Market Supervision Manager – Denver Colorado
4 weeks ago
Job Description:
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization. Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us
Job Description:
This job is responsible for a wide variety of delegated compliance, administrative, and business functions to support the Merrill Wealth Management Market Executives (MEs) overall managerial and supervisory responsibilities. Key responsibilities include supporting business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory, financial, and reputational risks. Job expectations include working independently or with minimal guidance, while keeping the ME and Division Supervision Executive informed on significant matters.
Responsibilities:
Performs, monitors, and demonstrates adherence to internal and external standards, policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnelManages day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank's compliance policies and proceduresCoaches FAs, Client Associates (CAs), and other market personnel to drive adherence of policies and procedures related to the sales practice conductPartners with FAs, CAs, and other market personnel to manage risk of business growth initiatives, ensuring alignment with the bank's enterprise risk appetiteRequired Qualifications: Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licensesSeries 3, 31 licenses, if warrantedMinimum of 5+ years professional experienceProven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services productsDesired Qualifications:Bachelor's degree or equivalent work experienceMarket Supervision Manager experience, or completion of Merrill's Office Management Team Associate Development ProgramSkills:Decision MakingInfluenceNegotiationProblem SolvingRisk ManagementAdaptabilityBusiness AcumenCollaborationOral CommunicationsRelationship BuildingBusiness Operations ManagementClient Solutions AdvisoryPlanningTalent DevelopmentWritten Communications This job will be open and accepting applications for a minimum of seven days from the date it was posted. Shift:1st shift (United States of America)Hours Per Week: 40-
Denver, Colorado, United States Colorado Permanente Full timeColorado Permanente Medical Group is seeking a board-certified or board-eligible Adult Allergist to join our great team in a PRN capacity. Location is flexible to choose work at Lone Tree Medical, Franklin or Rock Creek Medical Centers in the Denver metro area. We are also flexible to offer a part-time opportunities.This is an excellent opportunity to...
-
Denver, Colorado, United States Colorado Permanente Full timeColorado Permanente Medical Group is seeking a board-certified or board-eligible Adult Allergist to join our great team in a PRN capacity. Location is flexible to choose work at Lone Tree Medical, Franklin or Rock Creek Medical Centers in the Denver metro area. We are also flexible to offer a part-time opportunities.This is an excellent opportunity to...
-
Dermatology Full-Time position in Denver, Colorado
2 months ago
Denver, Colorado, United States Colorado Permanente Full timeThe Colorado Permanente Medical Group (CPMG) is seeking a BC/BE General Dermatologist for the Denver/Boulder area. Openings are available at the Skyline and Arapahoe clinics at 0.9 FTE.Highlights: Join our physicianled team of 25 general dermatologists, pediatric dermatologists, and Moh's surgeons Live, work, and play in Colorado. Open positions are in the...
-
Denver, Colorado, United States Colorado Permanente Full timeThe Colorado Permanente Medical Group (CPMG) is seeking a BC/BE General Dermatologist for the Denver/Boulder area. Openings are available at the Skyline and Arapahoe clinics at 0.9 FTE.Highlights: Join our physicianled team of 25 general dermatologists, pediatric dermatologists, and Moh's surgeons Live, work, and play in Colorado. Open positions are in the...
-
Denver, Colorado, United States Colorado Permanente Full timeFull time or Part time available Colorado Permanente Medical Group is seeking a Glaucoma Specialist who is Ophthalmology board certified and glaucoma fellowship trained. We have an excellent opportunity for you to join an excellent collegial team in Denver, Colorado. Primary Responsibilities: Cataract care with cataract surgeryMedical & surgical...
-
Denver, Colorado, United States Colorado Permanente Full timeFull time or Part time available Colorado Permanente Medical Group is seeking a Glaucoma Specialist who is Ophthalmology board certified and glaucoma fellowship trained. We have an excellent opportunity for you to join an excellent collegial team in Denver, Colorado. Primary Responsibilities: Cataract care with cataract surgeryMedical & surgical...
-
Denver, Colorado, United States Colorado Permanente Full timeAre you ready to take your career in Family Medicine to the next level? The Colorado Permanente Medical Group (CPMG) has an incredible opportunity for you Imagine practicing medicine in the beautiful Denver metro area, surrounded by breathtaking landscapes and a supportive medical community. CPMG is actively seeking top-notch, board-certified or...
-
Denver, Colorado, United States Colorado Permanente Full timeColorado Permanente Medical Group is seeking a full-time board-certified or board-eligible General Surgeon (no Bariatrics) to fill two positions and join our teams at the Rock Creek and Lone Tree Medical Offices in the Denver metro area. We are seeking highly skilled physicians to start within 3-6 months.BenefitsCPMG offers a Market-leading benefit package,...
