Operations Associate – FINRA Series 99 or 24
1 month ago
Compliance Ops Associate - FINRA Series 24
If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. may be the right choice for you.
Overview
Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal relationship with their advisor, and we believe in guiding our clients to achieve their financial goals and dreams through conservative income and growth strategies.
Hennion & Walsh is seeking a Series 99 licensed Operations Associate for our growing company. The position will work within our operations department, processing client requests and helping us deliver quality service to our clients. Broad knowledge base of industry standards is a plus, to assist us with processes and procedures.
Opportunity
- Responsible for the daily operational requests.
- Assist with cashiering items, ACATs, extensions.
- Assist supervisor with issues and trade errors.
- Work with other departments to help implement efficiencies and process improvements.
- Manage day to day workflow and meet department service levels goals.
Qualifications
- FINRA Series 99 or Series 24 license required
- Prior relevant experience with a Broker Dealer or Investment Advisor
- Working knowledge of FINRA, SEC and other regulatory rules and regulations
- Self-motivated, proactive and able to manage multiple priorities
- Strong attention to detail
- Strong communication and organizational skills
- Strong work ethic and hands-on approach
Benefits
- Competitive compensation
- Open and supportive team-based environment
- Full medical and dental benefits
- 401(k) plan with company match
-
SAP PP and QM Consultant 58622141
2 days ago
Parsippany, New Jersey, United States Cognizant Technology Solutions Full timeAbout Cognizant's SAP Practice Cognizant's SAP practice is part of our Enterprise Platform Services (EPS) unit. In Cognizant's SAP practice, we help enterprises improve business value in the digital economy. As part of this practice, you will drive digital acceleration, to prepare our clients for the approaching autonomous business by unlocking the value of...
-
Outside Sales-Geotechnical Group-NY/NJ
2 days ago
Parsippany, New Jersey, United States Nucor Steel Auburn, Inc. Full timeJob Details Division: [[division_obj]] Location: [[filter4]] , [[filter3]] , [[filter2]] Other Available Locations: [[mfield1]] Basic Job Functions:The Outside Sales Representative for Geo is responsible for developing and executing a territory strategy, aligned with our Company Sales Strategy, for building a customer base and selling Geotechnical Products...
-
Underwriting Analyst
1 month ago
Parsippany, New Jersey, United States Berkshire Hathaway GUARD Insurance Company Full timeOverview Berkshire Hathaway GUARD Insurance Companies is looking to hire an Underwriting Associate (Entry Level) to evaluate risks for Workers' Compensation, Businessowners', Commercial Auto, and Umbrella policies for small businesses. We are looking to fill the position in our Corporate office in Wilkes-Barre, PA or Field Office in Parsippany, NJ....
-
Executive Administrative Assistant
6 days ago
Parsippany, New Jersey, United States Pacira Biosciences Inc. Full timeAbout PaciraPacira BioSciences, Inc. is a leading provider of non-opioid pain management and regenerative health solutions dedicated to improving outcomes for health care practitioners and their patients. Our in-depth knowledge of non-opioid pain management, coupled with our passion for advancing patient care, drives our commitment to providing solutions...
-
Parsippany, New Jersey, United States Gilead Sciences, Inc. Full timeFor Current Gilead Employees and Contractors:Please log onto your Internal Career Site $) to apply for this job.At Gilead, we're creating a healthier world for all people. For more than 35 years, we've tackled diseases such as HIV, viral hepatitis, COVID-19 and cancer – working relentlessly to develop therapies that help improve lives and to ensure access...
-
Compliance Ops Associate
5 days ago
Parsippany, United States Hennion & Walsh Full timeCompliance Ops Associate - FINRA Series 24 If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. may be the right choice for you. Overview Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal...
-
Compliance Ops Associate
3 weeks ago
Parsippany, United States Hennion & Walsh Full timeCompliance Ops Associate - FINRA Series 24If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. may be the right choice for you.OverviewHennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal...
-
Series 7 Registered Client Service Associate
1 week ago
Parsippany, United States Hennion & Walsh Full timeSeries 7 Registered Client Service AssociateAt Hennion & Walsh, a Series 7 Registered Client Service Associate is an integral part of our mission to provide the highest degree of advice and services to our valued clients each and every day. The Series 7 Registered Client Service Associate position at Hennion & Walsh is ideal for someone that already has...
-
Series 7 Registered Financial Advisor Associate
3 weeks ago
Parsippany, United States Hennion & Walsh Full timeSeries 7 Registered Financial Advisor Associate Are you a Series 7 Registered Financial Advisor? Are you trying to build a successful career as a Financial Advisor? Are you frustrated by the lack of leads and prospects? Is your path to success being impeded by your current employer? If the answer to any of these questions is yes, then Hennion & Walsh may be...
-
Series 7 Registered Financial Advisor Associate
4 weeks ago
Parsippany, United States Hennion & Walsh Full timeSeries 7 Registered Financial Advisor Associate Are you a Series 7 Registered Financial Advisor? Are you trying to build a successful career as a Financial Advisor? Are you frustrated by the lack of leads and prospects? Is your path to success being impeded by your current employer? If the answer to any of these questions is yes, then Hennion & Walsh may be...
-
Shipping & Receiving Associate
2 days ago
Parsippany, United States Zing Recruiting Full timeJob DescriptionJob DescriptionShipping & Receiving Associate/Logistics Operator1st shift - $22 per hourLeading manufacturer has an immediate opening for a 2nd shift Shipping Receiving Associate in the Parsippany, NJ area. In this role you will be responsible for supporting incoming shipments and getting orders ready for dispatching. Ideal candidate must be...
