Financial Crimes Leader

3 days ago

Charlotte, United States Motion Recruitment Full time

This role will be responsible for providing oversight and management of key aspects of processes and functions including Enhanced Due Diligence (EDD) and Ongoing Enhanced Due Diligence (ODD), while delivering sustainable and exceptional service to our internal clients. Desired candidates will have experience managing operational teams, be a subject matter expert on specific and unique high risk client typologies, including industry, geographic, and transactional risk. Ensuring all internal deadlines, standards/policy, regulatory requirements, and expectations associated with WF internal policy, the Bank Secrecy Act, USA PATRIOT Act, and Economic Sanctions laws and regulations are met will be critical to the candidate success.


In this role, you will:

• Supervise a team of due diligence consultants responsible for conducting due diligence programs performing high level customer relationship reviews as part of the enhanced and ongoing due diligence process

• Ensure timely completion, quality and compliance of due diligence investigations

• Provide subject matter expertise on various high risk customer processes along with AML and Financial Crimes related policy and procedures; providing expert level guidance to partners across the various businesses

• Support business in execution of due diligence reporting processes and controls, interpret policies, guidelines and governance programs

• Review and analyze client onboarding processes and account transactional activity that require research, investigation, evaluation, and selection of alternatives

• Provide subject matter expertise on documentation and data sources and exercise independent judgment to guide moderate to high risk deliverables

• Provide supervisory review and approval of detailed written qualitative risk assessment summaries, making sound and supported recommendations for risk mitigation for high risk customers at onboarding or upon identification, and periodically throughout the life cycle of the customer

• Resolve moderately complex issues and lead team to meet functional area process deliverables

• Leverage solid understanding of the function, policies, procedures and compliance requirements

• Collaborate and consult with peers, colleagues, managers and internal and external customers to resolve issues and achieve goals

• Provide training, performance, evaluation and coaching of less experienced team

• Make daily supervisory decisions and resolve moderately complex business issues related to team supervision, work allocation and daily operational tasks under direction FCO

• Leverage interpretation of policies, procedures, and compliance requirements

• Collaborate and influence all levels of professionals including senior managers

• Lead team to achieve objectives



Required

7+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education


  • Desired1+ years of experience managing Operational Teams
  • BSA/AML/OFAC Regulatory Compliance experience in large, diverse financial institutions
  • Experience performing complex financial crimes due diligence and risk analysis, to include transactional reviews
  • Previous experience assessing and underwriting high risk customer segments
  • Demonstrated ability to communicate, through writing, relevant risk and recommendations in a simple, decisive, timely and market-appropriate manner
  • Strong analytical skills with high attention to detail and accuracy
  • Advanced Microsoft Office skills
  • Ability to interact with all levels of an organization
  • Certified Anti Money Laundering Specialist (CAMS)
  • Certified Fraud Examiner

  • AML / Financial Crimes Leader

    3 days ago

    Charlotte, United States Motion Recruitment Full time

    JOB Details: Job title: AML / Financial Crimes LeaderDuration: 12 Months+Location: Charlotte, NC Hybrid ( 3 Days/Week Onsite) Required Skills & Experience PROJECT SUMMERY This contractor will be joining the Global Trade Operations team to perform strategic planning, manage risk management framework and discipline , controls design, controls testing, quality...

  • AML / Financial Crimes Leader

    2 days ago

    charlotte, United States Motion Recruitment Full time

    Outstanding long-term contract opportunity! A well-known Financial Services Company is looking for an AML/Financial Crimes Leader in Charlotte, NC (Hybrid).Work with the brightest minds at one of the largest financial institutions in the world. This is long-term contract opportunity that includes a competitive benefit package! Our client has been around for...

  • AML / Financial Crimes Leader

    5 days ago

    charlotte, United States Motion Recruitment Full time

    Outstanding long-term contract opportunity! A well-known Financial Services Company is looking for an AML/Financial Crimes Leader in Charlotte, NC (Hybrid).Work with the brightest minds at one of the largest financial institutions in the world. This is long-term contract opportunity that includes a competitive benefit package! Our client has been around for...

  • AML / Financial Crimes Leader

    6 days ago

    Charlotte, United States Motion Recruitment Full time

    Outstanding long-term contract opportunity! A well-known Financial Services Company is looking for an AML/Financial Crimes Leader in Charlotte, NC (Hybrid).Work with the brightest minds at one of the largest financial institutions in the world. This is long-term contract opportunity that includes a competitive benefit package! Our client has been around for...

  • Financial Crimes Compliance Director

    3 weeks ago

    Charlotte, North Carolina, United States Paymentus Full time

    Financial Crimes Compliance DirectorPaymentus is seeking a highly skilled Financial Crimes Compliance Director to lead our Financial Crimes Compliance (FCC) function. As a key member of the Legal and Compliance Team, you will play a critical role in identifying and mitigating financial crimes risk.Key Responsibilities:Develop and implement Anti-Money...

  • Financial Crimes Leader

    3 days ago

    charlotte, United States Motion Recruitment Full time

    This role will be responsible for providing oversight and management of key aspects of processes and functions including Enhanced Due Diligence (EDD) and Ongoing Enhanced Due Diligence (ODD), while delivering sustainable and exceptional service to our internal clients. Desired candidates will have experience managing operational teams, be a subject matter...

  • Financial Crimes Specialist

    4 weeks ago

    charlotte, United States Apex Systems Full time

    Role: Financial Crimes SpecialistLocation: Charlotte NC, Des Moines IA, & Chandler AZ (Hybrid 3 days onsite, 2 days remote)Duration: 12+ monthsJob Summary: The Financial Crimes Specialists will play a critical role within the operations function, focusing on the assessment and management of financial crimes risk. These resources will be responsible for...

