VP AML
1 month ago
Summary:
This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.
Key Responsibilities:
- Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
- Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
- Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank’s policies and procedures.
- Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.
- Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
- Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.
Management and Reporting:
The position reports directly to the Head of Advisory – Financial Security.
Key Internal Contacts:
The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.
Key External Contacts:
The employee may have occasion to interact with external auditors and/or regulators during exams.
KNOWLEDGE AND SKILLS
Qualifications/Education Required:
College Degree
Experience Required:
5-10 years
CAMS Certification preferred
Competencies:
Knowledge of US AML and OFAC regulations
Knowledge of International AML and Sanctions regulations preferred
Skills & Knowledge Requirements desired:
IT Knowledge of Payment systems
IT Knowledge of AML tools
-
VP AML Investigations Officer
1 month ago
New York, United States Crédit Agricole CIB Full timeSummaryThe position's responsibilities include the following: monitoring transactions utilizing various internal systems in order to verify that the Bank's activity is in compliance with applicable laws and regulations, and to review transactions to identify for potentially suspicious transactions. He/she is expected to be able to work in a team environment,...
-
VP AML Investigations Officer
1 month ago
new york city, United States Crédit Agricole CIB Full timeSummaryThe position's responsibilities include the following: monitoring transactions utilizing various internal systems in order to verify that the Bank's activity is in compliance with applicable laws and regulations, and to review transactions to identify for potentially suspicious transactions. He/she is expected to be able to work in a team environment,...
-
Transaction Monitoring VP
1 month ago
New York, United States Social Capital Resources Full timeBank in Midtown, Manhattan is seeking a Transaction Monitoring VP for a full-time position!Responsibilities:Responsible for overseeing the transaction monitoring process, managing fraud escalations, and ensuring compliance with relevant regulations and internal policies.Ensure compliance with relevant regulations, such as the Bank Secrecy Act (BSA), USA...
-
Transaction Monitoring VP
1 month ago
new york city, United States Social Capital Resources Full timeBank in Midtown, Manhattan is seeking a Transaction Monitoring VP for a full-time position!Responsibilities:Responsible for overseeing the transaction monitoring process, managing fraud escalations, and ensuring compliance with relevant regulations and internal policies.Ensure compliance with relevant regulations, such as the Bank Secrecy Act (BSA), USA...
-
VP AML
1 month ago
new york city, United States Crédit Agricole CIB Full timeSummary:This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge of current...
-
VP AML
1 month ago
new york city, United States Crédit Agricole CIB Full timeSummary:This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge of current...
-
Chief Risk Officer
2 weeks ago
New York, United States Selby Jennings Full timeChief Risk Officer - Capital MarketsSelby Jennings Manhattan, United States Apply now Posted 8 days ago Hybrid Job Permanent Negotiable Chief Risk Officer - Capital MarketsSelby Jennings Manhattan, United States Apply now A leading American Investment Bank in NYC is looking to bring on a Chief Risk Officer, reporting to the global CRO, to build out the risk...
-
Syndication Specialist
3 weeks ago
New York, New York, United States Bank of China Limited, New York Branch Full timeAbout Bank of China Limited, New York BranchEstablished in 1912, we are one of the largest banks in the world, with over $3 trillion in assets and a presence that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner.About the RoleThe Assistant...
-
Corporate Banking
3 weeks ago
New York, United States Bank of China Full timeIntroduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...
-
Corporate Banking
3 weeks ago
New York, United States Bank of China Full timeIntroduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...
