Jobs: Financial Industry Regulatory Authority
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Senior Principal Analyst, Member Supervision Regulatory Compliance
Found in: beBee jobs US - 4 days ago
Boston, Massachusetts, United States Financial Industry Regulatory Authority, Inc. Full timeThe SR Principal Analyst will support the Member Supervision Exam Team and potentially other Member Supervision Teams. This person will be working under limited supervision and guidance, this role manages Regulatory Compliance related frameworks, such as policies and procedures, regulatory change management, and/or content management. This may include...
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Regulatory Analyst
4 days ago
St. Paul, United States Pace Analytical Services, LLC Full timeRegulatory Analyst - SDS Author ID 2024-4643 # of Openings 1 Job Location(s) US-MN-St. Paul Category Science OVERVIEW Candidate will author Safety Data Sheets (SDSs) to support our customer's regulatory program in this entry-level scientific position. This is a non-lab role....
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Regulatory Analyst
Found in: Resume Library US A2 - 6 days ago
Saint Paul, Minnesota, United States Pace Analytical Services, LLC Full timeOVERVIEW: Candidate will author Safety Data Sheets (SDSs) to support our customer's regulatory program in this entry-level scientific position. This is a non-lab role. RESPONSIBILITIES: Author SDSs to provide correct and up to date information to customers within the United States and Internationally Hazard evaluations for chemicals and raw...
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Head of Compliance, Product
Found in: Resume Library US A2 - 6 days ago
New York County, New York, United States Maza Financial Full timeAs the Head of Compliance & Legal at Maza, you will play a critical role in ensuring that our operations align with all applicable laws, regulations, and industry standards. Reporting directly to the CEO, you will collaborate with cross-functional teams to integrate compliance measures into our products and processes. This role requires a seasoned...
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Regulatory Affairs Specialist for Chemical Industry
Found in: Careerbuilder One Red US C2 - 2 days ago
Stamford, CT, United States Infojini Full timeRegulatory Affairs Specialist Location - Stamford, CT 06901 Duration - 12 months Requirements: Bachelor's degree in a relevant field (e.g., Chemistry, Environmental Science, Regulatory Affairs, Biology, Computer Science, etc.). 2-3 years of experience in regulatory affairs, specifically in SDS authoring, GHS classifications, or related compliance work...
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Financial Services Regulatory Associate – Miami
Found in: beBee jobs US - 6 days ago
Miami, Florida, United States Jameson Legal Full timeWe are looking to speak with financial services regulatory associates to join our client's Financial Services practice in Miami.We are looking to speak with mid to senior-level financial services regulatory associates with expertise in advising clients in the distributed ledger, blockchain, and digital assets sector.This is a career advancing opportunity to...
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Manager of Regulatory Administration
Found in: Talent US C2 - 2 days ago
Milwaukee, United States UMB Financial Corporation Full timeAs the Manager of Regulatory Administration , you will be apart of the Fund Administration Department. You will manage the group that assists our fund clients with preparation of board minutes, the preparation and maintenance of registration statements and related filings. Registration statements (including a prospectus) are the legal documents that...
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Senior Regulatory Financial Analyst
Found in: Jooble US O C2 - 2 days ago
Richmond, VA, United States Vaco Financial Full timeVaco Financial specializes in the permanent placement of accounting and finance professionals of all levels and industries. We have a team of experienced accounting professionals on staff that makes it their responsibility to educate you on the market, present you with job opportunities to explore, and ensure that the right decision is made regarding your...
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Distinguished Staff Engineer
6 days ago
West Chester, United States GE Full timeJob Description SummaryThe Distinguished Staff Engineer - Industry and Regulatory is responsible for developing and collaborating across the enterprise to execute strategic regulatory and industry actions to position GE to shape and lead dialogue on a wide range of topics including certification of innovative technologies, airworthiness matters, evolving...
