Attorney - Capital Markets
3 weeks ago
Job Description:
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.
Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us
Experienced Capital Markets Attorney to support the retail sales and trading broker-dealer activities of Merrill Lynch s Global Wealth and Investments Solutions group.
Primary responsibilities include:
Providing primary legal support to Merrill s broker-dealer sales and trading businesses for Equities and Fixed Income. Providing secondary legal support to Merrill s Equities and FICC OTC derivatives businesses. Advising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors. Advising the businesses on CFTC rules and regulations and ISDA transaction documentation. Counseling the business on disclosure, transaction reporting and best execution matters. Advising the business on regulatory matters pertaining to the above. Participating in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization. Qualifications: A minimum of 10 years of experience as a practicing attorney. Prior experience advising U.S. broker-dealers on sales and trading businesses is required. Prior in-house experience is preferred. Detail-oriented, strong analytical and organizational skills. Critical thinker and an effective communicator who can collaborate with others. Willingness and ability to tackle new subject matters and develop new areas of expertise. Team player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environment. Excellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situations. In-depth knowledge of U.S. securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting. Shift:1st shift (United States of America)Hours Per Week: 40-
Capital Markets Associate Attorney
1 day ago
New York, New York, United States Michael Page Full timeAbout Our Client Top AmLaw 100 firm with top-ranked Capital Markets Practice Group. Job Description The Associate will be working directly with Partners on a team that focuses on US based transactions on both debt and equity in the public and private markets.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender...
-
Registered Fund Attorney
1 day ago
New York, New York, United States ICONIQ Capital Full timeiCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services approximately $184 billion in global client assets...
-
New York, New York, United States Paramount Full timeWe are seeking an experienced and results motivated Director or Senior Director of Treasury & Capital Markets to join our team in New York City This person will play a pivotal role in leading all aspects of Paramount's capital framework, with responsibilities including management of the debt portfolio and leading new capital markets executions to name a few....
-
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionABOUT RBC CAPITAL MARKETSRBC Capital Markets is a premier investment bank that provides a focused set of products and services to corporations, institutional investors and governments around the world. With more than 7,100 professionals, we operate out of 70 offices in 15 countries across North America, the U.K., Europe, and the...
-
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?RBC Capital Markets is a premier investment bank that provides a focused set of products and services to corporations, institutional investors and governments around the world. With more than 7,100 professionals, we operate out of 70 offices in 15 countries across North America, the U.K., Europe, and the...
-
HubSpot Marketing Associate
1 day ago
New York, New York, United States Markets Media Full timeMUST HAVE EXTENSIVE HUBSPOT EXPERIENCE TO BE CONSIDERED. PLEASE DO NOT APPLY IF YOU DO NOT HAVE THE REQUISITE HUBSPOT EXPERIENCEMarkets Media Group is looking for a part-time marketing associate to join our team. We're looking for a self-starter with strong interests in writing, outbound marketing & content marketing. This position will be focusing on three...
-
New York, New York, United States Bank of America Full timeJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...
-
Criminal Defense Associate Attorney
2 weeks ago
New York, New York, United States Burkett & Associates, Inc. Full timePosition Title: Criminal Defense Associate AttorneyCompany: Burkett & Associates, Inc.Education: Juris DoctorateExperience: 0-1 YearWorkplace Type: on-siteContact Name: Kristin BurkettContact Email:Industry:LegalTravel Percentage:0-10%Start Date:Expire Date:City:NewarkState:OhioZip:43055Country:United StatesDescription:Entry level criminal defense attorney...
-
VP, Capital and Advisory
1 day ago
New York, New York, United States Guy Carpenter Full timeGC Capital & Advisory is a division of MMC Securities LLC, which is a leading broker-dealer in the (re)insurance sector. As part of Guy Carpenter, a subsidiary of Marsh & McLennan Companies, GC Capital & Advisory provides advice and execution on structured risk transfer, capital management and M&A/strategic solutions to the (re)insurance industry.We are...
-
AVP, Capital and Advisory
1 day ago
New York, New York, United States Guy Carpenter Full timeGC Capital & Advisory is a division of MMC Securities LLC, which is a leading broker-dealer in the (re)insurance sector. As part of Guy Carpenter, a subsidiary of Marsh & McLennan Companies, GC Capital & Advisory provides advice and execution on structured risk transfer, capital management and M&A/strategic solutions to the (re)insurance industry.We are...
-
Working Capital Controller
2 days ago
New York, New York, United States Allen & Overy LLP Full timeA&O Shearman is a new global industry-leading law firm, with 48 offices in 29 countries worldwide. Our fluency in English law, US law, and the laws of the world's most dynamic markets, enables us to provide unmatched insight and seamless delivery to clients. We work on challenging and important deals and disputes that have the potential to shape the...
-
Quantitative Trader/Portfolio Manager
4 weeks ago
New York, New York, United States DTG Capital Markets Full timeThis firm seeks to allocate a very significant capital to Systematic/Quant US Equities strategies, mid to low-frequency (day(s) to weeks holding period), and is actively looking for tracked Quant PM, offering highly competitive compensation, attractive risk limits, reasonable/liberal IP terms. Preferance for in-house, Manhattan based, but also open to remote...
-
Experienced Equities Trader
1 month ago
New York, New York, United States SMB Capital Full time"You can be better tomorrow than you are today"- Mike Bellafiore, The PlayBookSMB Capital, in a "JV" (joint venture) with Kershner Trading Group in NYC, is looking for experienced US Equities Traders with a strong track record, who seek capital and technology to build their trading business. Our technology will help you play more offense and make more PnL:...
-
Remote Trader
1 month ago
New York, New York, United States SMB Capital Full time"You can be better tomorrow than you are today"- Mike Bellafiore, The PlayBookSMB Capital, in a "JV" (joint venture) with Kershner Trading Group in NYC, is looking for experienced US Equities Traders with a strong track record, who seek capital and technology to build their trading business while maintaining the autonomy of working from a remote location...
-
Expereinced Options Trader
1 month ago
New York, New York, United States SMB Capital Full time"You can be better tomorrow than you are today"- Mike Bellafiore, The PlayBookSMB Capital is looking for experienced US Options Traders with a strong 2+ year track record, who seek capital and technology to build their trading business. Our technology will help you play more offense and make more PnL: Professional execution platform, custom filters, single...
-
New York, New York, United States EisnerAmper Full timeJob DescriptionDirector- National Office of Professional PracticeAt EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you'll love...
-
New York, New York, United States EisnerAmper Full timeJob DescriptionDirector- National Office of Professional PracticeAt EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you'll love...
-
Fund Attorney
1 day ago
New York, New York, United States iCapital Full timeiCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services approximately $164 billion in global client assets...
-
VP/Director Capital Formation
1 day ago
New York, New York, United States Selby Jennings Full timeWe have a current opportunity for a VP or Director of Capital Formation focused on family offices in North America. With a leading private growth equity asset manager, you will be instrumental in developing and implementing strategies to raise assets from family offices, though can still call on institutions. The position will be hybrid/in-person based in...
-
Venture Capital Investor
1 month ago
New York, New York, United States Spencer Ogden Full timeOur client is one of the most successful and reputable Venture/Growth Capital firms in the US. Investing across the venture, growth, credit, and infrastructure space, this firm has accumulated $5B AUM over the past years. This client is looking for a candidate with 1-3 years of experience to join their new fund, launched 2 and a half years ago. This fund has...
