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Principal Legal Counsel

1 month ago

Étreux, Hauts-de-France, United States SS&C Full time
Job Title: Principal Legal Counsel

About the Role:

We are seeking a highly skilled Principal Legal Counsel to join our team at SS&C. As a key member of our legal department, you will be responsible for advising on investment adviser, mutual fund, ETF, and closed-end fund legal issues. Your expertise will be essential in preparing and overseeing various regulatory filings with the U.S. Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2.

Key Responsibilities:

* Advise on investment adviser, mutual fund, ETF, and closed-end fund legal issues
* Prepare and oversee various mutual fund, ETF, and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission
* Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the U.S. Securities and Exchange Commission
* Prepare and review fund advisory, sub-advisory, custodian, transfer agency, fund accounting, administration, and distribution agreements
* Prepare board meeting materials for '40 Act fund boards of directors/trustees and attend board meetings
* Monitor and report on regulatory developments

Requirements:

* Juris Doctorate
* 3-8 years' experience at a law firm or financial services firm advising on the Investment Advisers Act, Investment Company Act of 1940, and other federal securities laws
* Advanced knowledge of the Investment Advisers Act, Investment Company Act of 1940, and other federal securities laws
* Ability to advise on '40 Act fund service provider contracts
* Exposure to Hedge Fund and/or Private Equity administration a plus
* Ability to draft contract terms
* Ability to manage multiple tasks simultaneously
* Ability to work with little supervision
* Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc)
* Excellent verbal and written communication skills with strong ability to communicate with internal and external clients

What We Offer:

* Competitive salary range: $140,000 - $190,000
* Excellent benefits, including health, dental, 401k plan, tuition and professional development reimbursement plan
* Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status, or any other classification protected by applicable discrimination laws

How to Apply:

If you are a motivated and experienced legal professional looking for a new challenge, please apply through our careers page on the corporate website at www.ssctech.com/careers.