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Financial and Regulatory Reporting
Found in: beBee jobs US - 2 days ago
Boston, Massachusetts, United States State Street Full timeWho we are looking forFinancial and Regulatory Reporting, TSR Operations Senior Associate, located in either Boston, MA or Kansas City, MO will manage semi-annual and annual TSR regulatory filings for various clients. You will engage with clients and internal State Street teams to resolve issues and answer inquiries to progress each reporting cycle to...
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Regulatory Analyst
5 days ago
Minneapolis, United States Pace Analytical Services, LLC Full timeRegulatory Analyst - Experienced SDS Author (Remote) ID 2022-4464 # of Openings 1 Job Location(s) US-MN-Minneapolis Category Science OVERVIEW Make an impact. Build a career.At Pace, everything we do is built upon an unwavering commitment to making the world a safer, healthier place. We...
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Financial Services Compliance
Found in: Resume Library US A2 - 4 days ago
New York County, New York, United States Direct Counsel, LLC Full timeDirect Counsel is seeking a mid-level to senior Financial Services Compliance/Regulatory Attorney to join a top law firm in their Financial Services Compliance team. We are seeking a dynamic individual with a minimum of four years' experience in compliance and regulatory matters related to the financial services industry. This position can be based...
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Financial Services Compliance
24 hours ago
New York, United States Direct Counsel, LLC Full timeJob DescriptionJob DescriptionDirect Counsel is seeking a mid-level to senior Financial Services Compliance/Regulatory Attorney to join a top law firm in their Financial Services Compliance team. We are seeking a dynamic individual with a minimum of four years' experience in compliance and regulatory matters related to the financial services industry. This...
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Lead Network-Firewall Engineer
Found in: Lensa US P 2 C2 - 5 days ago
Rockville, United States Financial Industry Regulatory Authority , Inc. Full timeUnder the supervision of the Sr. Director of Network Engineering, the Network-Firewall Engineer is responsible to: - Perform duties of a network-firewall engineer related to network and firewall systems administration and change management, operation Engineer, Network Engineer, Network, Network Security, Computer Science, Lead
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Regulatory Affairs Specialist for Chemical Industry
Found in: Dice One Red US C2 - 6 days ago
Stamford, United States Infojini Full timeRegulatory Affairs Specialist Location - Stamford, CT 06901 Duration - 12 months Requirements: Bachelor's degree in a relevant field (e.g., Chemistry, Environmental Science, Regulatory Affairs, Biology, Computer Science, etc.). 2-3 years of experience in regulatory affairs, specifically in SDS authoring, GHS classifications, or related compliance work...
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Regulatory Reporting Specialist
Found in: beBee jobs US - 1 hour ago
Chicago, Illinois, United States Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
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Regulatory Reporting Specialist
Found in: beBee S US - 4 weeks ago
Chicago, United States Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
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Senior Regulatory/Financial Analyst
4 days ago
Morgantown, United States United Talent Full timeJob DescriptionJob DescriptionUnited Talent Staffing is seeking a Senior Regulatory/Financial Analyst to join the Hope Gas team at their Morgantown, WV location.This position requires advanced financial analysis capabilities to support the regulatory initiatives of Hope Utilities.Primary Responsibilities:Prepare revenue requirement and supporting...
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Senior Regulatory/Financial Analyst
6 days ago
Morgantown, United States United Talent Full timeJob DescriptionJob DescriptionUnited Talent Staffing is seeking a Senior Regulatory/Financial Analyst to join the Hope Gas team at their Morgantown, WV location.This position requires advanced financial analysis capabilities to support the regulatory initiatives of Hope Utilities.Primary Responsibilities:Prepare revenue requirement and supporting...
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Compliance Analyst
Found in: Appcast Linkedin GBL C2 - 7 days ago
Atlanta, United States Cetera Financial Group Full timeDo you have prior experience within the Financial Broker-Dealer industry? Are you passionate about researching and writing for the betterment of Clients? At Cetera we need detailed thinkers to help us deliver quality and value to our clients. As an experienced analyst, you know how to uncover trends and tell meaningful stories through data. You collect,...