Jobs: senior compliance officer - equities

We are currently representing an independent cross-border private equity firm, focusing on mid-market companies with over 15 years of experience in the industry. With investments reaching â¬600 million, our client prioritizes a diverse investment strategy. The CandidateEvaluate compliance risk concerning company activities.Identify, list, and monitor...

We are currently representing an independent cross-border private equity firm, focusing on mid-market companies with over 15 years of experience in the industry. With investments reaching €600 million, our client prioritizes a diverse investment strategy. The CandidateEvaluate compliance risk concerning company activities.Identify, list, and monitor...

We are representing a rapidly growing multi-location healthcare business in their search for a VP Compliance in the Greater Los Angeles area.Why Join UsYou will be joining an impressive leadership team as the business works towards increasing market share, while focusing on maintaining a robust well-funded compliance programEquity opportunity at point of...

We are seeking a knowledgeable and entrepreneurial Compliance Manager to contribute towards building out a broad US compliance function for a private equity fund.Highlights:This is a very exciting opportunity for someone seeking broader responsibilities and close interaction with Senior Management and investment teams.The position will be a part of a...

We are seeking a knowledgeable and entrepreneurial Compliance Manager to contribute towards building out a broad US compliance function for a private equity fund.Highlights:This is a very exciting opportunity for someone seeking broader responsibilities and close interaction with Senior Management and investment teams.The position will be a part of a...

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance PostedPosted 30 Days Ago CodeREQ5643 Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will work closely with both the Compliance and Legal Departments. The primary focus...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage in various areas such as compliance, governance, marketing, ESG, and deal-related affairs....

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage in various areas such as compliance, governance, marketing, ESG, and deal-related affairs....

Job SummaryThe Senior Quality Compliance Engineer will work with the Senior Manager of Quality Compliance to ensure Terumo Medical Corporation is achieving compliance to all global regulations and external standards for medical devices, combination medical device/pharmaceutical, and software products through collaborative partnerships and out-reach with...

Compliance Analyst Responsibilities: Manage day-to-day Compliance operations for the US office. Assist with Compliance Monitoring for the Central Monitoring team in London. Provide guidance on pre and post-trade Investment Compliance queries. Support US and Canadian regulatory filings. Collaborate with the broader Compliance team on various Compliance...

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S.-based compliance endeavors and trading activities. We're looking for a self-motivated individual who employs an analytical approach to support ongoing compliance...

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S.-based compliance endeavors and trading activities. We're looking for a self-motivated individual who employs an analytical approach to support ongoing compliance...

Job DescriptionJob DescriptionHotel Equities, one of the top hotel ownership, development and management companies in the industry, is currently searching for a Senior Vice President of Hotel Accounting to join our growing organization.This critical role is responsible for the enterprise wide Accounting team who support a large hotel portfolio consisting of...

SummaryAs a global leader in public health & health promotion, CDC is the agency Americans trust with their lives. In addition to our everyday work, each CDC employee has a role in supporting public health emergency management, whether through temporary assignments to emergency responses or sustaining other CDC programs and activities while colleagues...

Summary As a global leader in public health & health promotion, CDC is the agency Americans trust with their lives. In addition to our everyday work, each CDC employee has a role in supporting public health emergency management, whether through temporary assignments to emergency responses or sustaining other CDC programs and activities while...

Job DescriptionJob DescriptionWHO IS KKCSKal Krishnan Consulting Services, Inc. (KKCS), a California Corporation, is a full-service construction management and program management organization. The firm has grown steadily in size and capability since its founding in 1987, and today employs more than 85 professionals in our regional offices. KKCS has attracted...

Senior Equity Quant Developer - NY Introduction:The Head of Equity Quant Strategies a tier 1 hedge fund in NYC is seeking a driven Senior Equity Quant Developer to lead the oversight design and implementation of automated equity and equity vol trading infrastructure. The team is a leading equity trading business based in New York, with offices across the...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...