  • Financial Crimes Specialist

    4 weeks ago

    Charlotte, United States Apex Systems Full time

    Role: Financial Crimes SpecialistLocation: Charlotte NC, Des Moines IA, & Chandler AZ (Hybrid 3 days onsite, 2 days remote)Duration: 12+ monthsJob Summary: The Financial Crimes Specialists will play a critical role within the operations function, focusing on the assessment and management of financial crimes risk. These resources will be responsible for...

  • Financial Crimes Investigator

    4 weeks ago

    Charlotte, North Carolina, United States Dexian - DISYS Full time

    Job Title: Financial Crimes SpecialistLocation: Charlotte, NCHours: 8am- 5pmDuration: 6 to 8 Month Contract (extensions or conversions possible)Job Summary:We are seeking a highly skilled Financial Crimes Specialist to join our team at Dexian - DISYS. As a key member of our financial crimes team, you will be responsible for identifying, researching, and...

  • Financial Crimes Risk Manager

    3 weeks ago

    Charlotte, North Carolina, United States Apex Systems Full time

    Role: Financial Crimes SpecialistLocation: Hybrid 3 days onsite, 2 days remoteDuration: 12+ monthsThe Financial Crimes Specialist will play a critical role within the operations function, focusing on the assessment and management of financial crimes risk. These resources will be responsible for conducting thorough financial and reputational reviews of...

  • Financial Crimes Specialist

    4 weeks ago

    Charlotte, United States Apex Systems Full time

    ***Must be able to sit onsite 3 days per week in Charlotte, NC.***Client: BankingLocation: Charlotte, NC (Must be able to sit onsite 3 days per week.)Length: 12+ month AssignmentPay: $40 - $45/hour W2 (No Corp-to-Corp)Top Requirements:3+ years of experience in financial crimes due diligence, specifically in enhanced due diligence and underwriting.Proven...

  • Financial Crimes Specialist

    4 weeks ago

    Charlotte, United States Apex Systems Full time

    ***Must be able to sit onsite 3 days per week in Charlotte, NC.***Client: BankingLocation: Charlotte, NC (Must be able to sit onsite 3 days per week.)Length: 12+ month AssignmentPay: $40 - $45/hour W2 (No Corp-to-Corp)Top Requirements:3+ years of experience in financial crimes due diligence, specifically in enhanced due diligence and underwriting.Proven...

  • Financial Crimes Remediation Program Director

    3 weeks ago

    Charlotte, North Carolina, United States NTT DATA Full time

    Req ID:267362 NTT DATA Services is committed to attracting and retaining exceptional talent who share our passion for innovation and excellence. We are seeking a highly skilled Financial Crimes Remediation Program Manager to join our team in Charlotte, North Carolina (US-NC), United States (US). About the Role: We are currently seeking a Financial Crimes...

  • Financial Crimes Risk Specialist

    3 weeks ago

    Charlotte, North Carolina, United States Apex Systems Full time

    Job Summary:The Financial Crimes Specialist will play a critical role within the operations function, focusing on the assessment and management of financial crimes risk. This role involves creating and implementing strategies that account for the specific risks posed by clients, while also enhancing the overall due diligence process.Key...

  • Financial Crimes Specialist

    4 weeks ago

    Charlotte, United States Dexian Full time

    Location: Charlotte, NCHours: 8am- 5pmDuration: 6 to 8 Month Contract (extensions or conversions possible)RESPONSIBILITIES:Identifies, researches, and analyzes more complex financial crimes transactions and referrals, policy violations and/or suspicious situations with moderate to high risk. Conducts investigative research using appropriate investigative...

  • Compliance and Financial Crimes Officer

    2 weeks ago

    Charlotte, United States Strategic Staffing Solutions Full time

    STRATEGIC STAFFING SOLUTIONS HAS AN OPENING! Strategic Staffing Solutions is currently looking for a Compliance and Financial Crimes Officer for a contract opening with one of our largest clients! This is a Contract Opportunity with our company that MUST be worked on a W2 ONLY, NO visa sponsorship or C2C eligibility for this position. The details are...

  • Financial Crime Risk Lead Investigator

    7 days ago

    Charlotte, North Carolina, United States TD Bank, N.A. Full time

    Job Summary:The Financial Crime Risk Lead Investigator will lead thematic investigative projects and complex investigations. This role requires a deep understanding of AML laws and regulations, as well as the ability to analyze large and complex data sets.Key Responsibilities:Lead complex investigations and develop strategies to address and mitigate...

  • Financial Crimes Remediation Program Director

    3 weeks ago

    Charlotte, North Carolina, United States NTT DATA Full time

    Role OverviewWe are seeking a highly skilled Financial Crimes Remediation Program Manager to join our team in Charlotte, North Carolina. The ideal candidate will have experience in Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) programs, as well as a strong commitment to upholding regulatory compliance standards.Key ResponsibilitiesAs a Financial...

  • Financial Crimes Specialist

    4 days ago

    Charlotte, United States Motion Recruitment Full time

    This role will be responsible for performing key aspects of processes and functions including Enhanced Due Diligence (EDD) and Ongoing Enhanced Due Diligence (ODD), while delivering sustainable and exceptional service to our internal clients. Desired candidates will be a subject matter expert on specific and unique high risk client typologies, including...

  • Financial Crimes Specialist

    2 days ago

    charlotte, United States Motion Recruitment Full time

    This role will be responsible for performing key aspects of processes and functions including Enhanced Due Diligence (EDD) and Ongoing Enhanced Due Diligence (ODD), while delivering sustainable and exceptional service to our internal clients. Desired candidates will be a subject matter expert on specific and unique high risk client typologies, including...