Senior Compliance Officer, Insurance Partnerships

6 days ago


White Plains, New York, United States Lexitas Legal Full time
Job Overview

We are seeking a highly experienced Senior Compliance Officer to join our team at Lexitas Legal. This role will be responsible for managing the compliance program for insurance sales partnerships, ensuring that all regulatory requirements are met.

About the Role

The Senior Compliance Officer will serve as an insurance regulatory subject matter expert, providing guidance to business unit management on compliance requirements, including New York Regulation 187, telemarketing and privacy laws, licensing and appointment requirements, background checks, and producer compensation requirements.

The successful candidate will also assist with advertising reviews, collaborate with the Legal team to review and revise agency business partner contracts, and participate in internal and external audits for compliance purposes.

Key Responsibilities
  • Develop and maintain compliance guidance for agents, brokers, managing general agents, third-party administrators, and other sales, marketing, and distribution partners.
  • Provide compliance support to business unit management, including research and analysis of laws and regulations.
  • Assist with advertising reviews, such as website content, sales scripts, and correspondence.
  • Collaborate with the Legal team to review and revise agency business partner contracts.
  • Participate in internal and external audits for compliance purposes.
Requirements

To be successful in this role, you will need:

  • A Bachelor's degree in a related field, or equivalent experience.
  • A minimum of 5-7 years of insurance compliance experience.
  • Working knowledge of life and health insurance laws, regulations, and best practices.
  • Excellent communication and interpersonal skills, with the ability to work effectively with stakeholders at all levels.
  • Demonstrated attention to detail and organizational skills.
  • Proven experience in managing multiple projects and priorities simultaneously.
  • Strong analytical and problem-solving skills.
Salary Range

The salary range for this position is $110,000 - $140,000 per year, depending on experience.



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