Market Supervision Manager

4 weeks ago


Greenwich, Connecticut, United States Bank of America Full time
Job Description:

Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.

We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America.

At Merrill, we empower you to bring your whole self to work. We value diversity in our thoughts, business, and within our employees and clients.

Key Responsibilities:
  • Support business objectives and contribute to market profitability by influencing Financial Advisor business practices to minimize regulatory, financial, and reputational risks.
  • Work independently or with minimal guidance, while keeping the Market Executive and Division Supervision Executive informed on significant matters.
  • Ensure Financial Advisors are properly licensed; respond to regulatory inquiries and resolve client concerns or complaints.
Requirements:
  • Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses.
  • Series 3, 31 licenses, if warranted.
  • Minimum of 5+ years professional experience.
  • Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products.
Preferred Qualifications:
  • Ability to speak in terms of client needs and concerns, and coach Financial Advisors on aligning solutions to goals in a suitable and controlled way.
  • A deep appreciation and understanding of our client centric strategy.
  • Strong interpersonal skills to provide coaching to Financial Advisors to mitigate risk through segmentation, disciplined investment practices, and documentation.
  • Strong analytical skills with ability to identify trends, root cause and effects, and implement improved processes to mitigate risk.
Benefits:

This role is eligible to participate in the annual discretionary plan. Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall success of the Company.

This role is currently benefits eligible. We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.



  • Greenwich, Connecticut, United States iCapital Full time

    About the RoleiCapital is a leading provider of financial technology solutions for the alternative investment industry. As a Vice President or Senior Vice President of Investment Products Marketing, you will play a critical role in supporting the launch of new funds on our technology platform and onboarding new users to the investment...


  • Greenwich, Connecticut, United States Tbwa ChiatDay Inc Full time

    Zinnia is revolutionizing the insurance industry by simplifying how people buy, sell, and administer insurance products. Our innovative Insurtech solutions combine intuitive enterprise technology and data insights to create a seamless experience for shoppers, advisors, and insurers. With over $173.7 billion in assets under administration across 100+ carrier...


  • Greenwich, Connecticut, United States Moxie Management Full time

    About the Role:Moxie Management is seeking a highly motivated and results-driven Marketing and Advertising Coordinator to join our team. As a key member of our management team, you will play a crucial role in facilitating the success of our teams and consulting services.Key Responsibilities:Assist in overseeing the consulting and sales services provided by...

  • Seafood Team Leader

    4 weeks ago


    Greenwich, Connecticut, United States Whole Foods Market Full time

    Job SummaryWe are seeking a highly skilled and experienced Seafood Team Leader to join our team at Whole Foods Market. The successful candidate will be responsible for providing overall leadership to the seafood team, ensuring the highest standards of retail execution, and fostering a positive environment of outstanding teamwork and mutual respect.Key...

  • Commodities Expert

    4 weeks ago


    Greenwich, Connecticut, United States Thurn Partners Full time

    Job Title: Commodities Expert - Power Market AnalystCompany Overview:Thurn Partners is a leading alternative investment manager in the global commodities market, overseeing capital on behalf of prominent private, public, and nonprofit institutions. Their investments are based on a profound understanding of commodity market fundamentals, aiming to maximize...


  • Greenwich, Connecticut, United States Whole Foods Market Full time

    Job DescriptionAs a key member of our kitchen team, you will be responsible for maintaining the highest standards of cleanliness and sanitation in our food preparation areas.Key Responsibilities:Wash, rinse, and sanitize dishes, pots, pans, utensils, and small wares to ensure a clean and safe environment for our customers and team members.Maintain the...

  • Studio Manager

    4 weeks ago


    Greenwich, Connecticut, United States SLT Full time

    Job SummarySLT is seeking a highly motivated and experienced Studio Manager to lead our Greenwich, CT studio. As a key member of our team, you will be responsible for driving studio success by fostering a culture of growth, ensuring the highest standards of quality, and delivering exceptional client experiences.Key ResponsibilitiesSales:Drive revenue growth...


  • Greenwich, Connecticut, United States The Martucci Group Full time

    Job DescriptionWe are seeking a highly skilled and experienced General Manager to lead our upscale casual dining restaurant. The ideal candidate will have a proven track record of success in managing high-volume restaurants and a passion for delivering exceptional customer service.Key Responsibilities:Oversee and manage all aspects of restaurant operations,...

