40 Act Attorney

5 days ago


Chicago, United States Larson Maddox Full time

A Premier Asset Manager handling more than $15Billion in AUM is seeking to bring on an experienced 40 Act Attorney to join their dynamic team. The ideal candidate has significant experience with the Investment Company Act of 1940, fund documentation structuring, and a variety of other applicable compliance and regulatory matters.

Key Responsibilities:

  • Draft, and negotiate registration statements for a variety of product launches in relation to fund registration documents
  • Work closely with several business lines on registration statement amendments, supplements, proxy statements, and listing applications
  • Mitigate interactions between regulatory agencies and other compliance organizations

Requirements:

  • Juris Doctor (JD) from an Accredited Law School
  • 3+ years of experience working with the Investment Company Act of 1940
  • Strong understanding of a variety of related Securities Acts
  • Ability to draft, and negotiate applicable closed-end fund documents, mutual fund documents
  • Understanding of ETF's preferred

If you or anyone you know is at all interested, please apply directly or reach out



  • Chicago, Illinois, United States McCormack Schreiber Legal Search Inc. Full time

    About the Position:Mccormack Schreiber Legal Search Inc. is seeking a seasoned lawyer to join its thriving Legal and Compliance team as a Legal Counsel in Chicago. Our client, a leading global private markets investment manager, requires a 40 Act/securities attorney with strong experience in private equity/credit investment registered...


  • chicago, United States McCormack Schreiber Legal Search Full time

    About the Position:McCormack Schreiber has another exciting exclusive search! Our client, an established global private markets investment manager, has an immediate need for a lawyer with strong 40 Act/securities experience to join its thriving Legal and Compliance team as a Legal Counsel in its Chicago or New York office. This company’s clients include...


  • chicago, United States Larson Maddox Full time

    A Premier Asset Manager handling more than $15Billion in AUM is seeking to bring on an experienced 40 Act Attorney to join their dynamic team. The ideal candidate has significant experience with the Investment Company Act of 1940, fund documentation structuring, and a variety of other applicable compliance and regulatory matters.Key Responsibilities:Draft,...

  • Senior Attorney

    4 weeks ago


    Chicago, Illinois, United States Chicago Transit Authority Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Attorney to join our team at the Chicago Transit Authority. As a Senior Attorney, you will be responsible for performing senior-level professional legal work with first chair responsibilities related to personal injury matters involving the Authority.Key ResponsibilitiesLead Attorney - Acts as...

  • Attorney

    1 month ago


    Chicago, United States Weltmann Lighting LLC Full time

    $2k Retention Bonus during your 1st year of Employment! We are looking to add a Real Estate Foreclosure Attorney to our Real Estate Group for Illinois and Indiana files. The Attorney achieves resolution of client issues through routine and some complex negotiation and/or litigation requiring fundamental legal real estate default knowledge and experience, and...


  • Chicago, United States Ancel Glink, P.C. Full time

    Ancel Glink has built and modernized the practice of local government law in Illinois for over 90 years. From litigation to labor relations, our clients enjoy access to top attorneys and large firm resources in a small, personalized setting. We pride ourselves on delivering exceptional service and providing unparalleled representation to our clients.Ancel...


  • chicago, United States Ancel Glink, P.C. Full time

    Ancel Glink has built and modernized the practice of local government law in Illinois for over 90 years. From litigation to labor relations, our clients enjoy access to top attorneys and large firm resources in a small, personalized setting. We pride ourselves on delivering exceptional service and providing unparalleled representation to our clients.Ancel...

  • Securities Attorney

    3 weeks ago


    Chicago, United States LHH Recruitment Solutions Full time

    Job DescriptionJob DescriptionJob Title: Securities AttorneyLocation: Chicago, ILLHH has partnered with a repeat firm client in the Greater Chicago Area that is actively seeking an Associate Attorney with 3+ years of experience as to federal and state securities law. Interested? Let's take a look as to what this role offers!For You:Base salary of...


  • Chicago, Illinois, United States De Novo Review Inc Full time

    Job Title: Emerging Companies & Venture Capital AssociateA leading law firm in Chicago, IL is seeking a highly experienced Corporate Attorney to join its rapidly growing Corporate Practice.The ideal candidate will have at least five years of experience working with early stage and growth stage companies, founders and venture capital firms and the ability to...

