40 Act Attorney
5 days ago
A Premier Asset Manager handling more than $15Billion in AUM is seeking to bring on an experienced 40 Act Attorney to join their dynamic team. The ideal candidate has significant experience with the Investment Company Act of 1940, fund documentation structuring, and a variety of other applicable compliance and regulatory matters.
Key Responsibilities:
- Draft, and negotiate registration statements for a variety of product launches in relation to fund registration documents
- Work closely with several business lines on registration statement amendments, supplements, proxy statements, and listing applications
- Mitigate interactions between regulatory agencies and other compliance organizations
Requirements:
- Juris Doctor (JD) from an Accredited Law School
- 3+ years of experience working with the Investment Company Act of 1940
- Strong understanding of a variety of related Securities Acts
- Ability to draft, and negotiate applicable closed-end fund documents, mutual fund documents
- Understanding of ETF's preferred
If you or anyone you know is at all interested, please apply directly or reach out
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In-House Legal Counsel
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Chicago, Illinois, United States McCormack Schreiber Legal Search Inc. Full timeAbout the Position:Mccormack Schreiber Legal Search Inc. is seeking a seasoned lawyer to join its thriving Legal and Compliance team as a Legal Counsel in Chicago. Our client, a leading global private markets investment manager, requires a 40 Act/securities attorney with strong experience in private equity/credit investment registered...
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chicago, United States McCormack Schreiber Legal Search Full timeAbout the Position:McCormack Schreiber has another exciting exclusive search! Our client, an established global private markets investment manager, has an immediate need for a lawyer with strong 40 Act/securities experience to join its thriving Legal and Compliance team as a Legal Counsel in its Chicago or New York office. This company’s clients include...
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Larson Maddox | 40 Act Attorney
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chicago, United States Larson Maddox Full timeA Premier Asset Manager handling more than $15Billion in AUM is seeking to bring on an experienced 40 Act Attorney to join their dynamic team. The ideal candidate has significant experience with the Investment Company Act of 1940, fund documentation structuring, and a variety of other applicable compliance and regulatory matters.Key Responsibilities:Draft,...
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Real Estate Foreclosure Attorney
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Associate Attorney
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Corporate Attorney for Asset Manager
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