Compliance Testing Senior Specialist

4 weeks ago


Milwaukee, Wisconsin, United States NORTHWESTERN MUTUAL LIFE INSURANCE Full time
Job Summary

Northwestern Mutual Life Insurance is seeking a highly skilled Compliance Testing Senior Specialist to join our team. As a key member of our Enterprise Compliance department, you will be responsible for implementing compliance testing plans and assignments for our company and its regulated entities.

Key Responsibilities
  • Support the Assistant Director in developing and implementing compliance testing plans for Northwestern Mutual Life Insurance and its regulated entities.
  • Assignments include working independently on complex test plans and taking a lead role on moderately complex test plans.
  • Communicate testing results to the Chief Compliance Officer and business directors or managers.
  • Coordinate assigned testing with operations departments and internal audit.
Requirements
  • Bachelor's degree or equivalent work experience.
  • 4 years of professional level work experience in the insurance or financial services industries with a track record of increasing responsibility.
  • Knowledge of or experience with technical compliance requirements or financial service products, such as life insurance, annuities, mutual funds or general securities.
What We Offer

Great pay package, 401K, Company sponsored retirement plan, and opportunities for growth and development.



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