Jobs: Financial Industry Regulatory Authority


  • Boston, Massachusetts, United States Financial Industry Regulatory Authority, Inc. Full time

    The SR Principal Analyst will support the Member Supervision Exam Team and potentially other Member Supervision Teams. This person will be working under limited supervision and guidance, this role manages Regulatory Compliance related frameworks, such as policies and procedures, regulatory change management, and/or content management. This may include...

  • Regulatory Analyst

    4 days ago


    St. Paul, United States Pace Analytical Services, LLC Full time

    Regulatory Analyst - SDS Author ID 2024-4643 # of Openings 1 Job Location(s) US-MN-St. Paul Category Science OVERVIEW Candidate will author Safety Data Sheets (SDSs) to support our customer's regulatory program in this entry-level scientific position. This is a non-lab role....

  • Regulatory Analyst

    Found in: Resume Library US A2 - 6 days ago


    Saint Paul, Minnesota, United States Pace Analytical Services, LLC Full time

    OVERVIEW: Candidate will author Safety Data Sheets (SDSs) to support our customer's regulatory program in this entry-level scientific position. This is a non-lab role.  RESPONSIBILITIES: Author SDSs to provide correct and up to date information to customers within the United States and Internationally Hazard evaluations for chemicals and raw...

  • Head of Compliance, Product

    Found in: Resume Library US A2 - 6 days ago


    New York County, New York, United States Maza Financial Full time

    As the Head of Compliance & Legal at Maza, you will play a critical role in ensuring that our operations align with all applicable laws, regulations, and industry standards. Reporting directly to the CEO, you will collaborate with cross-functional teams to integrate compliance measures into our products and processes. This role requires a seasoned...

  • Regulatory Affairs Specialist for Chemical Industry

    Found in: Careerbuilder One Red US C2 - 2 days ago


    Stamford, CT, United States Infojini Full time

    Regulatory Affairs Specialist Location - Stamford, CT 06901 Duration - 12 months Requirements: Bachelor's degree in a relevant field (e.g., Chemistry, Environmental Science, Regulatory Affairs, Biology, Computer Science, etc.). 2-3 years of experience in regulatory affairs, specifically in SDS authoring, GHS classifications, or related compliance work...

  • Financial Services Regulatory Associate – Miami

    Found in: beBee jobs US - 6 days ago


    Miami, Florida, United States Jameson Legal Full time

    We are looking to speak with financial services regulatory associates to join our client's Financial Services practice in Miami.We are looking to speak with mid to senior-level financial services regulatory associates with expertise in advising clients in the distributed ledger, blockchain, and digital assets sector.This is a career advancing opportunity to...

  • Manager of Regulatory Administration

    Found in: Talent US C2 - 2 days ago


    Milwaukee, United States UMB Financial Corporation Full time

    As the Manager of Regulatory Administration , you will be apart of the Fund Administration Department. You will manage the group that assists our fund clients with preparation of board minutes, the preparation and maintenance of registration statements and related filings. Registration statements (including a prospectus) are the legal documents that...

  • Senior Regulatory Financial Analyst

    Found in: Jooble US O C2 - 2 days ago


    Richmond, VA, United States Vaco Financial Full time

    Vaco Financial specializes in the permanent placement of accounting and finance professionals of all levels and industries. We have a team of experienced accounting professionals on staff that makes it their responsibility to educate you on the market, present you with job opportunities to explore, and ensure that the right decision is made regarding your...


  • West Chester, United States GE Full time

    Job Description SummaryThe Distinguished Staff Engineer - Industry and Regulatory is responsible for developing and collaborating across the enterprise to execute strategic regulatory and industry actions to position GE to shape and lead dialogue on a wide range of topics including certification of innovative technologies, airworthiness matters, evolving...

  • Financial and Regulatory Reporting

    Found in: beBee jobs US - 2 days ago


    Boston, Massachusetts, United States State Street Full time

    Who we are looking forFinancial and Regulatory Reporting, TSR Operations Senior Associate, located in either Boston, MA or Kansas City, MO will manage semi-annual and annual TSR regulatory filings for various clients. You will engage with clients and internal State Street teams to resolve issues and answer inquiries to progress each reporting cycle to...

  • Regulatory Analyst

    5 days ago


    Minneapolis, United States Pace Analytical Services, LLC Full time

    Regulatory Analyst - Experienced SDS Author (Remote) ID 2022-4464 # of Openings 1 Job Location(s) US-MN-Minneapolis Category Science OVERVIEW Make an impact. Build a career.At Pace, everything we do is built upon an unwavering commitment to making the world a safer, healthier place. We...

  • Financial Services Compliance

    Found in: Resume Library US A2 - 4 days ago


    New York County, New York, United States Direct Counsel, LLC Full time

    Direct Counsel is seeking a mid-level to senior Financial Services Compliance/Regulatory Attorney to join a top law firm in their Financial Services Compliance team. We are seeking a dynamic individual with a minimum of four years' experience in compliance and regulatory matters related to the financial services industry. This position can be based...


  • New York, United States Direct Counsel, LLC Full time

    Job DescriptionJob DescriptionDirect Counsel is seeking a mid-level to senior Financial Services Compliance/Regulatory Attorney to join a top law firm in their Financial Services Compliance team. We are seeking a dynamic individual with a minimum of four years' experience in compliance and regulatory matters related to the financial services industry. This...

  • Lead Network-Firewall Engineer

    Found in: Lensa US P 2 C2 - 5 days ago


    Rockville, United States Financial Industry Regulatory Authority , Inc. Full time

    Under the supervision of the Sr. Director of Network Engineering, the Network-Firewall Engineer is responsible to: - Perform duties of a network-firewall engineer related to network and firewall systems administration and change management, operation Engineer, Network Engineer, Network, Network Security, Computer Science, Lead

  • Regulatory Affairs Specialist for Chemical Industry

    Found in: Dice One Red US C2 - 6 days ago


    Stamford, United States Infojini Full time

    Regulatory Affairs Specialist Location - Stamford, CT 06901 Duration - 12 months Requirements: Bachelor's degree in a relevant field (e.g., Chemistry, Environmental Science, Regulatory Affairs, Biology, Computer Science, etc.). 2-3 years of experience in regulatory affairs, specifically in SDS authoring, GHS classifications, or related compliance work...

  • Regulatory Reporting Specialist

    Found in: beBee jobs US - 1 hour ago


    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Regulatory Reporting Specialist

    Found in: beBee S US - 4 weeks ago


    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...


  • Morgantown, United States United Talent Full time

    Job DescriptionJob DescriptionUnited Talent Staffing is seeking a Senior Regulatory/Financial Analyst to join the Hope Gas team at their Morgantown, WV location.This position requires advanced financial analysis capabilities to support the regulatory initiatives of Hope Utilities.Primary Responsibilities:Prepare revenue requirement and supporting...


  • Morgantown, United States United Talent Full time

    Job DescriptionJob DescriptionUnited Talent Staffing is seeking a Senior Regulatory/Financial Analyst to join the Hope Gas team at their Morgantown, WV location.This position requires advanced financial analysis capabilities to support the regulatory initiatives of Hope Utilities.Primary Responsibilities:Prepare revenue requirement and supporting...

  • Compliance Analyst

    Found in: Appcast Linkedin GBL C2 - 7 days ago


    Atlanta, United States Cetera Financial Group Full time

    Do you have prior experience within the Financial Broker-Dealer industry? Are you passionate about researching and writing for the betterment of Clients? At Cetera we need detailed thinkers to help us deliver quality and value to our clients. As an experienced analyst, you know how to uncover trends and tell meaningful stories through data. You collect,...