Senior Regulatory Analyst

4 weeks ago


McLean, United States Larson Maddox Full time

A leading financial services firm is looking to add you to it's team as it's next Senior Regulatory Analyst This is an exciting opportunity to join a firm that offers continued growth. You will be part of a team that values research, analysis, and reporting to ensure it stays compliant. This role will also operate on a hybrid basis in McLean, VA working three days in office and two days from home. If what is listed below sounds like the next step in your career, don't hesitate to apply in to this Senior Regulatory Analyst opportunity

The Senior Regulatory Analyst will be responsible for:

  • Offering legal research, analysis, reporting, and project management assistance to attorneys and managers within the company's Legal Division, specifically in the Mission, Equity, and Legislative Affairs (MELA) Department.
  • Tracking regulatory activities concerning rulemakings (noting when major comments are submitted or significant agency speeches occur) by researching, gathering, and summarizing legislative and regulatory developments.

  • Acting as the department's liaison for records information management, which involves maintaining the MELA file plan, overseeing annual records testing activities, and leading the department's records retention and destruction efforts.
  • Creating summaries of public comments received in response to notices of proposed rulemaking, ensuring that key points are clearly highlighted and the relevant industry participants are accurately identified.

The Senior Regulatory Analyst should have the following qualifications:

  • 2 to 5 years of experience working in a regulatory capacity at a regulator, law firm, or with an in-house legal department.
  • Bachelors degree required.
  • Solid understanding of legal terminology, procedures, and documentation.
  • Outstanding research and analytical skills, with proficiency in legal research tools and software.
  • Preferred: Paralegal certification or equivalent relevant work experience in place of certification.

Don't miss our on your chance to join a reputable financial services firm's next Senior Regulatory Analyst



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