Vice President, ETF Advisor Compliance

2 weeks ago

New York, New York, United States BNY Mellon Full time

Bring your ideas. Make history.

BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.

With 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We're seeking a future team member for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID.

In this role, you'll make an impact in the following ways:

  • Independently contributes to the compliance efforts of multiple assigned business units.
  • Analyzes existing and proposed legislation, regulatory announcements and industry practices to help the assigned businesses develop and implement procedures to meet existing and upcoming requirements.
  • Maintains strong working relationships with peer compliance teams, senior management, Legal and Risk
  • Conducts fund and adviser-related compliance program testing and monitoring; assists with preparation of compliance-related board and business line reporting,
  • Assists with preparation of regulatory reporting (Form ADV; Form PF; etc.), compliance manual maintenance and marketing material review.
  • Contributes to the development of projects and programs to improve compliance and enhance the control environment.

To be successful in this role, we're seeking the following:

  • Bachelor's degree or the equivalent combination of education and experience is required.
  • Business or Finance degree preferred.
  • 7-10 years of total work experience preferred.
  • Mutual Fund / ETF Compliance and/or Investment Adviser Compliance experience highly preferred.

At BNY Mellon, our inclusive culture speaks for itself. Here's a few of our awards:

  • Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion, 2023
  • Bloomberg's Gender Equality Index (GEI), 2023
  • Human Rights Campaign Foundation, Corporate Equality Index, 2023
  • Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023
  • Dow Jones Sustainability Indices, Top performing company for Sustainability, 2023
  • Forbes Blockchain 50, 2023

Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $90,500 and $161,250 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNYM total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs.

This position is at-will and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, Company or individual department/team performance, and market factors.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

  • Vice President, ETF Advisor Compliance

    1 week ago

    New York, New York, United States BNY Mellon Full time

    Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work...

  • BSA Assistant Vice President/Vice President

    2 weeks ago

    New York, New York, United States The Adecco Group Full time

    BSA Assistant Vice President/ Vice President. Our client, one of the worlds largest banks is currently seeking a BSA Assistant Vice President/ Vice President. The BSA Officer is responsible for the implementation and administration of all aspects Vice President, President, Assistant, Officer, Compliance, Staffing, Regulatory

  • Vice President

    2 weeks ago

    New York, New York, United States The Goldman Sachs Group, Inc. Full time

    Vice President with Goldman Sachs Services LLC in New York, New York. Independently design, develop, test, and document highly reliable client and server-side systems in a structured, disciplined, and fast-moving environment using Java, Python, C , P Vice President, Computer Engineer, Software Engineer, Computer Science, President, Systems, Technology,...

  • Vice President

    2 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Regional Vice President

    2 weeks ago

    New York, New York, United States The Ladders Full time

    Mercer Advisors is a different kind of wealth management firm. We exist so that our clients don't have to worry about money. Our firm was founded in 1985, on the belief that families at all wealth levels would benefit from a fully unified approach to managing their money - "A family office for your family." We connect the dots of our clients' financial lives...

  • Vice President, M/W/DBE Compliance

    2 weeks ago

    New York, New York, United States New York City Economic Development Corporation Full time

    Position Overview: Compliance & Data Analysis - Ensuring M/W/DBE access to opportunities by setting participation goals on projects. Managing compliance on numerous construction and professional services contracts to increase M/W/DBE involvement. Capacity Building - Assisting M/W/DBE businesses in enhancing their competitiveness. Analyzing business capacity...

  • Vice President, Audience Development

    2 weeks ago

    New York, New York, United States Sony Music Entertainment Full time

    The Vice President, Audience Development will act as an in-house specialist to develop, implement, and analyze, and report direct-to-fan campaigns and strategies. This role will be part of The Orchards marketing team and collaborate closely with cli Vice President, Development, President, Marketing

  • Vice President, Compensation

    2 weeks ago

    New York, New York, United States BlackRock, Inc. Full time

    Become a trusted partner and provide consultation and analytical support for the implementation and administration of global compensation programs, working with compensation colleagues and partners across HR - Navigate through a variety of complex pr Compensation, Vice President, President, Management, Skills

  • Assistant Vice President

    2 weeks ago

    New York, New York, United States The New York Foundling Full time

    Overview:At The New York Foundling, we trust in the power and potential of people, and we deliberately invest in proven practices. From bold beginnings in 1869, our New York-based nonprofit has supported hundreds of thousands of our neighbors on their own paths to stability, strength, and independence. We help children and families navigate through and...

