Current jobs related to Control Testing - Chicago - Marex Spectron
-
Head of 1LOD Control Testing
2 weeks ago
Chicago, United States Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Head of Control Testing and Assurance
2 weeks ago
Chicago, Illinois, United States Northern Trust Full timeAbout Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted provider of innovative financial services and guidance to the world's most successful individuals, families, and institutions.We are committed to upholding our core values...
-
Head of 1LOD Control Testing
4 months ago
Chicago, United States Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Chicago, Illinois, United States The Goldman Sachs Group Full timeAbout the RoleWe are seeking an experienced Vice President to lead Controls Monitoring and Testing for Marcus US Deposits within the Asset Wealth Management Division. This role is part of Marcus Deposit's first line of defense Business Controls team, and will manage a team to assess, design and implement controls monitoring and testing for key controls.Key...
-
Chicago, Illinois, United States Goldman Sachs Group, Inc. Full timeJob DescriptionCompany OverviewGoldman Sachs Group, Inc. is a leading global investment banking, securities, and investment management firm. Our Asset Wealth Management Division provides financial planning, investment management, banking, and comprehensive advice to a wide range of clients.Job SummaryWe are seeking an experienced Vice President to lead...
-
Vice President of Controls Oversight and Testing
3 weeks ago
Chicago, Illinois, United States Goldman Sachs Group, Inc. Full timeVice President of Controls Oversight and TestingOverviewGoldman Sachs is dedicated to empowering clients and customers globally to achieve their financial aspirations. Our wealth management division offers a comprehensive suite of services, including financial planning, investment management, and banking solutions tailored for a diverse clientele, from...
-
Chicago, Illinois, United States Goldman Sachs Group, Inc. Full timeVice President of Controls Monitoring and TestingOverviewAt Goldman Sachs, we are dedicated to empowering our clients and customers globally to achieve their financial aspirations. Our Wealth Management division offers a comprehensive suite of services, including financial planning, investment management, and banking solutions tailored for a diverse...
-
Chicago, Illinois, United States Goldman Sachs Group, Inc. Full timeVice President of Controls Monitoring and TestingBe the First to ApplyPosition OverviewWealth Management DivisionGoldman Sachs is dedicated to empowering clients globally to achieve their financial aspirations. Our wealth management services encompass financial planning, investment oversight, banking solutions, and comprehensive advisory for a diverse...
-
Vice President of Controls Oversight and Testing
3 weeks ago
Chicago, Illinois, United States Goldman Sachs Group, Inc. Full timeVice President of Controls Oversight and TestingOverviewGoldman Sachs is a global leader in investment banking and asset management, dedicated to helping clients achieve their financial aspirations. Our Wealth Management division is committed to providing tailored financial solutions to a diverse clientele, including high net worth individuals and...
-
Chicago, Illinois, United States Goldman Sachs Group, Inc. Full timeVice President of Controls Monitoring and TestingPosition OverviewAs a key member of the Asset Wealth Management Division, you will play a pivotal role in overseeing the Controls Monitoring and Testing for Marcus US Deposits. This position involves leading a dedicated team focused on the evaluation, design, and implementation of essential control...
-
Chicago, United States The Goldman Sachs Group Full timeWealth ManagementAcross Wealth Management, Goldman Sachs helps empower clients and customers around the world to reach their financial goals. Our advisor-led wealth management businesses provide financial planning, investment management, banking and comprehensive advice to a wide range of clients, including ultra-high net worth and high net worth...
-
Global Financial Crimes Controls, Monitoring
1 month ago
Chicago, United States Bank of America Full timeDescription : The Global Financial Crime (“GFC”) Executive I contributes to the direction and drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a trusted advisor...
-
Testing Clerk
1 month ago
Chicago, United States U.S. Military Entrance Processing Command Full timeBriefs applicants, distributes examinations, scores exams, performs quality control of examination, sends results to appropriate personnel, and performs data entry of results into the appropriate accession reporting system. Assists in conducting test material inventories as required and ensures strict...
-
Senior Electrical Testing Engineer
3 weeks ago
Chicago, Illinois, United States Phoenix Technical Solutions Full timeJob OverviewPosition: Electrical Engineer – Design and TestingCompany: Phoenix Technical SolutionsRole Summary:We are seeking a talented Electrical Engineer to oversee and conduct testing of electrical components and systems for various applications. Experience with high voltage testing and control systems is advantageous.Key...
