Markets & Securities Services Control Testing Manager

3 weeks ago

New York, New York, United States HSBC Full time
Job description

#LI-DL2 #HSBCUSA

MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function with a focus on MSS. This role is responsible for leading risk-based testing of control processes within MSS, to provide comfort that the business is operating in line with relevant laws, regulations, principles, and standards and policies to ensure that MSS maintains adequate and effective controls. It will require the individual to manage, monitor and deliver control testing in line with DBS CCO Testing Methodology, as well as support, guide and advise team members on control testing.

Role holder responsibilities include, but are not limited to:

  • Plan and lead fieldwork of control testing reviews to ensure timely delivery of the Testing plan whilst minimising disruption to MSS stakeholders.
  • Oversee team of professional control testers to ensure work delivered is of required quality and meets all internal and external standards
  • Assess the design effectiveness, operational effectiveness and associated continous monitoring plans of MSS Controls
  • Work closely with key stakeholders (e.g. Control Owners, CCOs, etc.) to agree control testing outcomes and assist with establishing remediation plans
  • Analyze observations identified by testers, apply judgement to define issues, propose creative and pragmatic solutions to risk and control issues
  • Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought
  • Partner with wider DBS CCO team to develop approaches for addressing broader corporate emerging issues
  • Provide expertise and guidance on control testing across CCO and applying critical judgment and decision making in relation to the identification and publication of control testing findings through identifying the key risks and issues

For this role, HSBC targets a fixed pay range between $79,700 and $119,500.

The final fixed pay offer will depend on the candidate and a number of variables, including but not limited to, role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location.

At HSBC, our overall goal is to provide a competitive Total Reward Package, with an appropriate mix of fixed pay, and variable pay, as part of an employee's overall total compensation and benefits. Variable pay generally takes the form of discretionary, annual awards (sometimes referred to as a "bonus"). Additionally, HSBC offers a wide range of competitive and flexible benefits designed to help you improve your health and well-being, finances, and lifestyle.

Requirements

In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. Applicants must be legally authorized to work in the U.S. as HSBC will not engage in immigration sponsorship for this position.

  • Graduate/Post graduate in any discipline with strong academic background
  • Demonstrable knowledge in control testing and risk management, internal control, or internal audit preferably within a financial / banking services operations environment
  • Relevant experience in control testing, Internal Audit, Internal Controls and Risk assessment. Experience in Financial Service industry or an external audit firm is desirable.
  • Knowledge of capital markets and applicable regulations, including FX, derivatives, and securities sales and trading (OCC, SEC, CFTC, FINRA, NFA, CME
  • Risk or Audit qualifications (CRISC, CISM, CISA, CISSP, CIA or equivalent) are desirable
  • Excellent interpersonal and communication skills (written and verbal).
  • Self-starter and effective collaborator
  • Proven project / process management experience
  • Innovative and able to assess needs and propose solutions
  • Excellent time management skills
  • Ability to influence without direct management authority
  • Strong team player.

As an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming, diverse and inclusive work environment. You will be empowered to drive HSBC's engagement with the communities we serve through an industry-leading volunteerism policy, a generous matching gift program, and a comprehensive program of immersive Sustainability and Climate Change Initiatives. You'll want to join our Employee Resource Groups as they play a central part in life at HSBC, including the development of our employees and networking inside and outside of HSBC. We value difference. We succeed together. We take responsibility. We get it done. And we want you to help us build the bank of the future

#wayup

All qualified applicants will receive consideration for employment without regard to age, ancestry, color, race, national origin, ethnicity, disability or medical condition, genetic information, military or veteran service, religion, creed, sex, gender, pregnancy, childbirth, caregiver status, marital status, citizenship or immigration status, sexual orientation, gender identity or expression or any other trait protected by applicable law.

  • Manager, Marketing Cloud Developer

    3 weeks ago

    New York, New York, United States PeopleServe Full time

    We are looking to hire a Marketing Cloud Development Manager to join the Emerging & Scaled Marketing team within the Advertising Business Marketing team. The Marketing Cloud Development Manager will focus on building and optimizing our Marketing CRM so that we can convert, retain, and grow our SMB advertisersYou will build best practices for our data...

  • AMP Challengers Program

    1 month ago

    New York, New York, United States adMarketplace Full time

    Who We AreAt adMarketplace, our mission is to deliver the most engaging consumer search experiences while empowering advertisers to measure media performance accurately. Today, millions of people worldwide engage with our exclusive, transparent media placements across the internet's leading browsers, shopping apps, and review sites.Our mantra at...

  • Director, Technology Control Testing

    3 weeks ago

    New York, New York, United States Banque Scotia (Bank of Nova Scotia) Full time

    Requisition ID: 198966Salary Range: 174, ,000.00Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience.Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Global...

  • Electrical Controls Technician

    5 hours ago

    New York, New York, United States Architectural Testing Inc Full time

    Do you enjoy working from technical drawings to create fixtures and equipment? Do you enjoy troubleshooting and understanding how things work? We are looking for a controls technician to join our busy team in York, PA supporting our Building & Construction testing teamElectrical Controls Technician - Testing EquipmentIntertek is searching for a Electrical...

  • Marketing Manager

    1 month ago

    New York, New York, United States Markets Group Full time

    Company DescriptionMarkets Group is an executive forum organizer with a track record of 400+ events in over 20 countries. Founded in 2009, Markets Groups brings together the investment management community for an unparalleled thought leadership experience that provides a platform for peer-to-peer learning, idea sharing, and networking.Our Forums present a...