-
Operations Associate
5 days ago
Parsippany, United States IPG Health Full time**Basic Information**: - Location - NJ Parsippany 3 Sylvan Way - Posted Date - 14-May-2024 - Agency - Trio - Department - Program Management - Job Number - 43346 - Job Type - Regular - Posting Locations - United States - Parsippany, New Jersey - Work Arrangement - Regular - Hybrid **Job Description**: Salary $56,000 to $80,000 annually
-
Night Operations Manager
2 days ago
Parsippany, United States Sunrise ShopRite Full timeJob description We are living our Purpose – To Care Deeply about People, Helping them to Eat Well and Be Happy. This Purpose guides everything we do and is why we are in business. We are using our service priorities - Safety, Friendliness, Presentation, and Efficiency to help us make decisions at work every day and are critical to the success of our...
-
Night Operations Manager
2 days ago
Parsippany, United States Sunrise ShopRite Full timeJob description We are living our Purpose – To Care Deeply about People, Helping them to Eat Well and Be Happy. This Purpose guides everything we do and is why we are in business. We are using our service priorities - Safety, Friendliness, Presentation, and Efficiency to help us make decisions at work every day and are critical to the success of our...
-
Associate, Brokerage
5 days ago
Parsippany, United States JLL Full timeJLL supports the Whole You, personally and professionally. Associate Personalized benefits that support personal well-being and growth: JLL recognizes the impact that the workplace can have on your wellness, so we offer a supportive culture and comprehensive benefits package that prioritizes mental, physical and emotional health. About JLL - We’re...
-
Clinical Project Associate
7 days ago
Parsippany, United States canfield scientific Full timeAn ideal candidate for our Clinical Project Associate position is an individual who can prioritize and multitask, is experienced in windows-based computer applications, and possesses strong communication skills. The right individual will have strong time management skills and works well in a fast-paced environment.Job Description:Provide project management...
-
Vendor Outsourcing Associate II
5 days ago
Parsippany, United States Net2Source Inc. Full timePosition: Vendor Outsourcing Associate IILocation: Parsippany, NJ Hybrid (Onsite T/W/Th)Duration: 12+ Months (Possible conversion) Functional Area: Development Operations, Vendor Outsourcing Shift: Standard shift, Business HoursObjective:The client is currently seeking an industry-leading Associate II, Vendor Outsourcing. The selected candidate will have the...
-
Vendor Outsourcing Associate II
5 days ago
Parsippany, United States Net2Source Inc. Full timePosition: Vendor Outsourcing Associate IILocation: Parsippany, NJ Hybrid (Onsite T/W/Th)Duration: 12+ Months (Possible conversion) Functional Area: Development Operations, Vendor Outsourcing Shift: Standard shift, Business HoursObjective:The client is currently seeking an industry-leading Associate II, Vendor Outsourcing. The selected candidate will have the...
-
Associate II, Vendor Outsourcing
7 days ago
Parsippany, United States TekWissen LLC Full timeJob DescriptionJob DescriptionOverview: TekWissen Group is a workforce management provider throughout the USA and many other countries in the world. The below job opportunity is with one of our Biotech clients who researches develop and commercializes drugs. The company focuses primarily on antiviral drugs used in the treatment of HIV, hepatitis B, hepatitis...
-
Director, Call Center Operations
4 weeks ago
Parsippany, United States Delta Dental of NJ Full timeJob DescriptionJob DescriptionDelta Dental of New Jersey, located in Parsippany NJ, an acknowledged leader providing our communities with dental insurance programs of the highest quality, is currently seeking a leader of our call center operations. This position requires an experienced and dynamic professional who can assume the role of Director of Call...
-
Vendor Outsourcing Associate II
6 days ago
Parsippany, United States TekWissen ® Full timePosition: Associate II, Vendor Outsourcing Location: Parsippany, NJ 07054 Duration: 12 months Job Type: Contract Work Type: Hybrid (Onsite T/W/Th) Pay Rate: $43-$47/hrOverview: TekWissen Group is a workforce management provider throughout the USA and many other countries in the world. The below job opportunity is with one of our Biotech clients who...
-
Vendor Outsourcing Associate II
5 days ago
Parsippany, United States TekWissen ® Full timePosition: Associate II, Vendor Outsourcing Location: Parsippany, NJ 07054 Duration: 12 months Job Type: Contract Work Type: Hybrid (Onsite T/W/Th) Pay Rate: $43-$47/hrOverview: TekWissen Group is a workforce management provider throughout the USA and many other countries in the world. The below job opportunity is with one of our Biotech clients who...
-
Sales & Customer Service Associate
2 days ago
Parsippany, United States Massage Envy Full timeOverview: Where Better Careers Begin! Massage Envy Parsippany Do you have a passion for helping others? At the Massage Envy Parsippany franchise, we support and inspire you to be your best while we work together to help clients feel their best. As a team, we're committed to delivering an excellent experience and growing our member base to help more people...
-
Clinical Contracts Associate
7 days ago
Parsippany, NJ, United States Mindlance Full timeJob Title: Associate II, Vendor Outsourcing Location: Parsippany, NJ; Foster City, CA; Seattle, WA Hybrid - Onsite T/W/Th Functional Area: Development Operations, Vendor Outsourcing Position Type: Continent/Contract Position Department: Vendor Outsourcing Full-Time / Part-Time: Full-Time *** Sciences, Inc. is a research-based biopharmaceutical company...
-
Account Director
1 week ago
Parsippany, United States Insight Global Full timeA client in the Tampa Bay area is looking for an Account Director to join their sales team. This person will be leading the charge in selling their cybersecurity solutions with leveraging cisco products. This is a hunting sales role and requires the candidate to build and grow their portfolio by networking and leveraging relationships. The Account Director...