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Senior Analyst

3 months ago


Miami, United States Nium Full time
What would a day @ Nium look like?
    • Develop and maintain policies and procedures to ensure compliance with relevant regulations and industry standards, including reviewing and updating existing policies as necessary
    • Prepare and submit internal and external reporting such as internal MI and regulatory filings to the regulator, ensuring accuracy and timeliness, and collaborating with other teams to obtain the required information
    • Coordinate and assist in regulatory audits including preparing documentation, responding to enquiries, and implementing remediation efforts as needed
    • Conduct risk assessments related to regulatory compliance and develop strategies to mitigate identified risks. This may involve collaborating with other departments such as risk management and internal audit
    • Providing regulatory advisory to relevant internal and external teams, such as sales and onboarding to support the client onboarding process, as well supporting the product and technical teams with product updates/changes
    • Performing assurance reviews on tasks such as customer onboarding and transaction monitoring
    • Develop and deliver coaching and training to develop other team members based on regulatory compliance, policies and procedures as well as findings identified as part of assurance (e.g. handling of onboarding cases, handling of screening and transaction monitoring alerts, etc.)
    • Review and investigations of suspicious activity and preparing information for SAR submission
    • Handling external information requests (Law enforcement/partners)
    • Assisting with the implementation of the Compliance Monitoring Plan across the business
    • Serve as a point of contact for external parties such as banking partners and the regulator
    • Stay up-to-date with regulatory developments and changes in the electronic money and financial services industry, and assess their impact on the institution. Provide recommendations for compliance strategies accordingly
    • Assisting HoC/MLRO and DMLRO in other capacities deemed necessary