-
Senior Electrical Testing Engineer
3 weeks ago
Chicago, Illinois, United States Phoenix Technical Solutions Full timeJob OverviewPosition: Electrical Engineer – Design and TestingCompany: Phoenix Technical SolutionsLocation: Not specifiedRole SummaryWe are seeking a skilled Electrical Engineer to oversee and execute testing of electrical components and systems for locomotive and off-highway vehicles. Experience with high voltage testing and control systems is...
-
Senior Electrical Testing Engineer
3 weeks ago
Chicago, Illinois, United States Phoenix Technical Solutions Full timeJob OverviewPosition: Electrical Engineer – Design and TestingCompany: Phoenix Technical SolutionsRole Summary:We are seeking a skilled Electrical Engineer to oversee and execute testing for electrical components and systems in various applications. This role involves significant experience in high voltage testing and control systems.Key...
-
Advanced Testing
1 month ago
Chicago, United States Phoenix Technical Solutions Full timeJob DescriptionJob DescriptionSalary: Title: Electrical Engineer – Design and Test Location: GE Transportation (Wabtec), Erie, PA Job Description:We have a dynamic opportunity for an Electrical Engineer to support and manage electrical components and system testing for Locomotive and Off-Highway vehicles. High...
-
Business Control Manager
4 weeks ago
Chicago, United States Bank of America Full timeJob Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for...
-
Business Control Specialist
1 day ago
Chicago, Illinois, United States Bank of America Full timeJob Description:At Bank of America, we are committed to helping our clients achieve their financial goals through responsible growth. As a Sr Business Control Specialist, you will play a critical role in driving and executing internal control discipline and operational excellence within our organization.Key Responsibilities:Provide analytical and...
-
Senior Controls Engineer
1 week ago
Chicago, Illinois, United States E Tech Group Full timeAbout E Tech GroupE Tech Group is a leading engineering and system integration firm providing value to clients through IT automation and control solutions for over 25 years. We serve various industries, including Life Sciences, Mission Critical, Metals, Material Handling, Consumer Products, and Food & Beverage.Job SummaryWe are seeking a Senior Controls...
Control Testing
4 months ago
Diversified. Resilient. Dynamic.
Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.
The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many major metals, energy and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022. The Group provides access to the world’s major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers.
With more than 35 offices around the globe, and over 2,000 dedicated people enabling access to exchanges and technology-powered services.
For more information visit
Purpose of Role:
The Control Testing & Assurance Manager is responsible for assisting the Firm in the identification, evaluation, control testing, and management of operational risk whilst supporting the operational risk strategy and driving a proactive operational risk culture. The role assists in the implementation of the Operational Risk Management Framework in North America, a priority region.
Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.
The Risk department at Marex is responsible for assessing and managing various financial and operational risks that the company may face. The department employs analytical tools to monitor and mitigate potential threats and contributes towards maintaining Marex’s overall financial stability by implementing robust risk management practices, the department contributes towards maintaining Marex’s overall financial stability.
Responsibilities:
Responsible for establishing and rolling out a control testing program. Work with stakeholders on control findings and appropriate remediation actions. Work collaboratively with business areas, specifically in North America in the ongoing buildout of the operational risk profile. Responsible for creation of operational risk reporting, specifically as it relates to control testing results, to relevant governance for senior management. Provide training, guidance, and support when needed. Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values. At all times complying with Marex’s Code of ConductTo ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibilityTo report any breaches of policy to Compliance and/ or your supervisor as requiredTo escalate risk events immediatelyTo provide input to risk management processes, as required.The Company may require you to carry out other duties from time to time.
Competencies, Skills and Experience :
Competencies
Demonstrates curiosity. Resilient in a challenging, fast-paced environment Ability to take a high level of responsibility in a fast pace and high-volume environment. Ability to communicate complex requirements simply and to translate them into viable business practices and procedures. Excels at building relationships, networking and influencing others. Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness.
Skills and Experience
Effective report writing and oral communication skills, including the ability to communicate complex requirements simply and translate them into viable business practices and procedures Strong Excel, Word, PowerPoint skills and experience in the use of internal IT systems. Use of GRC and PowerBI tools desirable Experience with a GRC and PowerBI tools. Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.
Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.
We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability status, protected veteran status, or any other characteristic protected by the law.
#LI-PP1
