Senior Asset and Electronic Communication Supervisor

3 days ago


St Louis, Missouri, United States Edward Jones Full time
About the Role

We are seeking a highly skilled Senior Asset and Electronic Communication Supervisor to join our team. This is a unique opportunity for an experienced professional to leverage their expertise in securities product knowledge, industry regulations, and supervisory systems.

Key Responsibilities:
  • Oversee the performance of a Field Supervision Asset and Electronic Communications Supervision Team, ensuring compliance with firm policies and industry regulations.
  • Utilize expertise to strategically direct complex work, including risk oversight, supervision, and investigative skills.
  • Establish performance expectations to ensure supervision is reasonable, timely, and in the best interest of clients.
  • Lead and develop a diverse team to meet current and future business goals.
Requirements:
  • Series 7 & 66 (or equivalent) required, with a minimum of 2 years' experience holding Series 7.
  • Series 9 &10 (or equivalent), 24, and insurance license required, or obtainable within 4 months of hire.
  • Extensive securities product knowledge and industry regulatory expertise.
  • Leadership, data-based, investigative, and judgment-making skills.
Benefits:

As a valued member of our team, you will enjoy a competitive salary range of $96,471 - $164,262, along with a comprehensive benefits package and opportunities for growth and development.


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