VP- Compliance Officer – FCM Advisory

We are seeking a highly skilled FCM Advisory Compliance Professional to join our team at Madison-Davis, LLC. In this role, you will provide expert advisory services to ensure seamless compliance with regulatory requirements.The ideal candidate will have a strong understanding of US FCM regulations and guidelines. They will be responsible for:Supporting the...

Madison-Davis, LLC, a reputable financial services company, is seeking a Senior Advisor to support their FCM business line. In this role, you will provide expert advisory services to ensure seamless compliance with regulatory requirements.The ideal candidate will have a strong understanding of US FCM regulations and guidelines. They will be responsible...

Company OverviewPhillip Capital Inc. is a self-clearing broker dealer and Futures Commission Merchant (FCM) registered with the SEC/FINRA and CFTC respectively. We strive to maintain a culture of integrity, accountability, open communication, and continual improvement to build for the long term.Job RequirementsWe seek an experienced professional to fill the...

Role OverviewThe Risk and Compliance Advisory Expert will serve as a subject matter expert and resource on fair housing and fair lending laws and regulations applicable to the Bank and its members. This individual will perform periodic fair lending risk assessments, review mission programs and housing products, and evaluate process changes from a regulatory...

Fiducient Advisors, a trusted name in investment consulting, seeks a seasoned Investment Advisory Compliance Manager to oversee all aspects of regulatory compliance. This critical role demands a deep understanding of financial regulations and laws, combined with exceptional leadership and communication skills.As the primary point of contact for regulatory...

Madison-Davis, LLC is seeking a highly qualified Head of Regulatory Affairs to join their team in Chicago. The successful candidate will provide Compliance Advisory services to the FCM business line and ensure compliance with regulatory requirements under the SEC, FINRA, NFA, CFTC, and other applicable exchanges.The ideal candidate will have extensive...

About the RoleThis position provides partnership tax services to Baker Tilly, including tax preparation, planning and consulting. You will work closely with firm leadership to build the business and have a direct impact on the firm's success. As one of the fastest growing firms in the nation, BT has the ability to offer you flexibility in how and where you...

We are a leading provider of professional services to the middle market globally, empowering our clients and people to realize their full potential. Our exceptional team is the key to our unrivaled, inclusive culture and talent experience, making us a compelling choice for our clients.Job DescriptionWe are seeking a strong regulatory compliance resource to...

Job DescriptionJob DescriptionVICE PRESIDENT OF OPERATIONS Job DetailsSummary:The Vice President of Operations is responsible for leading, directing, and overseeing the operational capabilities and output of all multi-state facilities ensuring compliance with state and federal laws, company growth, plant production, transportation and profitability, while...

**Baker Tilly: A Leader in Advisory Services**Baker Tilly Advisory Group, LP is a leading provider of tax and business advisory services. We offer a unique opportunity for experienced professionals to join our team and contribute to our continued growth and success.**The Experienced Associate Role**This role is ideal for someone who wants to work in a...

Join the FHLBC team! At the Federal Home Loan Bank of Chicago, employees come first - that's why we offer a highly competitive compensation and bonus package, and access to a comprehensive benefits program designed to meet the needs of our employees. Retirement program (401k and Pension) Medical, dental and vision insurance Lifestyle Spending Account...

Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper.The Compliance Officer is responsible for...

Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...

Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...

Ranked among the largest assurance, tax and advisory firms in the U.S., Cherry Bekaert has been providing superior tax, audit, and advisory solutions across the globe for 75+ years. Ranked 1st as the ‘Fastest Growing Firms in the U.S. 2024’ by Accounting Today, our strategy is to be digitally driven, industry-aligned, and focused on the middle market.To...

Job DescriptionJob DescriptionJOB SUMMARYThe VP of Clinical Operations is a key member of the Clinical Team. The VP of Clinical Operations leads and mentors the Clinical Team. The VP of Clinical Operations' work will advance best clinical outcomes, enhance the doctor and patient experience, and ensure compliance with applicable regulations. The VP of...

From the beginning, our goal was to establish an advisory firm that stands apart from the rest - one that is grounded in our Core Values and dedicated to creating a positive experience not just for our clients, but for our people too. We firmly believe in the strength of collaboration, enthusiasm, generosity, and perseverance as the driving forces behind our...

Job DescriptionThe Chief Operating Officer is responsible for leading the operational capabilities and output of all multi-state facilities, ensuring compliance with state and federal laws, growth, production, transportation, and profitability. This position directs Regional VPs and drives world-class manufacturing methodologies.Key...

Job DescriptionJob DescriptionCompany OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.IBKR affiliates...

**Required Skills and Qualifications**To be successful as a Lead EHS Specialist, you will need to possess:Proven knowledge of OSHA regulations and federal, state, and local environmental, health, and safety lawsProficiency in Microsoft Office and computer literacyExperience with EPA and OSHA complianceExcellent communication and presentation skillsKnowledge...