Senior Financial Crimes Compliance Risk Specialist

1 week ago


Lewisville, Texas, United States Guidehouse Full time

Join Guidehouse, a global consulting firm dedicated to helping clients address their most complex challenges. Our team of experts provides high-quality services that help our clients make informed decisions and achieve their goals.

Salary: $80,000 - $110,000 per year

We are seeking an experienced Senior Financial Crimes Compliance Risk Specialist to join our team. As a key member of our financial crimes practice, you will be responsible for assisting with the design of quality assurance programs, executing quality assurance reviews, and tracking and reporting on results.

Job Description:
  • Conduct quality assurance reviews of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Office of Foreign Asset Controls (OFAC), Know Your Customer (KYC), including Identification Verification (ID&V), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Ongoing Monitoring and other financial crime investigations to mitigate risks associated with financial crimes.
  • Perform quality assurance (QA) review of Analysts' work product in accordance with client QA expectations.
  • Along with Team Leads, accurately and thoroughly assess Analysts' work product quality and leverage practices consistent with industry standards.
  • Provide coaching and constructive feedback to Analysts to ensure quality decisions and reviews are being completed in line with client policies and procedures.
  • Identify risk and recommend risk-based approaches for QA sampling.
  • Perform reviews and investigations of alerts/cases and/or files as business needs arise.
  • When applicable, escalate and/or draft and file potentially suspicious activity reports in accordance with regulatory requirements and client SLAs.
Required Skills and Qualifications:
  • Bachelor's degree from an accredited college/university plus 0-6 years of experience (level dependent) OR 4-8 years of professional experience in lieu of degree (level dependent)
  • Experience reviewing and dispositioning manual and system generated alerts/cases/files to mitigate risk associated with financial crimes.
  • Knowledge of applicable laws, regulations, and guidelines (e.g., Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations).
  • Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act.
  • Ability to detect and mitigate red flags for potential financial crimes activity.
  • The ability to excel within a team environment and independently.
  • Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
  • Ability to quickly learn and adapt to new policies, procedures, and vendor systems.
  • Experience with financial crimes risks associated with and investigations of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
Benefits:
  • Competitive compensation package.
  • Flexible benefits package.
  • 401(k) retirement plan.
  • Tuition reimbursement.
  • Personal development opportunities.
  • Corporate sponsored events and community outreach.


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