First Line Risk Senior Manager
3 weeks ago
Citizens Financial Group, Inc. has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and Trust Fiduciary businesses with direct responsibility for the front-, middle-, and back-office Trust products and services.
Key Responsibilities- Represent the first line of defense and identify and mitigate potential risks through the identification, management, and mitigation of the risk and controls environment.
- Provide and direct complex analysis on product and customer strategies to establish risk thresholds.
- Proactively review, analyze, and identify emerging risks, escalating to the Senior Director/Director of First Line Risk where appropriate.
- Develop, manage, and mitigate various types of risk with specific focus on aspects of compliance and operational risk for Wealth Management.
- 6-8+ years' experience in Wealth Management Risk Management, Audit, or Compliance.
- 6+ years' Risk and Compliance experience with advanced Broker-Dealer, Registered Investment Advisor, 12 CFR 9 Trust and Fiduciary business, including exposure to Alternative Investments and 33 and 40 Act programs.
- Subject matter expertise in the governance of investment management products and services, including direct support to the Chief Fiduciary and Investment Officer of the firm.
- Accomplished background in brokerage, insurance, investment adviser, and general securities matters required.
- Competitive pay, comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, flexible work arrangements, education reimbursement, wellness programs and more.
Citizens is an Equal Employment Opportunity Employer and values diversity, equity and inclusion, and treats everyone with respect and professionalism. Employment decisions are based solely on experience, performance, and ability.
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