  • Security Engineer I, Offensive Security Penetration Testing

    3 weeks ago

    New York, New York, United States Amazon Services LLC Full time

    Amazon's Information Security Penetration Testing Team is seeking a Security Engineer to help keep Amazon secure for its customers. In this role, you will attack Amazon's services, applications, and websites to discover security issues and report them to our internal technology teams. This position will provide you with challenging opportunities, both...

  • Managing Director, Consumer/Retail Investment Banking

    1 month ago

    New York, New York, United States Wedbush Securities Full time

    Job DescriptionWedbush Securities is one of the largest securities firms andinvestment banks in the nation. We provide innovative financialsolutions through our Wealth Management, Capital Markets, Futuresand Advanced Clearing & Prime Services divisions. Headquarteredin Los Angeles, California with over 100 offices and more than 80correspondent offices, our...

  • Quantitative Researcher

    7 days ago

    New York, New York, United States Citadel Securities Full time

    Job DescriptionAt Citadel Securities, our mission is to be the most successful investment team in the world. Quantitative Researchers play a key role in this mission by developing next-generation models and trading approaches for a range of investment strategies. You'll get to challenge the impossible in quantitative research by applying sophisticated and...

  • Group Manager, IT/Security

    2 weeks ago

    New York, New York, United States Panasonic Corporation Full time

    Group Manager, IT/SecurityPanasonic Group Manager, IT SecurityClick here to learn more about how Panasonic is creating a better life, a better world. Watch this video to see how our employees are shaping the technologies that move us. What You'll Get To Do:The Group Manager of IT Security Operations will lead and build a high impact security operations team...

  • Manager Security Operations

    3 weeks ago

    New York, New York, United States Holman Full time

    Holman is a family-owned, global automotive services organization anchored by our deeply rooted core values and principles that have enabled us to continue Driving Whats Right throughout the last century Our teams deliver the Holman Experience by treating our customers and each other as we would like to be treated, and creating positive, rewarding...

  • Test Engineer

    1 month ago

    New York, New York, United States tapwage Full time

    OverviewLMI is seeking a skilled Test Engineer to perform test development and execution in support of the United States Postal Service (USPS) Integrated Property Management Ecosystem (IPME) integration. This is a fully remote position.LMI is a consultancy dedicated to improving the business of government, drawing from deep expertise in advanced analytics,...

  • Service Technician – Security Technology

    3 weeks ago

    New York, New York, United States Alliance Building Services Full time

    Job Opening: Service Technician specializing in Security TechnologyWe are in search of a Service Technician to swiftly repair security technologies, from small to large-scale integrated systems, at client sites across the NYC region.The ideal candidate will be responsible for managing service and repair issues, troubleshooting security systems, handling work...

  • Test Administrator

    3 weeks ago

    New York, New York, United States Pearson Education Services Full time

    Job Description Pearson VUE ) is the global leader in computer-based testing for information technology, academic, government and professional testing programs around the world. Pearson VUE provides a full suite of services from test development to data management and delivers exams through the world's most comprehensive and secure network of test centers in...

  • Quantitative Research Analyst- 2025 University Graduate

    1 week ago

    New York, New York, United States Citadel Securities Full time

    Job DescriptionOur mission is to be the most successful investment team in the world. Quantitative Researcher Analysts play a key role in this mission by developing next-generation models and trading approaches for a range of investment strategies. You'll get to challenge the impossible in quantitative research by applying sophisticated and complex...

  • Engineering Manager, Security

    1 month ago

    New York, New York, United States Olo Full time

    Reporting to the Security Engineering Director, the Engineering Manager for Security Engineering will lead the Olo Security Blue Team and manage the security defenses that allow our systems to keep running while protecting the data of our clients and their customers.You will help us fortify our defenses and protect the systems that allow people to order...

  • FPGA Engineer

    3 weeks ago

    New York, New York, United States Citadel Securities Full time

    Job DescriptionRole SummaryAt Citadel Securities, a leading global market maker, our team of FPGA Engineers create next generation FPGA solutions to support ultra-low latency trading systems across the firm. FPGA Engineers work closely with business leaders to design and deploy FPGA solutions that help optimize trading system performance.Opportunities...

  • FPGA Engineer

    1 month ago

    New York, New York, United States Citadel Securities Full time

    Job DescriptionRole SummaryAt Citadel Securities, a leading global market maker, our team of FPGA Engineers create next generation FPGA solutions to support ultra-low latency trading systems across the firm. FPGA Engineers work closely with business leaders to design and deploy FPGA solutions that help optimize trading system performance.Opportunities...

  • Operational and Technology Risk Manager

    3 weeks ago

    New York, New York, United States Tradeweb Markets Full time

    Job Description Tradeweb is seeking an Operational and Technology Risk Manager to join the Enterprise Risk Management ("ERM") team. The ERM team is a driving force in promoting a healthy and robust risk culture throughout the firm. The Operational and Technology Risk Manager will provide both an advisory and assurance function for Tradeweb's regulated...

  • Client Execution Trading

    2 weeks ago

    New York, New York, United States Citadel Securities Full time

    Job DescriptionRole Overview: The Client Execution Trading role is responsible for managing trade order lifecycle and workflow to optimize client experience. In this position you will have the opportunity to expand the breadth of your expertise while working with sales traders, quantitative researchers, and development teams across a variety of asset...

  • Senior Test Analyst

    3 weeks ago

    New York, New York, United States Vimerse Full time

    Job DescriptionJob DescriptionRoleResponsibilitiesSenior QA(Front Office, Operations, Risk & Data)TESTING FOR APPLICATION MIGRATION & VULNERABILITY10-12 years of experience working in a role delivery of large multifunctional projects.Experience working with Capital Markets products like Equities, Fixed Income, Structured Products Outrights, Derivatives,...