  • Seafood Team Leader

    2 weeks ago


    Greenwich, Connecticut, United States Whole Foods Market Full time

    Job Summary:The Seafood Team Leader is responsible for providing overall leadership to the seafood team. This includes ensuring a positive company image by providing courteous, friendly, and efficient service to customers and team members at all times. The successful candidate will be accountable for holding team members accountable for delivering...


  • Greenwich, Connecticut, United States Fidelity Investments Full time

    Job OverviewFidelity Investments is seeking a visionary leader to join our team as an Assistant Branch Manager. This role is designed for individuals who are passionate about building a strong sales team and developing service associates to drive revenue growth and customer satisfaction.The ideal candidate will have a proven track record of success in...


  • Greenwich, Connecticut, United States iCapital Full time

    About the RoleiCapital is seeking a seasoned professional to join its Research and Education team as a Vice President. The successful candidate will be responsible for conducting thorough due diligence on Private Capital funds, authoring comprehensive reports, and providing expert insights to clients.Key ResponsibilitiesLead investment and operational due...

  • Fitness Sales Manager

    4 weeks ago


    Greenwich, Connecticut, United States Pure Barre Full time

    Pure Barre Sales Manager Job DescriptionPure Barre is a national leader in barre fitness with over 500+ franchise locations in the United States and Canada. We are seeking a qualified Sales Manager to drive sales and service excellence for our luxury fitness brand.Responsibilities:Lead generation through Grass Roots Marketing and networkingMembership and...


  • Greenwich, Connecticut, United States RPH - PLEH Full time

    Restaurant General Manager OpportunityEmmy Squared Pizza, a part of the Pizza Loves Emily Restaurant Group, is seeking a highly motivated and experienced Restaurant General Manager to lead our new restaurant in Greenwich, CT. As a Restaurant General Manager, you will be responsible for overseeing all aspects of restaurant operations, including staff...


  • Greenwich, Connecticut, United States Fitness Holdings North East LLC Full time

    Job Title: Social Media Manager, ContentCompany Overview:Fitness Holdings Northeast is a leading Crunch Fitness franchisee committed to delivering exceptional fitness experiences. As one of the top Crunch Fitness franchisees, we operate 45 locations and are poised for significant growth.Our dynamic and rapidly expanding company fosters a fun and energetic...

  • Portfolio Manager

    3 weeks ago


    Greenwich, Connecticut, United States Bank of America Full time

    Job SummaryAt Bank of America, we are seeking a highly skilled Portfolio Manager to join our team. As a Portfolio Manager, you will be responsible for working with complex, high-net-worth investors to create customized investment strategies.Key ResponsibilitiesEvaluating, designing, constructing, managing, and monitoring all aspects of discretionary...

  • Portfolio Manager III

    3 weeks ago


    Greenwich, Connecticut, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Tax Manager

    3 weeks ago


    Greenwich, Connecticut, United States Marcum LLP Full time

    Job Title: Tax ManagerJob Summary:We are seeking an experienced Tax Manager to join our team at Marcum LLP. The successful candidate will have a strong background in taxation and excellent leadership skills.Key Responsibilities:Provide innovative individual tax planning, consulting and compliance services to clientsSupervise and drive the success of multiple...


  • Greenwich, Connecticut, United States The Field Club of Greenwich Full time

    Job DescriptionPool Operations ManagerJob Summary:Responsible for overseeing the safety and cleanliness of the club swimming pool and facilities, as well as the hiring and management of aquatic staff. This position requires strong leadership and organizational skills to ensure a smooth and successful pool season.Key Responsibilities:Hire, train, and...


  • Greenwich, Connecticut, United States Manufacturing Full time

    Job OverviewOur client, a leading commodity trading firm, is seeking a seasoned professional to lead their commodities trading operations. As Director of Commodities Sales and Trading, you will be responsible for overseeing the company's trading activities, developing and implementing strategic plans, and managing a high-performing team.This is a senior...


  • Greenwich, Connecticut, United States marcus evans Full time

    About the RoleMarcus Evans, a global business intelligence and event marketing company, is seeking a skilled Account Executive to develop new accounts and manage client relationships. This is an in-person role located in our Greenwich office.Key ResponsibilitiesGenerate new leads and create a book of business through prospecting and outreach.Target General...