Associate Legal Counsel, Regulatory
Found in: Jooble US O C2 - 2 weeks ago
With roots going back to 1986, The Colony Group is driven by one overarching vision: to be the leading financial advisory company in the world for clients and team members who seek meaning and joy in their lives. In our highly collaborative culture, a focus on purpose, connection, lifelong learning, diversity and inclusion, sustainability, and leadership development is core to our collective success. We strive to attract, develop, and engage the best talent in the industry to provide top investment, wealth and business management, tax, and other financial advisory services to high-net-worth and ultra-high-net-worth private and institutional clients. We are united by our commitment to teamwork, collaboration, doing meaningful work, and having fun together, as well as fostering an environment where each person can thrive as part of a broader community.
The Colony Group seeks a motivated and qualified individual for the position of Associate Counsel in our Boston, MA office. The individual selected for this opportunity will assist the company's General Counsel with all private fund legal and compliance matters required of operating a national investment advisory firm.
Draft and update private fund legal documentation (PPMs, LPAs, IMAs).
· Deep understanding of the mechanics of how private funds operate.
· Review private fund service provider contracts (auditor, etc.).
· Point of contact for private fund inquiries internally and externally.
· Handle KYC requests related to private funds.
· Oversee private fund regulatory filings (Form D, Blue Sky, Form PF, CFTC, Canadian filings).
· Participate in investment-related conversations to provide legal advice on structure, terms, regulatory considerations, and potential conflicts of interest.
· Interact with private fund outside counsel.
· Assist wealth management team with legal needs of clients pertaining to private funds.
· Participate in continuing education and legal matters and with training sessions.
Exposure to private fund legal matters;
· Exposure to securities law compliance; Basic understanding of financial services.
TCG made Investment News' highly selective list of the top 75 places to work for financial advisors:
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