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Financial Controller for Security Based Swaps

4 weeks ago


New York, New York, United States Marex, Inc. Full time

Job Summary:

Marex, Inc. is seeking a highly skilled Financial Controller for Security Based Swaps to oversee all financial activities of the Security Based Swap (SBS) regulated entity.

Key Responsibilities:

  • Ensure compliance with the company's swaps regulatory requirements under SEC regulations.
  • Prepare and/or supervise the daily and monthly regulatory filings, including daily capital computations, monthly position and counterparty reports and margin reports.
  • Conduct monthly analytical review on legal entity income statement and balance sheet.
  • Assist with the preparation of monthly management reports, including Board meetings.
  • Review and challenge balance sheet reconciliations.
  • Develop and enhance existing processes.
  • Design and implement world-class control environment.

Additional Responsibilities:

  • Assist in all phases of the closing and reporting functions, including analyzing variances in income statement and balance sheet accounts monthly.
  • Apply principles of accounting to analyze financial information and prepare financial reports.
  • Assist in year-end audits and manage ad-hoc inquiries from external auditors.

Requirements:

  • A Bachelor's degree or equivalent in Accounting/related field or Master's in Accounting.
  • At least three years of experience in a Swaps Controller position is required.
  • Proficiency in Microsoft Excel, Access, and Word in automating tasks and organizing data for analytical purposes with pivot tables and charts; advanced Microsoft Excel skills required.
  • Experienced with PeopleSoft accounting software and general ledger skills.
  • Thorough knowledge of accounting principles and procedures.
  • Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.
  • Series 99 or 27 preferred.

Company Values:

Marex, Inc. is committed to maintaining a diverse and inclusive work environment. We believe in treating all employees and clients with respect and fairness. Our company values include integrity, collaboration, developing our people, and being adaptable and nimble.

Equal Employment Opportunity:

Marex, Inc. is an equal employment opportunity employer and welcomes applications from diverse candidates. We are committed to ensuring equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.