Corporate Compliance Supervisor
2 weeks ago
JOB TITLE: Corporate Compliance Supervisor
REPORTS TO: Director of Compliance – Global
JOB LOCATION: We are open to hybrid candidates from Madison, Chicago, Milwaukee, the Fox Cities, and surrounding areas. The role requires onsite visits to our Madison, WI Headquarters.
OBJECTIVE:
Implement and maintain Hy Cite’s Global Corporate Compliance Program to ensure that Hy Cite adheres to laws, regulations and internal corporate governance architecture upholding high ethical, legal and regulatory standards.
RESPONSIBILITIES
- Assist with maintenance of internal control environment by assisting with control improvement and communication of control updates to business, risk and audit stakeholders while ensuring these changes/updates are reflected in compliance systems.
- Assist with management of compliance policies, procedures and manuals that comply with relevant laws, regulatory and industry standards, ensuring these are communicated effectively across the enterprise.
- Assist with execution of compliance risk assessments by assessing potential risks and vulnerabilities within enterprise operations and processes, identifying where compliance gaps may occur and developing remediation actions to mitigate these risks.
- Assist with monitoring and enforcement of existing corporate governance architecture, including communicating relevant updates and lessons learned from cross-functional committees to business, risk and audit stakeholders.
- Assist with identification of compliance program gaps and proposal of improvement opportunities aligned with regulatory and industry best practices.
- Assist with coordination and collaboration on enterprise-wide compliance initiatives and efforts with key business, risk and audit stakeholders to strengthen corporate ethics and compliance culture.
- Understands and adheres to legal/compliance standards included in corporate policies and accepts ownership for accomplishing existing tasks that fulfill legal/compliance requirements. Reports compliance violations when identified.
REQUIREMENTS
REQUIRED DEGREE: Bachelor degree from an accredited 4 year org/university
CERTIFICATIONS: Compliance industry-leading certification (CCEP, CFE, ACAMS)
EXPERIENCE: 3 to 5 years of exp
SKILLS AND KNOWLEDGE:
- Basic understanding of corporate compliance best practices, including familiarity with key compliance program (U.S. Sentencing Guidelines) and internal control/risk management (COSO, ISO) framework and has relevant experience associated with the implementation of a global corporate compliance program, including conducting compliance risk assessments of business units.
- Basic knowledge and experience navigating online/cloud-based Compliance software tools used to manage corporate governance architecture and Enterprise Risk Management frameworks.
- Excellent verbal/written communication, problem-solving skills and attention to detail.
- Advanced Proficiency in Excel, Word and PowerPoint.
- Spanish Proficiency desired but not required.
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