CUSO Compliance Risk Assessment Officer

Summary: The Compliance Department at Credit Agricole’s Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Central Compliance. The individual will be responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf of the regional Compliance operations.The successful...

Summary: The Compliance Department at Credit Agricole’s Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Central Compliance. The individual will be responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf of the regional Compliance operations.The successful...

Summary: The Compliance Department at Credit Agricoles Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Central Compliance. The individual will be responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf of the regional Compliance operations. The successful...

The role requires an understanding of US bank regulations and corporate compliance program requirements, and ideally, experience in dealing with institutional investment banking and asset management organization.Support the region-wide Corporate Compliance Risk Assessment program in accordance with CRA policy and procedure.Enhance CRA processes...

Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris, Lyon,...

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris, Lyon,...

Summary: The Compliance Department at Credit Agricole’s Combined US Operations (CUSO) is looking for an experienced executive to join us as the Policies and Procedures Officer.The candidate will be responsible to produce effective, high-quality written Bank policies, procedures, and guidelines. The candidate will work with Subject Matter Experts (SMEs) and...

Summary: The Compliance Department at Credit Agricole’s Combined US Operations (CUSO) is looking for an experienced executive to join us as the Policies and Procedures Officer.The candidate will be responsible to produce effective, high-quality written Bank policies, procedures, and guidelines. The candidate will work with Subject Matter Experts (SMEs) and...

Summary: The Compliance Department at Credit Agricoles Combined US Operations (CUSO) is looking for an experienced executive to join us as the Policies and Procedures Officer. The candidate will be responsible to produce effective, high-quality written Bank policies, procedures, and guidelines. The candidate will work with Subject Matter Experts (SMEs) and...

Job description **Business type**: - Types of Jobs - Risk Management / Control **Job title**: - Operational Risk Manager **Contract type**: - Permanent Contract **Job summary**: - Operational Risk professional (1LoD or 2LoD) with at least 7 years of experience, knows and understands well Corporate Investment Banking (CIB) products and services, has...

Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards. Execute the Anti-Bribery and Corruption (ABC) controls including the review of Gift and Hospitality Requests, Donation request, and perform semi-annual QA. Calculate and report on...

Responsibilities: • Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards. • Execute the Anti-Bribery and Corruption (ABC) controls including the review of Gift and Hospitality Requests, Donation request, and perform semi-annual QA. • Calculate and report...

Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards. Execute the Anti-Bribery and Corruption (ABC) controls including the review of Gift and Hospitality Requests, Donation request, and perform semi-annual QA. Calculate and report on...

Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...

Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program (CMP) for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and customers, and integrates consumer compliance into the day-to-day responsibilities of its management and...

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance LocationNew York PostedPosted 40 Days Ago CodeREQ5643 Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will work closely with both the Compliance and Legal Departments....

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance LocationNew York PostedPosted 43 Days Ago CodeREQ5643 Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will work closely with both the Compliance and Legal Departments....

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance LocationNew York PostedPosted 44 Days Ago CodeREQ5643 Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will work closely with both the Compliance and Legal Departments....