community Preservation Corporation Full time

    Job Title: VP Deputy General CounselAbout the Role:The Community Preservation Corporation (CPC) is seeking a highly skilled and experienced VP Deputy General Counsel to provide legal support to our mortgage lending business and other mission-related activities. As a key member of our legal team, you will be responsible for providing timely and accurate legal...

  • Compliance Officer

    2 weeks ago

    New York, New York, United States Larson Maddox Full time

    Larson Maddox, a leading FinTech company, is seeking a highly skilled Compliance Officer to join its team. This role will serve as the regulatory counterpart to the VP, Legal, and work together on all legal & regulatory functions related to registered funds.Key Responsibilities:Develop and maintain expertise in Investment Company Act of 1940 and Investment...

  • Corporate Legal Associate

    3 weeks ago

    New York, New York, United States 5 Legal Full time

    Position Overview5 Legal is seeking a dedicated associate to enhance its Corporate Practice Group.Key Responsibilities:Engage in corporate and transactional matters.Provide legal support in M&A transactions and securities law compliance.Qualifications:2-4 years of relevant experience in corporate law.Admission to the NJ Bar is mandatory; NY Bar admission is...

  • Privacy and Compliance Specialist

    1 week ago

    New York, New York, United States Lexitas Legal Talent Outsourcing Full time

    Job Title: Privacy and Compliance SpecialistLexitas Legal Talent Outsourcing is seeking a skilled Privacy and Compliance Specialist to support the implementation and development of our company's compliance efforts.Key Responsibilities:Develop and maintain materials related to our enterprise-wide compliance efforts, including policies and procedures,...

  • Compliance Officer

    1 week ago

    New York, New York, United States Larson Maddox Full time

    Larson Maddox is seeking a seasoned Compliance professional to join its RIA arm in New York. As the AVP Compliance, you will serve as the regulatory counterpart to the VP, Legal, and collaborate on all legal and regulatory functions related to registered funds. Key responsibilities include serving as the firm's subject matter expert in the Investment Company...

  • Corporate Legal Associate

    3 weeks ago

    New York, New York, United States 5 Legal Full time

    Position Overview5 Legal is seeking a skilled associate to enhance its Corporate Practice Group.Key Responsibilities:Engage in corporate and transactional matters.Provide legal support in mergers and acquisitions.Assist with compliance related to securities law.Qualifications:2-4 years of relevant experience in corporate law.Admission to the New Jersey Bar...

  • VP, Legal, Employment

    2 days ago

    New York, New York, United States Warner Bros. Full time

    About the RoleWe are seeking a highly skilled and experienced Employment Lawyer to join our team at Warner Bros. Discovery. As a key member of our legal department, you will provide expert advice and support on labor and employment matters, ensuring compliance with relevant laws and regulations.Key ResponsibilitiesProvide employment legal support and...

  • VP, Legal, Employment

    2 days ago

    New York, New York, United States Warner Bros. Full time

    About the RoleWe are seeking a highly skilled and experienced Employment Lawyer to join our team at Warner Bros. Discovery. As a key member of our legal department, you will provide expert advice and support on labor and employment matters, ensuring compliance with relevant laws and regulations.Key ResponsibilitiesProvide employment legal support and...

  • VP, Land Planning and Development Lead

    2 weeks ago

    New York, New York, United States RogueSearch Full time

    Job Summary:RogueSearch is seeking a highly skilled and experienced VP, Land Planning and Development Lead to join our team. As a key member of our operations team, you will be responsible for leading and directing our land planning and development teams in all aspects of the planning and development phases.Key Responsibilities:Lead and Direct: Project due...

  • Legal Compliance Specialist

    23 hours ago

    New York, New York, United States Sand Tech Holdings Limited Full time

    {"h1": "Job Title: Legal & Compliance Specialist", "p": "At Sand Tech Holdings Limited, we are seeking a dynamic legal professional to provide critical support for our operations in the US. This position is initially freelance, with the opportunity to transition into a long-term leadership role.", "ul": [{"li": "Contract Management: Oversee and facilitate...

  • Compliance Officer

    6 days ago

    New York, New York, United States Larson Maddox Full time

    Larson Maddox is seeking a highly skilled AVP Compliance professional to join its RIA arm in New York. This role will serve as the regulatory counterpart to the VP, Legal, and collaborate on all legal and regulatory functions related to registered funds.Key Responsibilities:Develop and maintain expertise in the Investment Company Act of 1940 and Investment...

  • In-House Legal Counsel

    1 hour ago

    New York, New York, United States McCormack Schreiber Legal Search Full time

    About the Opportunity:Mccormack Schreiber Legal Search is proud to partner with a leading global private markets investment manager in its search for a seasoned lawyer with expertise in 40 Act/securities law to join its thriving Legal and Compliance team as a Legal Counsel in its Chicago or New York office.Key Responsibilities:• Assist and coordinate with...

  • Legal Compliance Associate

    4 weeks ago

    New York, New York, United States Atlantic Group Full time

    Position Overview:Location: Midtown ManhattanCompensation: $130k - $145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, and maintain compliance policies and procedures, assisting the team in adapting these frameworks to accommodate new business...

  • Legal Compliance Associate

    4 weeks ago

    New York, New York, United States Atlantic Group Full time

    Position Overview:Location: Midtown ManhattanCompensation: $130k - $145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, and maintain compliance policies and procedures, ensuring alignment with new business practices or regulatory updates.Assist...

  • VP of Corporate Development Lead

    6 days ago

    New York, New York, United States Braze Full time

    About the RoleWe are seeking a highly skilled and experienced VP of Corporate Development to join our team at Braze. As a key member of our executive team, you will play a pivotal role in driving our strategic growth initiatives and leading the identification, evaluation, and execution of mergers, acquisitions, partnerships, and other strategic...

Legal & Compliance - TGO VP (Team Lead)

4 months ago

New York, New York, United States Bank of China Limited, New York Branch Full time
Introduction

Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.

Overview

The incumbent is responsible for the development, maintenance and optimization of all FCC systems, such as Mantas, Case Management Tool, TTMS and Bridger Insight. S/he will own the Transaction Monitoring Working Group ("TMWG)" and be responsible to report metrics on system health, continuous improvement projects pertaining to system improvements and optimization efforts. S/he will also develop and maintain KRIs, determine frequency, conduct trend analysis, and report to relevant committees as needed.

Responsibilities

Include but are not limited to:

Maintain the optimal operation of all FCC systems
  • Coordinate with FCC TM teams to ensure system output is producing quality results within the bank's risk profile
Policy and procedure oversight
  • Coordinate and review all Technology Governance Optimization policies, procedures and methodologies to ensure compliance with the Bank's standards and Regulatory guidelines
Continuous Improvement Program ("CIP")
  • Development of a Continuous Improvement Program that advances FCC systems and program to the next level with effective, efficient and sustainable processes
Audit and Exam coordination
  • Manage all FCC system exams both internal and external exam responses
Qualifications
  • Bachelor degree in Finance, Business Administration, Accounting/Actuarial Science, Economics, or a related quantitative discipline required. Master's degree preferred
  • Minimum 5 years of experiences in Financial Services or Banking industry is required
  • Minimum 5 years of experiences in Project Management in AML or AML IT area is required
  • CAMS certification preferred
Pay Range

Actual salary is commensurate with candidate's relevant years of experience, skillset, education and other qualifications.

USD $110, USD $230,000.00 /Yr.