Risk Monitoring

1 week ago

New York, United States Crédit Agricole CIB Full time

Summary

Serve as Risk Monitoring & Reporting Associate to the Head of Projects, Risk Monitoring & Reporting. The team is responsible for reporting for Securitization and the Capital Markets Funding division.


Key Responsibilities

  • Produce all internal and external reports for Securitization: investor and rating agency reports for the ABCP conduit as well as other reports covering large obligors (Rule 2a-7 ), revenue and expenses, liquidity indicators, and regulatory capital reports among others;
  • Report to Management (daily/weekly) on new activity and deal status in the pipeline;
  • Perform regulatory filings (ECB notifications, ESMA disclosures, and Secured filing COREP);
  • Coordinate the annual budget and expense process, compile deal data for annual projections, and update Client Live budget bricks;
  • Respond to inquiries on the portfolio and prepare CMF presentations for Senior Management;
  • Assist business on KYC matters, swing lines renewals, Compliance requests among others; and
  • Provide support for audits as needed.


Other Operational Responsibilities

  • Help the booking of new transactions or transaction renewals
  • Generate fee and settlement memos for ABS deals and other DCM issuances as needed
  • Assist with the submission of business pipeline memos
  • Review and reconcile monthly the RWA data for risk reporting and help to prepare the US Risk Committee presentation
  • Review and reconcile monthly revenues and costs, assist in forecasting landing
  • Responding to inquiries on the portfolio for special presentations to senior management, clients and investors, as needed.
  • Daily update of the FLASH database for the MAM report and monthly update of OMEGA
  • Various internal systems data points reconciliations
  • Updating procedures as necessary but at least on an annual basis


Management and Reporting

  • Report to the Head of Projects, Risk Monitoring & Reporting


Counterparties and clients

  • Securitization teams and senior management in the US
  • Interaction with relevant support functions as needed: RPC, FIN, GIT among others
  • External vendors
  • Audit firms whenever necessary


Systems Used

  • Microsoft Office (Word, Excel, PowerPoint, Access)
  • Proficiency in Python, VBA and SQL
  • Internal systems: SIS, CPU, KIWIS, Client Live, ATLAS, CLIX, DOT among others

External systems: ECB regulatory report website, Bloomberg, rating agency websites, and other specialized market data providers



Legal and Regulatory Responsibilities

  • Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited to, the US. Compliance manual and Compliance policies and procedures as issued from time to time; Financial Security requirements, including, but not limited to, the prevention of Financial Crime and Fraud including reporting obligations to the Money Laundering Reporting Officer.
  • Maintain appropriate knowledge to ensure to be fully qualified to undertake the role. Complete all mandatory training as required to attain and maintain competence.


Qualifications/Education Required

  • Bachelor's


Desirable

  • Master's


Experience Required

  • 1 Year experience in financial services industry or banking
  • Familiarity with bank products and financial concepts and terms


Desirable

  • 1 year securitization experience or 2 years audit experience


Competencies Required

  • Fluent in English
  • Communicate effectively
  • Proactive / “get-it-done” attitude
  • Acute sense of organization / autonomy / planning


Desirable

  • Fluent in French


Skills & Knowledge Requirements

  • Microsoft Office, Bloomberg, CACIB internal IT systems, Rating agency websites sites.


Desirable

  • Proficiency in Python, VBA and SQL

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