Financial Services Professional

5 days ago

Salt Lake City, United States Strategic Staffing Solutions Full time

STRATEGIC STAFFING SOLUTIONS NEEDS 3 ENTRY LEVEL FINANCIAL ACCOUNT ADMINISTRATORS TO JOIN THEIR LARGEST WEALTH MANAGEMENT CLIENT IN SALT LAKE CITY, UT


*****MAX PAY RATE: $20/HR W2*****


****All three positions are located in Salt Lake City and require 5 days per week on site****

****ONE YEAR OF EXPERIENCE IN FINANCIAL SERVICES OR AML IS ALL WE NEED SEE BELOW****


Our Private Wealth Management (PWM) Client Implementation team is seeking a professional who is looking to collaborate with PWM Advisor Teams, Legal, Compliance, and Anti Money Laundering to facilitate account opening and account maintenance for PWM Clients while providing superior client service and subject matter expertise to our business partners.


  • OUR IMPACT - Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm s assets and its reputation.
  • For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.
  • Client Implementation is a highly regulated team that focuses on account documentation, data integrity, risk management, and regulatory requirements.
  • Client Implementation is responsible for capturing all required information for regulatory compliance, firm policies, and to perform due diligence on all new clients.
  • Client Onboarding works closely with PWM teams, PWM Compliance, PWM Legal, and other Operations groups to ensure a positive client experience during the onboarding process.


HOW YOU WILL FULFILL YOUR POTENTIAL:


  • Understand the different client account structures and documentation required to establish new accounts
  • Be vigilant in due diligence reviews of new client screening for Anti Money Laundering & Know Your Client requirements
  • Work closely with PWM Advisor teams to ensure all client documents are correct and sent to the client in a timely manner
  • Request products (options, margin, checking, debit cards, etc.) for the respective PWM client accounts
  • Ensure downstream systems correctly recognize approved products and services, including Cash products, Client
  • Statement and Performance reporting
  • Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal and Anti Money Laundering
  • Work on improvements to account opening workflow and process


****SKILLS AND EXPERIENCE WE ARE LOOKING FOR:*****


BASIC QUALIFICATIONS

  • Bachelor s degree
  • Knowledge of MS Office (Word, Excel, etc.) as well as proficiency with web-based applications
  • Exceptional organization skills
  • Good judgment and strong problem resolution skills
  • Ability to multi-task and prioritize accordingly
  • Experience managing client expectations
  • Excellent communication and presentation skills


PREFERRED QUALIFICATIONS

  • Series 7, 9, 10, 4 licenses
  • Foreign language skills
  • 1+ years financial industry experience (AML, Compliance or other Client On-boarding Regulatory experience)

  • Financial Services Advisor

    1 week ago

    Salt Lake, Utah, United States PNC Financial Services Group Full time

    Position Overview: The role of the Investment Services Consultant (FINRA Licensed) at PNC is pivotal in our mission to provide exceptional financial guidance and support to our clients. About Us: At PNC, we pride ourselves on our inclusive workplace culture where every employee is valued and empowered to contribute to our collective success. Role...

  • Financial Services

    4 weeks ago

    Salt Lake City, United States Global Financial Impact - Marco Esquivel Full time

    Job DescriptionJob DescriptionFinancial Professional - RepresentativeA financial professional who helps clients and business achieve their financial goals by providing advice and solutions. They act as a liaison between clients and financial institutions and have a thorough understanding of financial products and services such as, insurance and retirement...

  • Financial Services Professional

    3 months ago

    Neptune City, United States Creative Financial Full time

    Job DescriptionJob DescriptionBuilding your practice from the ground-up can be challenging and often requires a team effort. At CREATIVE Financial Group, we provide the support you need to achieve your long-term goals for profit and growth. Our resource teams work with you to overcome the daily challenges business owners face by developing and implementing...

  • Financial Services Professional

    5 days ago

    salt lake city, United States Strategic Staffing Solutions Full time

    STRATEGIC STAFFING SOLUTIONS NEEDS 3 ENTRY LEVEL FINANCIAL ACCOUNT ADMINISTRATORS TO JOIN THEIR LARGEST WEALTH MANAGEMENT CLIENT IN SALT LAKE CITY, UT!*****MAX PAY RATE: $20/HR W2*********All three positions are located in Salt Lake City and require 5 days per week on site********ONE YEAR OF EXPERIENCE IN FINANCIAL SERVICES OR AML IS ALL WE NEED! SEE...

  • Financial Services Professional

    4 days ago

    Salt Lake City, United States Strategic Staffing Solutions Full time

    STRATEGIC STAFFING SOLUTIONS NEEDS 3 ENTRY LEVEL FINANCIAL ACCOUNT ADMINISTRATORS TO JOIN THEIR LARGEST WEALTH MANAGEMENT CLIENT IN SALT LAKE CITY, UT!*****MAX PAY RATE: $20/HR W2*********All three positions are located in Salt Lake City and require 5 days per week on site********ONE YEAR OF EXPERIENCE IN FINANCIAL SERVICES OR AML IS ALL WE NEED! SEE...

  • Financial Services Professional

    2 weeks ago

    Salt Lake, Utah, United States Wealth Strategies Full time

    About the RoleWe are seeking a highly motivated and results-driven Financial Representative to join our team at Wealth Strategies. As a Financial Representative, you will play a critical role in helping individuals and businesses achieve their financial goals.Key ResponsibilitiesWork with clients to understand their financial objectives, concerns, and...