  • Assistant Vice President/Vice President

    2 weeks ago

    New York, New York, United States WISSEN TECHNOLOGY PRIVATE LIMITED Full time

    *Assistant Vice President/Vice President/ Java Engineer FTE, Wissen Technology, NYThe Wissen team continues to expand its footprint in the US. More openings to come as we continue to grow the team Please read below for a brilliant career opportunity. *Role: Java Engineer *Title: Assistant Vice President/Vice President*Location: NY (Day 1 Onsite/Hybrid)*Mode...

  • Vice President, Private Credit

    1 month ago

    New York, New York, United States Selby Jennings Full time

    A leading, middle-market private credit manager focused on strategic lending in NYC is looking to add a Vice President to the team. The firm is focused on unsponsored, special situation credit investments. The Vice President will be responsible for origination, structuring, underwriting, and execution of transactions. The ideal candidate will have the...

  • Vice President

    1 month ago

    New York, New York, United States Selby Jennings Full time

    We are currently working with a real assets firm with over $2.5bn AUM. They are looking to add a Vice President to lead their Investor Relations team in Dallas or New York.Responsibilities:Create presentations, pitch decks, RFPs and DDQsAttend meetings and calls with existing clientsServe as the primary point of contact for any investor inquiries and...

  • Vice President

    1 month ago

    New York, New York, United States Selby Jennings Full time

    We are currently working with a real assets firm that is currently managing over $2 billion. They are looking to add a Vice President to lead their Investor Relations team in Dallas or New York.Responsibilities:Create presentations, pitch decks, RFPs and DDQsAttend meetings and calls with existing clientsServe as the primary point of contact for any investor...

  • Private Credit Vice President

    4 days ago

    New York, New York, United States Selby Jennings Full time

    A leading, middle-market private credit manager focused on strategic lending in NYC is looking to add a Vice President to the team. The firm is focused on non-sponsored, special situation credit investments. The Vice President will be responsible for origination, structuring, underwriting, and execution of transactions. This is an exciting opportunity to...

  • Assistant Vice President, Programs, Transitional Housing

    2 weeks ago

    New York, New York, United States Breaking Ground Full time

    Assistant Vice President, Programs, Transitional Housing 505 8th Ave, New York, NY 10018, USA Req #2612 Monday, June 10, 2024 ABOUT US: - We believe that everyone deserves a home Breaking Ground operates nearly 4,000 units of housing across New York City, along with housing in upstate New York and Connecticut. Supportive housing - affordable housing...

  • Vice President, Private Credit

    2 weeks ago

    New York, New York, United States Selby Jennings Full time

    Vice President, Private Credit Selby Jennings Manhattan, United States Posted 2 days ago In-Office Job Permanent USD USD250000 per yearA leading, middle-market private credit manager focused on strategic lending in NYC is looking to add a Vice President to the team. The firm is focused on unsponsored, special situation credit investments. The Vice President...

  • Private Credit Vice President

    1 month ago

    New York, New York, United States Selby Jennings Full time

    A leading global digital infrastructure firm with over ~$50bn AUM and several offices across the US is looking to add a Private Credit Vice President to the team in New York, NY. The firm has both private equity and private credit platforms and invests in businesses across the digital ecosystem including cell towers, data centers, fiber, small cells, and...

  • Equity Research, Vice President

    2 weeks ago

    New York, New York, United States Wells Fargo Full time

    At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired. Help us bu Research, Vice President, Equity, Diagnostic, Science, President, Technology, Banking

  • Vice President, Marketing Technology

    2 weeks ago

    New York, New York, United States MLS Soccer Full time

    Major League Soccer (MLS) in a generational growth opportunity, with a new 10-year broadcast deal with Apple, Lionel Messi in Miami and energy building towards World Cup 2026 in North America. To harness this momentum, we are re-imagining our digital Technology, Marketing, Vice President, President, Leadership, Total Rewards, Business Services

  • Vice President/Director

    3 days ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...