Fraud Quality Assurance Sr. Analyst

3 weeks ago


Dallas, Pennsylvania, United States Texas Capital Bank Full time



Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people's success — today and tomorrow.



While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment — investing the time and resources to understand our clients' immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success. We build long-lasting relationships.



Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO).



Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to ' Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate's 2023 list of Best Regional Banks. For more information about joining our team, please visit us at .



Brief Overview of Position

The Quality Assurance Analyst will report to the Quality Assurance Manager of the Compliance Department and will be responsible for the responsible for reviewing documentation to ensure compliance with fraud policy requirements, regulatory expectations, and internal policies.

Responsibilities

Perform quality assurance reviews related to fraud SAR filings and investigations
Review documentation to ensure it consistently meets relevant regulatory expectations and internal policies (timeliness, accuracy, completeness)
Evaluate the effectiveness of work product to ensure appropriate risk factors were considered in the overall decision across multiple workstreams
Serve as a control performer for controls maintained by Quality Assurance (QA)
Participate/Lead in periodic QA calibration sessions to improve quality and consistency
Provide feedback and training on how to improve reporting and deliverable quality
Analyze current systems and processes to identify potential improvements or enhancements
Prepare reports for Compliance Leadership
Assist in implementation of detection and prevention methods, such as training and instruction manuals
Lead special projects or critical casework
Adhere to designated time frames, manage workflow to the specified deadlines and complete responsibilities in a satisfactory manner.
Actively ensure compliance with the Texas Capital Bank Code of Conduct, Corporate Compliance rules, and all Anti-Money Laundering, Bank Secrecy Act, information security, and suspicious activity reporting requirements, policies, and procedures, and participate in any required corporate and business line training in these areas

Qualifications
Bachelor's Degree in Accounting, Finance, Business, Criminology, or related field or equivalent work experience
Prior experience required in investigations, including filing SARs on Fraud and/or AML/TF matters or related audit/regulatory experience
CAMS or CFE relevant certification preferred
Strong verbal and written communication skills including the ability to edit written documentation
Keen attention to detail on a consistent basis
Willing to learn and be flexible to change
Critical thinking skills
Proficiency in Microsoft Excel, Word, PowerApps and/or experience in using other database applications



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