-
Denver, Colorado, United States Colorado Permanente Full timeColorado Permanente Medical Group is seeking a full-time board-certified or board-eligible General Surgeon (no Bariatrics) to fill two positions and join our teams at the Rock Creek and Lone Tree Medical Offices in the Denver metro area. We are seeking highly skilled physicians to start within 3-6 months.BenefitsCPMG offers a Market-leading benefit package,...
-
Denver, Colorado, United States Colorado Permanente Full timePhysician Neuroradiology PRN_Employment Requirement__: Colorado Permanente Medical Group, P.C. staff must be fully vaccinated against COVID-19 or have established a qualified medical or religious exemption by September 17, 2021. All persons offered a position must provide valid proof of vaccination or qualifying exemption before starting...
-
Denver, Colorado, United States Colorado Permanente Full timePhysician Neuroradiology PRN_Employment Requirement__: Colorado Permanente Medical Group, P.C. staff must be fully vaccinated against COVID-19 or have established a qualified medical or religious exemption by September 17, 2021. All persons offered a position must provide valid proof of vaccination or qualifying exemption before starting...
-
Denver, Colorado
2 months ago
Denver, Colorado, United States VetCare Animal Hospital Full timeVetCare Animal Hospital is looking to welcome the newest Associate DVM to our growing Denver, Colorado, practice This is a full-time, Monday-Friday role (four 10-hour shifts each week). There are no on-call services or emergency hours required for this role. We're searching for an experienced DVM who is confident with surgery and dentistry, great with...
-
Denver, Colorado
4 weeks ago
Denver, Colorado, United States VetCare Animal Hospital Full timeVetCare Animal Hospital is looking to welcome the newest Associate DVM to our growing Denver, Colorado, practice This is a full-time, Monday-Friday role (four 10-hour shifts each week). There are no on-call services or emergency hours required for this role. We're searching for an experienced DVM who is confident with surgery and dentistry, great with...
-
Courtesy Posting: Guardian Denver/CMHI
2 weeks ago
Denver, Colorado, United States Colorado Judicial Branch Full timeMISSION STATEMENT The Colorado Office of Public Guardianship is accepting applications for Guardians who will, under general supervision, independently perform professional staff functions as a representative of the Colorado Office of Public Guardianship. The Guardian will provide appropriate and quality public guardianship services and make decisions...
-
Psychiatrist Locums Needed in Denver, Colorado
4 weeks ago
Denver, Colorado, United States Alumni Healthcare Staffing Full timeStart Date: ASAPRequirements: Active Colorado License & DEA Position: Psychiatrist Psychiatrist needed for an ongoing outpatient assignment in Denver, Colorado. The clinician will be required to hold an active Colorado license & DEA.Schedule: 3-10-hour shifts per week Compensation: Competitive... Name your price Location: Denver, Colorado Start Date: ASAP...
-
Psychiatrist Locums Needed in Denver, Colorado
2 months ago
Denver, Colorado, United States Alumni Healthcare Staffing Full timeStart Date: ASAPRequirements: Active Colorado License & DEA Position: Psychiatrist Psychiatrist needed for an ongoing outpatient assignment in Denver, Colorado. The clinician will be required to hold an active Colorado license & DEA.Schedule: 3-10-hour shifts per week Compensation: Competitive... Name your price Location: Denver, Colorado Start Date: ASAP...
-
Spine Neurosurgery Opportunity in Denver, Colorado
2 months ago
Denver, Colorado, United States HCA Healthcare Full timeJob Summary:Carepoint Neurosurgery and Spine, in conjunction with Sky Ridge Medical Center, is seeking a neurosurgeon to join its office location in south metro Denver, COQualified Candidates:Board certified in neurosurgery3 yrs. practice experience requiredSpine-focused general neurosurgeon with interest in traumaMotivated, team playerIncentive/Benefits...
-
Denver, Colorado, United States HCA Healthcare Full timeJob Summary:Carepoint Neurosurgery and Spine, in conjunction with Sky Ridge Medical Center, is seeking a neurosurgeon to join its office location in south metro Denver, COQualified Candidates:Board certified in neurosurgery3 yrs. practice experience requiredSpine-focused general neurosurgeon with interest in traumaMotivated, team playerIncentive/Benefits...
-
Denver, Colorado, United States United Urology Group Full timeAbout Colorado UrologyColorado Urology ("COUA"), an affiliate of United Urology Group, is the premier urology practice in the Greater Denver area. The practice currently supports 23 urologists, 2 radiation oncologists and 10 advanced practice providers ("APPs") in the Denver market.In , the practice and its physicians are actively seeking full-time...
-
Denver, Colorado, United States United Urology Group Full timeAbout Colorado UrologyColorado Urology ("COUA"), an affiliate of United Urology Group, is the premier urology practice in the Greater Denver area. The practice currently supports 23 urologists, 2 radiation oncologists and 10 advanced practice providers ("APPs") in the Denver market.In , the practice and its physicians are actively seeking full-time...
