Quality Associate

2 weeks ago


Dallas TX, United States Goldman Sachs & Co. LLC Full time

Serve as the regulatory interface for internal and external business partners including auditors, custodians, trading desks, client relationship management, and other operational teams. S. or foreign equivalent) in Business Administration, Management, Finance, Economics, Accounting or related field and one (1) year of experience in the job offered or a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Business Administration, Management, Finance, Economics, Accounting or related field and three (3) years of experience in the job offered or a related role. Must have one (1) year of experience with a Master’s degree or three (3) years of experience with a Bachelor’s degree with the following: conducting financial regulatory reporting; ensuring data accuracy and oversight in handling requests relating to regulations and audits; applying knowledge of financial principles and products; project management and partnering with internal and external business stakeholder for regulatory filings: and performing risk management controls for FINRA limit(s) monitoring, CFTC de-Minimis exemptions and affiliated transaction reporting. NO PHONE CALLS PLEASE. ©Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity.


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