Senior Compliance Manager, Investments Compliance

About the RoleThe Compliance Analyst will support Wellington Management's global private investments compliance program as well as its global investment platform and trading compliance program, focusing on information controls. This role will be responsible for enhancing the firm's information controls and monitoring relating to the intake, retention, and...

About UsWellington Management is a leading investment management firm that offers comprehensive investment solutions to institutional clients worldwide. Our investment capabilities span nearly all segments of the global capital markets, and we are committed to delivering exceptional results through our proprietary research and collaborative culture.About the...

About UsWellington Management Company, LLP is a leading investment management firm that offers comprehensive investment solutions to institutional clients worldwide. Our team of experienced professionals provides tailored investment strategies that cater to the unique needs of our clients, drawing on a robust body of proprietary research and a collaborative...

Senior Manager of Trade ComplianceUnited Airlines is seeking a highly skilled Senior Manager of Trade Compliance to oversee the company's trade compliance program. This role will be responsible for ensuring that all trade-related activities are in compliance with US and foreign laws and regulations.Key Responsibilities:Develop and implement trade compliance...

Job SummaryThis role will oversee the execution and management of programs that ensure compliance with the company's regulatory and internal control environment. The ideal candidate will have a strong background in process management, including familiarity with issue management or audit best practices.Key ResponsibilitiesFacilitate and oversee the management...

Job SummaryWe are seeking a highly skilled Risk and Compliance Manager to join our team at AbbVie. The successful candidate will be responsible for facilitating 3rd-party risk management processes and collaborating with cross-functional teams to mature and execute these processes.Key ResponsibilitiesTrack and report compliance with TPRM policies and...

Role OverviewWe are seeking an experienced Regulatory Compliance Officer to oversee our organization's regulatory compliance functions, including exam management, regulatory change management, and risk corrective action plans. The successful candidate will be responsible for ensuring that all company operations are conducted in compliance with ethical...

Job Summary:NORC at the University of Chicago is seeking a highly motivated and organized Senior Compliance Specialist to oversee and ensure the organization's compliance and adherence to contract, federal, and state requirements. This role will have primary responsibility for auditing HR processes, procedures, and protocols across the department, with a...

About the RoleThe Compliance Manager plays a critical role in ensuring that all business units comply with regulatory requirements by developing and maintaining compliance programs, policies, and practices. This includes overseeing compliance examinations, tracking legal changes, and implementing necessary updates.ResponsibilitiesEnsure compliance with all...

Job SummaryCrowe LLP is seeking a highly skilled Consumer Banking Compliance Testing Senior Manager to join our Financial Services Consulting team. As a key member of our team, you will lead regulatory compliance projects, including compliance audit and testing, program and risk assessments, and regulatory remediation.Key Responsibilities:Lead fieldwork for...

Job Title: Senior Manager, Environmental Compliance and StrategyJob Summary:Invenergy LLC is seeking a Senior Manager, Environmental Compliance and Strategy to join our team. As a key member of our Environmental Compliance and Strategy team, you will be responsible for providing technical expertise and assistance to project teams on the approach to NEPA...

Crowe is seeking a Consumer Banking Compliance Testing Senior Manager to join our Financial Services Consulting team.This individual will lead team members delivering Crowe's regulatory compliance projects, including compliance audit and testing, program and risk assessments, and regulatory remediation.Lead fieldwork for regulatory compliance projects,...

At Barings, we value the dedication and expertise of our associates, recognizing their hard work and rewarding them for their personal and professional integrity, effective communication, and strategic competencies. This is reflected in our comprehensive benefits package, designed to support our employees' well-being and career growth.We are committed to...

Job SummaryThe Compliance Manager will be responsible for ensuring the organization's compliance with regulatory requirements and managing contracts to minimize risk. This role will involve reviewing contracts, negotiating with vendors, and implementing policies and procedures to ensure compliance.Key Responsibilities:Review and negotiate contracts to ensure...

Job SummaryWe are seeking a highly skilled Regulatory Advisory Manager to join our team at Forvis Mazars. As a key member of our audit and compliance team, you will be responsible for leading and managing audits of AML and Sanctions programs to ensure compliance with regulatory requirements and internal policies.Key ResponsibilitiesLead and manage audits of...

Job DescriptionThe International Fellowship of Christians and Jews is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for addressing contract management by providing cost-effective solutions and strategies for oversight and continuous improvement through the contract lifecycle.This...

Job Title: Compliance SpecialistThe Alliance for Clinical Trials in Oncology Foundation is seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance program, you will be responsible for ensuring the operational aspects of our organization are in compliance with relevant laws and regulations.Key Responsibilities:Lead...

Job SummaryThe Senior Analyst, Compliance Analytics, plays a critical role in supporting the creation, organization, and execution of our Compliance Analytics Platform. This includes Office of Ethics and Compliance (OEC) Operations-specific dashboards, tools, and systems to manage compliance-related data and analytics.Key ResponsibilitiesDevelop and maintain...

About Northern Trust: As a globally recognized financial institution, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions. With over 130 years of financial experience and a team of over 22,000 partners, we serve the world's most sophisticated clients using...

Job SummaryWe are seeking a highly skilled Risk Management and Compliance Senior Manager to join our team at Plante Moran. As a key member of our management consulting team, you will be responsible for providing internal audits and risk management services to our clients.Key ResponsibilitiesLead engagements and provide reporting assistance/analysis for...