  • Financial Services Professional

    1 week ago

    Salt Lake, Utah, United States Wealth Strategies Full time

    About the RoleWe are seeking a highly motivated and results-driven Financial Representative to join our team at Wealth Strategies. As a Financial Representative, you will play a critical role in helping individuals and businesses achieve their financial goals.Key ResponsibilitiesWork with clients to understand their financial objectives, concerns, and...

  • Financial Services Professional

    3 months ago

    Salt Lake City, United States Bankers Life Full time

    Financial Services Professional - Hybrid Experience Location: Salt Lake City, UT, United States Job Category: Financial Representative Posted: 13-Jul-2023 Job Description Bankers Life, one of the most respected companies in the Financial Services industry, is seeking ambitious individuals to grow our team of Insurance Agents and Financial...

  • Financial Planner

    3 weeks ago

    Salt Lake City, United States Albion Financial Group Full time

    Location: Salt Lake City, Utah (partial hybrid/remote work option available after a one year onsite training period) Who we are: Albion Financial Group is an investment advisory firm founded 40 years ago in Alta, Utah. As a fee-only fiduciary from day one, we have always put our clients’ interests first in everything that we do. After four decades of...

  • Financial Services Customer Care Agent

    2 weeks ago

    Salt Lake, Utah, United States Security National Financial Full time

    Mortgage Customer Support SpecialistSecurity National Financial is seeking a committed Mortgage Customer Support Specialist to become part of our dynamic team. Our organization is dedicated to delivering exceptional Life Insurance, Mortuary, Cemetery, and Mortgage solutions. With a reputation for excellence, we have been recognized as a Top Workplace for six...

  • Financial Planner

    3 months ago

    Salt Lake City, United States Albion Financial Group Full time

    Location: Salt Lake City, Utah (partial hybrid/remote work option available after a one year onsite training period)Who we are:Albion Financial Group is an investment advisory firm founded 40 years ago in Alta, Utah. As a fee-only fiduciary from day one, we have always put our clients’ interests first in everything that we do. After four decades of growth...

  • Financial Planner

    3 months ago

    Salt Lake City, United States Albion Financial Group Full time

    Location: Salt Lake City, Utah (partial hybrid/remote work option available after a one year onsite training period)Who we are:Albion Financial Group is an investment advisory firm founded 40 years ago in Alta, Utah. As a fee-only fiduciary from day one, we have always put our clients’ interests first in everything that we do. After four decades of growth...

  • Entry-Level Financial Professional

    3 months ago

    Salt Lake City, United States GFI Pros Full time

    About the job Our purpose is to empower people to achieve financial well-being. We achieve this by educating and assisting individuals, institutions, and business owners to take control of their finances and secure their future. In tandem, we are dedicated to mentoring and coaching future leaders in the industry to further our legacy of financial education...

  • Financial Services Associate

    2 weeks ago

    Lake Elsinore, California, United States Thrivent Financial Full time

    Company Overview:Thrivent Financial is seeking dedicated individuals to join our dynamic team. By becoming part of our established practice, you will have the opportunity to learn from seasoned financial professionals, benefit from a robust support system, and access a wealth of opportunities to enhance your career. If you are passionate about financial...

  • Client Service Associate

    3 days ago

    Salt Lake, Utah, United States Ameriprise Financial Services, Inc. Full time

    About the RoleAmeriprise Financial Services, Inc. is seeking a highly skilled Client Service Associate to join our team. As a key member of our client service team, you will play a critical role in providing exceptional support to our advisors and clients.Key ResponsibilitiesAssist advisors in servicing clients by preparing financial plans, conducting...

  • Financial Professional

    3 months ago

    Oklahoma City, United States Bluecrest Financial Allinaces Full time

    Job DescriptionJob DescriptionMake an impact - starting with your own life.This is a career move that could redefine everythingYou know that restlessness you feel? Perhaps it’s an inner voice coaxing you to step into life more boldly. Build something. Do something meaningful. Be in control of your own life. It may be your inner entrepreneur calling to be...

  • Financial Services Professional

    6 days ago

    Lake Wales, Florida, United States Edward Jones Full time

    About the RoleAs a Financial Advisor with Edward Jones, you will have the opportunity to partner with clients to help them achieve their long-term financial goals. This includes retirement planning, building wealth, estate strategies, and funding education. You will develop and grow your own practice, supported by your branch team, a home-office team, and...

  • Financial Services Professional

    3 weeks ago

    Lake Ozark, United States Bankers Life Full time

    Bankers Life®, one of the most respected brands in the Financial Services industry, is seeking ambitious individuals to grow our team of Financial Professionals. We offer award-winning training, access to mentors, and a workday that can be built around your lifestyle. As a Financial Services Professional, you will: · Build a client base by growing...

  • Financial Services Professional

    1 month ago

    Lake Ozark, United States Bankers Life Full time

    Bankers Life, one of the most respected brands in the Financial Services industry, is seeking ambitious individuals to grow our team of Financial Professionals. We offer award-winning training, access to mentors, and a workday that can be built around your lifestyle. As a Financial Services Professional, you will: Build a client base by growing...

  • Wealth Management Professional

    1 day ago

    Salt Lake, Utah, United States Equitable Services Full time

    About Equitable ServicesAt Equitable Services, we are a leading provider of wealth management solutions, dedicated to helping our clients achieve their financial goals and secure their financial well-being.Job SummaryWe are seeking a highly motivated and detail-oriented Wealth Management Associate to join our team. As a Wealth Management Associate, you will...