  • Attorney/Lawyer

    1 month ago


    Chicago, United States Robert Half Full time

    Job DescriptionJob DescriptionWe are offering a contract to hire employment opportunity for an Attorney/Lawyer in the heart of CHICAGO, Illinois. This role revolves around key legal functions, particularly in the realm of procurement, regulatory compliance, and municipal law within the government industry. As an Attorney/Lawyer, you will play a pivotal role...

  • Associate Attorney 2

    1 month ago


    Chicago, United States Litchfield Cavo Full time

    Litchfield Cavo LLP is a premier insurance coverage and litigation defense law firm founded in 1998 on one principle-client service comes first. Our attorneys operate out of 23 offices, serving clients in more than 35 states nationwide. Collectively, we are a resource of experienced trial attorneys providing creative and responsive service. Our Chicago, IL...

  • Attorney

    6 hours ago


    Chicago, United States The TemPositions Group of Companies Full time

    Our client, a prestigious litigation firm specializing in civil litigation and insurance defense, seeks remote attorneys licensed in Illinois to assist with a long-term litigation project involving heavy work with depositions. The role can be temporary or contract, or temp-to-perm. The role can be either full or part time.Duration of contract:Long term - 6...


  • Chicago, Illinois, United States Weltmann Lighting LLC Full time

    Job Title: Real Estate Foreclosure AttorneyWe are seeking a highly skilled Real Estate Foreclosure Attorney to join our team at Weltmann Lighting LLC. As a Real Estate Foreclosure Attorney, you will be responsible for achieving resolution of client issues through routine and some complex negotiation and/or litigation requiring fundamental legal real estate...


  • Chicago, United States Ancel Glink, P.C. Full time

    Ancel Glink, P.C. has built and modernized the practice of local government law in Illinois for over 90 years. From litigation to labor relations, our clients enjoy access to top attorneys and large firm resources in a small, personalized setting. We pride ourselves on delivering exceptional service and providing unparalleled representation to our...


  • chicago, United States Ancel Glink, P.C. Full time

    Ancel Glink, P.C. has built and modernized the practice of local government law in Illinois for over 90 years. From litigation to labor relations, our clients enjoy access to top attorneys and large firm resources in a small, personalized setting. We pride ourselves on delivering exceptional service and providing unparalleled representation to our...

  • Associate Attorney

    1 month ago


    Chicago, United States Litchfield Cavo Full time

    Job description Litchfield Cavo LLP is a premier insurance coverage and litigation defense law firm founded in 1998 on one principle-client service comes first. Our attorneys operate out of 23 offices, serving clients in more than 35 states nationwide. Collectively, we are a resource of experienced trial attorneys providing creative and responsive service....


  • Chicago, Illinois, United States Atticus Recruiting Inc Full time

    Job Summary:We are seeking a skilled Corporate Attorney to join our legal team in Chicago. The ideal candidate will have 4-6 years of experience in general corporate work and a strong understanding of securities laws and regulations.Key Responsibilities:Assist with general corporate legal matters relating to investment funds, including fund...

  • Principal Attorney

    6 months ago


    Chicago, United States Metropolitan Water Reclamation District of Greater Chicago Full time

    General Statement Under the supervision of a division head, performs legal work of high complexity and may serve as a supervisor. Essential Job Functions Essential job functions are fundamental, core functions common to positions in a classification. They are not intended to be an exhaustive list of all job duties for any one position in the...

  • Senior Staff Attorney

    4 weeks ago


    Chicago, Illinois, United States Winston & Strawn Full time

    At Winston & Strawn, we are seeking a highly skilled and experienced Senior Staff Attorney to join our team. As a Senior Staff Attorney, you will play a critical role in supporting the firm's programs, including new business and conflicts intake, lateral hiring, firm growth initiatives, and general regulatory risk management.Key Responsibilities:Support the...

  • Attorney

    4 weeks ago


    Chicago, United States Circuit Court of Cook County, Illinois Full time

    STATE OF ILLINOIS CIRCUIT COURT OF COOK COUNTY JUVENILE TEMPORARY DETENTION CENTER 1100 S. HAMILTON AVENUE, CHICAGO, IL 60612 Attorney CLASSIFICATION: Exempt UNION STATUS: Non-Union SALARY: Competitive COMPANY OVERVIEW The Cook County Juvenile Temporary Detention Center (JTDC) provides safe and temporary housing for youth ages 10 - 18 with pending legal...