Contract Attorney

4 days ago

San Diego, United States Austin Legal Group, APC Full time

Description

We are seeking a highly skilled and experienced Corporate Securities Attorney to join our team as a Contract Attorney. This role is ideal for an attorney with a deep understanding of public markets, SEC regulations, and stock exchange compliance. You will work closely with our clients to navigate complex legal challenges and ensure compliance with corporate governance and securities laws.

Responsibilities:

  • Prepare and review periodic SEC filings, including Forms 10-K, 10-Q, and 8-K, as well as proxy statements and registration statements (e.g., Forms S-1, S-3).
  • Advise clients on compliance with federal securities laws, NASDAQ/NYSE listing requirements, and corporate governance standards.
  • Draft and negotiate agreements related to public offerings, private placements, and other capital markets transactions.
  • Counsel clients on disclosure obligations, including Regulation FD compliance and material events.
  • Support M&A transactions, including due diligence and preparation of related SEC filings.
  • Provide guidance on equity compensation plans, insider trading policies, and Section 16 filings.
  • Assist in responding to SEC comment letters, inquiries, and enforcement actions.


Qualifications:

  • Juris Doctor (JD) degree from an accredited law school.
  • Active bar membership in good standing in at least one U.S. jurisdiction.
  • 3+ years of experience as a corporate securities attorney, with a significant focus on public markets.
  • Deep knowledge of the Securities Act of 1933, the Exchange Act of 1934, and SEC reporting requirements.
  • Experience working with public companies, including IPOs, secondary offerings, and ongoing compliance.
  • Ability to work independently and meet deadlines in a fast-paced environment.

Preferred Qualifications:

  • Experience with NASDAQ and/or NYSE-listed companies.
  • Familiarity with shareholder engagement, proxy advisory firms, and activist investor strategies.
  • Prior in-house counsel experience is a plus but not required.


Compensation based on experience and scope of work.

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