Compliance Officer

About Our Client Our client is a community-focused financial institution offering a range of banking services including personal and business banking, mortgages, and investment products. With a strong emphasis on customer service and community involvement, our client aims to meet the diverse financial needs of its clients while maintaining high standards of...

About the Role:Grade Level (for internal use):12The Role: Compliance OfficerThe Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global Ratings in North America. The role involves a range of activities,...

Sharegain began with one question: If the largest institutions solely exercise the right to lend their stocks, bonds, and ETFs, what would it take to unlock this revenue opportunity for every investor? Our team of experts in the UK, US and Israel built the solution: a platform that empowers online brokers, private banks, and wealth managers to offer...

Job DescriptionJob DescriptionSharegain began with one question: If the largest institutions solely exercise the right to lend their stocks, bonds, and ETFs, what would it take to unlock this revenue opportunity for every investor? Our team of experts in the UK, US and Israel built the solution: a platform that empowers online brokers, private banks, and...

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris, Lyon,...

Application Deadline:06/26/2024 Address:151 W 42nd StreetJob Family Group:Audit, Risk & Compliance. Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring Compliance Officer, Business Operations, Compliance, Officer, Equities, Monitoring, Banking, Business Services

Job Title: Chief Compliance Officer Location: Bronx, NY Skills: Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity: We are a rapidly growing healthcare company providing high-quality and accessible medical care to residents of New York State. We have been in business for over 25 years and serve all five boroughs of New...

Job DescriptionJob DescriptionChief Compliance OfficerLocation: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments, Inc. and its state money transmission licensed affiliate Melio...

About Our Client Our client is a Japanese Corporate Bank, providing a range of banking services such as foreign exchange, trade finance, and investment banking to clients with ties to Japan and the United States. They are looking for one (1) Full-Time Corporate Compliance Officer to join there Legal & Compliance Team in their Midtown New York, NY Office. Job...

Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our...

At Mercer, were creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally regardless of who you are, what you look l Compliance Officer, Investment, Portfolio, Officer, Compliance, Business, Banking

The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of...

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open like our spaces. We bring out the best in each other through collaboration. Through our...

Enterprise Compliance Officer (AML Tuning & Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization of AML monitoring systems. This individual will lead in conducting tuning on a periodic basis to ensure that the parameters utilized are set at the most optimal level for the settings to produce statistically relevant alerts....

About the Role:Grade Level (for internal use):12About the Role:S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division is effective and aligned...

LHH Recruitment Solutions is excited to present an opportunity for the role of Associate General Counsel with a company based in Suffolk County, New York. This is a position that offers a mix of in-office and remote work.Key Responsibilities:Preference for a blend of in-house and law firm background.Minimum 8 years of experience in general and corporate...

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open like our spaces. We bring out the best in each other through collaboration. Through our...

WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and...

Job DescriptionJob DescriptionThe Atlantic Group has partnered with a large investment firm in the Manhattan area. They have an immediate need for a Compliance Analyst to join their team. This position is a full-time contract role with the opportunity to become permanent based on performance.JOB DESCRIPTIONSeeking a Compliance Analyst to join its Legal and...

Compliance Analyst $75-85K (+ 5-8% bonus)Location: NY, NY 10001***onsite 5 days (9-5pm) We are seeking a Sr. Compliance Analyst to join our clients Compliance team. Responsibilities: Organizing, executing, processing and reporting of assigned roles to facilitates client compliance with regulatory requirements, including those related to Bank Secrecy Act...