Brokerage Operations Specialist

1 week ago


Roanoke, Virginia, United States Fidelity Investments Full time
Job Description:

The Brokerage Operations Associate is a key member of the Restricted Stock Services team at Fidelity Investments. This role involves providing exceptional service to clients, including brokerage firms and investment advisors, in selling restricted / control securities while adhering to SEC guidelines and insider trading rules.

As a member of this high-performing team, you will work closely with clients, corporate securities counsel, and transfer agents to deliver a seamless client experience. Your expertise will be utilized to manage multiple work items from start to finish, ensuring timely completion and meeting regulatory requirements.

This position requires strong communication skills, both verbal and written, as well as the ability to work under pressure and meet tight deadlines. A solid understanding of Fidelity systems (XTRAC, FBSI) and knowledge of Rule 10b5-1 trading plans are highly valued.



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