Assistant Vice President of Legal and Compliance

1 week ago


SaintBauzilledePutois, Occitanie, United States iMPact Business Group Full time
Job Description

Assistant Vice President of Legal & Compliance

Our client is seeking an accomplished and detail-oriented Assistant Vice President of Legal & Compliance to support the Vice President in leading the Legal & Compliance Department. This key role involves supervising the compliance team, managing risk, and ensuring adherence to regulations.

Responsibilities
  • Supervise the Compliance team within the Legal Department, including oversight of the Director of Compliance and their team.
  • Manage internal and external compliance audits and State Regulatory Reports.
  • Assist the business in implementing new and applicable rules and regulations.
  • Liaise with state regulators for market conduct exams and complaints.
  • Lead and manage the resolution of customer complaints, mentoring compliance team members through the process.
  • Conduct specific compliance audits internally and with MGAs, TPAs, and vendors, mentoring team members through the audit process.
  • Stay abreast of changing laws, regulations, and industry standards to ensure compliance and mitigate risk.
  • Develop and oversee an enterprise-wide privacy program, including SOP development, communication, and training on privacy and data security.
  • Act as the incident response coordinator for privacy or cybersecurity issues.
  • Lead the corporate risk management committee in identifying and managing potential business and financial risks.
  • Keep the VP of Legal and key stakeholders updated on corporate litigation and significant risk management issues.
  • Serve as the second in command, attending executive committee and other stakeholder meetings in the VP of Legal's absence.
  • Supervise, coach, and mentor corporate counsel and legal and compliance staff.
  • Perform other duties as required.
Job Requirements

Qualifications
  • Juris Doctor Degree from an accredited law school.
  • Minimum of eight (8) years of experience as an attorney in the Property and Casualty industry.
  • Strong interpersonal, managerial, and diplomacy skills.
  • Proficiency with Microsoft Office applications, including Outlook, Word, and Excel.
  • Admitted to the State Bar.


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