Manager, Internal Audit Regulatory Exam Management
4 weeks ago
Job Summary
Assist in development, management and coordination of Internal Audit related regulatory examinations, including responses to ongoing/adhoc requests, preparation for regulatory meetings, and provide required internal reporting and updates regarding regulatory activities. Work closely with IA stakeholders to ensure consistent, clear and timely communication to regulators.Job Description
What is the Opportunity?
To support the maintenance and operations of the regulatory relationship with US prudential and securities regulators that cover all aspects of US Internal Audit (IA) activities to provide advice, assistance and support to key IA stakeholders, and respond to its regulatory activities in accordance with RBC Code of Ethics and operate in an effective and efficient manner. The US regulatory relationship is carried out within the US, covering IA activities across all platforms and RBC entities.
What will you do?
- Support the Internal Audit Regulatory Exam Management team and US Internal Audit team on US regulatory matters.
- Assist in coordinating Internal Audit matters for RBC's US prudential and securities regulators, primarily the Federal Reserve and the OCC, for all matters regarding RBC's US Internal Audit. This activity includes assisting with regulatory examinations, overseeing and managing the timeliness and accuracy of responses to regulators, including compiling information to support regulatory requests and queries/responses to exam findings.
- Maintain effective working relationships with key stakeholders ensuring they get maximum value from engagement work.
- Contribute in periodic meetings with the IA teams to provide updates on status on the regulatory examinations and ongoing supervisory meetings.
- Maintain thorough knowledge of applicable US regulatory requirements for Foreign Banking Organizations, OCC National Banks, OCC-authorized branches, agencies and representative offices and Federal Reserve Intermediate Holding Companies and Fed-authorized representative offices. Actively monitor and report on regulatory updates and developments affecting US business platforms and the IA teams that provide coverage.
- Support internal reporting of data related to regulatory exams and findings.
- Provide reporting and ad-hoc support to IA management, including support for preparation for meetings, preparing exam and adhoc responses.
What do you need to succeed?
Relationship building and client experience:
- Has consistently recommended and implement innovative solutions to improve inefficient processes
- Strong relationship management skills
Audit and Assurance experience
- Regulatory experience, including regulatory issue validation a plus
- Audit background
- Undergraduate degree in related field
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Opportunities to building close relationships with clients
The good-faith expected salary range for the above position is depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.
RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
· Drives RBC's high performance culture
· Enables collective achievement of our strategic goals
· Generates sustainable shareholder returns and above market shareholder value
Job Skills
Additional Job Details
Address:
350 SOUTH GRAND AVENUE:LOS ANGELESCity:
Los AngelesCountry:
United States of AmericaWork hours/week:
40Employment Type:
Full timePlatform:
Internal AuditJob Type:
RegularPay Type:
SalariedPosted Date:
Application Deadline:
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at
-
Manager, Regulatory Audits
2 weeks ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $102, Min.) - $132, Mid.) - $163, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Manager, Regulatory Affairs
13 hours ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $102, Min.) - $132, Mid.) - $163, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Manager, Delegation Oversight Clinical Audit
2 days ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $117, Min.) - $152, Mid.) - $188, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Senior Director II, Regulatory Operations
4 weeks ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $171, Min.) - $232, Mid.) - $292, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Regulatory Project Manager
3 weeks ago
Los Angeles, California, United States UCLA Health Full timeThe UCLA CORE Kidney Health Program is seeking an experienced RegulatoryProject Manager to oversee all regulatory aspects of clinical trials, clinical programs,our patient and community outreach program, education and training, and assistwith administrative tasks. You will be responsible for the oversight ofregulatory coordination for clinical research...
-
Senior Accounting Manager
4 weeks ago
Los Angeles, California, United States GHJ Full timeGHJ Search and Staffing serves as the recruitment division of GHJ, a prominent national accounting and advisory firm. Our team provides qualified Accounting and Finance professionals on a temporary and permanent basis across a broad range of industries. GHJ's relationship with our Global Advisory and Accounting Network provides the resources needed to better...
-
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $67, Min.) - $87, Mid.) - $107, Max.)Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $67, Min.) - $87, Mid.) - $107, Max.)Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Manager, Medical Management
1 month ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $117, Min.) - $152, Mid.) - $188, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Internal Auditor III
4 weeks ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $88, Min.) - $115, Mid.) - $142, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $67, Min.) - $87, Mid.) - $107, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $67, Min.) - $87, Mid.) - $107, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Supervisor, Care Management Coordinator
3 weeks ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $60, Min.) - $75, Mid.) - $91, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Senior Manager, Stock Plan Administration
1 week ago
Los Angeles, California, United States WEBTOON Entertainment Inc. (Wattpad & WEBTOON Family of Brands) Full timeAs the global leader and pioneer of the mobile webcomic format, WEBTOON has revolutionized the comics industry for comic fans and creators. Today, a diverse new generation of international comic artists have found a home on WEBTOON, where the company's storytelling technology allows anyone to become a creator and build a global audience for their...
-
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $117, Min.) - $152, Mid.) - $188, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $88, Min.) - $115, Mid.) - $142, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Delegation Oversight Clinical Auditor RN II
4 weeks ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $88, Min.) - $115, Mid.) - $142, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Financial Compliance Data Manager II
1 month ago
Los Angeles, California, United States L.A. Care Health Plan Full timeSalary Range: $102, Min.) - $132, Mid.) - $163, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...
-
Los Angeles, California, United States Vertical Careers, Inc. Full timeSenior Investment AccountantA prestigious private equity fund management organization looking for a qualified Sr. Investment Accountant to join their dynamic team. This position will act, oversee and ensure the accuracy and timely completion of the company's finance and accounting deliverables.Scope of Responsibilities: Shadow, review, and/or prepare fund...
-
IS Assurance Intern
2 weeks ago
Los Angeles, California, United States BDO USA PC Full timeJob Summary:BDO is a place for energetic self-starters who can think and act like entrepreneurs. As an Intern in our IS Assurance practice, you will begin to utilize your educational background as well as your organizational skills as you serve the firm's dynamic client base. You will assist in problem solving and fact-finding, working side-by-side with more...
