Senior Compliance Manager, Investments Compliance
2 weeks ago
Job Summary:
AIG's Investments group oversees the management of investment assets for affiliated insurance companies. The role of Compliance and Regulatory Support Manager is crucial in providing support to the AIG Investments group, focusing on compliance and regulatory matters. Key responsibilities include reviewing investment restrictions, collaborating with the Chief Compliance Officer, and interacting with various stakeholders to ensure compliance with regulatory requirements.
Key Responsibilities:
- Review and capture investment restrictions from investment guidelines, state insurance regulations, and reinsurance agreements.
- Implement and maintain investment restrictions in BlackRock Aladdin and Bloomberg.
- Monitor exceptions out of compliance module and perform manual controls testing.
- Perform quarterly controls review for the General Account and reinsurance mandates.
- Provide support to the Chief Compliance Officer in the day-to-day execution of the compliance program.
- Collaborate with the CIO, investment managers, and Legal to ensure compliance with investment restrictions.
- Develop and maintain compliance policies and procedures.
- Provide training on compliance policies and procedures.
- Coordinate with Legal on regulatory filings.
- Perform compliance due diligence on external managers.
Requirements:
- Minimum of 3+ years of experience in guideline monitoring using BlackRock Aladdin, Charles River, or similar systems.
- Technical understanding of investment products and financial instruments.
- Fixed income compliance experience is required, with exposure to derivatives and mortgage loans a plus.
- Working knowledge of the Investment Advisers Act of 1940 and federal regulations.
- Strong work ethic and attention to detail.
- Bachelor's degree required.
About AIG:
AIG is a global leader in commercial and personal insurance solutions. We are committed to creating a culture of inclusion and belonging, providing equal opportunity to all qualified individuals. As a company, we value diversity and are dedicated to working with and providing reasonable accommodations to job applicants and employees with disabilities.
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