Principal Compliance Specialist
3 weeks ago
The Principal Compliance Analyst in Transparency Services plays a crucial role in ensuring compliance with regulations, maintaining appropriate policies and procedures, and coordinating with other FINRA departments and external technology providers.
Key Responsibilities- Manage all Reg SCI, FISMA, and FEDRAMP related matters, including interfacing with other FINRA departments, external vendors, the Federal Reserve, and the SEC.
- Track recurring and on-going compliance tasks.
- Participate in on-going Reg SCI committees/meetings and act as a backup to the Sr Compliance Specialist on all compliance related matters.
- Responsible for following FINRA wide Reg Sci procedures for tracking events, as well as drafting and delivering SEC Notifications of SCI related issues and events in accordance with rule requirement and procedure.
- Participate in annual review and certification of Reg SCI procedures, ensuring Business Continuity procedures are updated.
- Conduct annual industry wide BCP testing, including functional testing.
- Respond to all requests from Internal Audit for annual Reg SCI, FISMA, and FEDRAMP audits, including providing evidence for all controls, documenting and tracking findings, and collaborating with their immediate manager to ensure all findings are addressed.
- Represent Transparency Services in annual SEC Reg Sci audit.
- Manage all continuous monitoring procedures for FISMA and FEDRAMP in collaboration with the Sr Compliance Analyst.
- Provide guidance in all other audits conducted by Internal Audit, Finance, and external parties as needed.
- Bachelor's degree, preferably in Management Information Systems.
- Minimum six (6) years of experience working on Brokerage applications with a focus on compliance, business analysis, project management, and/or testing.
- Familiarity with rule making process, review of rules, and interaction with legal departments in translating rules into system requirements.
- Must have excellent verbal and written communication skills as well as experience communicating with technical and operations teams.
-
MRI Technologist
3 weeks ago
Woodbridge, Connecticut, United States Insight Imaging (NC) Full timeAt Insight Imaging, we are seeking a skilled MRI Technologist to join our team of dedicated professionals.The ideal candidate will have a strong background in radiology and the ability to operate MRI scanners to produce high-quality images for diagnostic purposes.As an MRI Technologist, you will work closely with patients to ensure their comfort and safety...
-
Accounting Clerk
3 weeks ago
Woodbridge, Connecticut, United States Ourisman Chrysler Dodge Jeep Ram of Woodbridge Full timeAccounting Clerk Role SummaryOurisman Automotive Group is seeking a detail-oriented and organized Accounting Clerk to support the finance team.Key Responsibilities:Accurately enter financial transactions into the accounting system, including accounts payable, accounts receivable, and general ledger entries.Review, verify, and process invoices for payment,...
-
Business Analyst III
3 weeks ago
Woodbridge, Connecticut, United States Elevance Health Full timeAbout the Role:We are seeking a highly skilled Business Analyst III to join our team at Elevance Health. As a Business Analyst III, you will serve as the liaison between the business and IT, translating complex business needs into application software.Key Responsibilities:Understand the Pharmacy benefit setup and validate the configuration using test...
-
Fiscal Expert with Behavioral Health Focus
3 weeks ago
Woodbridge, Virginia, United States Prince William County VA Full timeKey Responsibilities:As a Principal Fiscal Analyst, you will be responsible for providing expert financial guidance to the Behavioral Health team at Prince William County VA. Your duties will include analyzing financial data, developing budgets, and ensuring compliance with financial regulations.Key Skills:Financial analysis and budgetingRegulatory...
-
Asset Protection Specialist
2 months ago
Woodbridge, United States Home Depot Full timeHome Depot - JobID: 85A592B8289B4360A4AD3EFFB7ECA1F7 [Loss Prevention / Security] As an Asset Protection Specialist at Home Depot, you'll: Prevent financial loss caused by theft and fraud; Support safety and environmental program compliance in your assigned store/multiple stores; Identify incidents of theft and fraud, review CCTV and exception reports,...
-
Asset Protection Specialist
2 months ago
Woodbridge, United States Home Depot Full timeHome Depot - JobID: 4E7191C408814D778C4A97EBDAEC1D65 [Loss Prevention / Security] As an Asset Protection Specialist at Home Depot, you'll: Prevent financial loss caused by theft and fraud; Support safety and environmental program compliance in your assigned store/multiple stores; Identify incidents of theft and fraud, review CCTV and exception reports,...
-
Wire Transfer Specialist
4 weeks ago
Woodbridge, New Jersey, United States Northfield Bank Full timeJob Title: Wire Transfer SpecialistNorthfield Bank is a full-service bank with a rich history dating back to 1887. We are seeking a highly skilled Wire Transfer Specialist to join our team.Key Responsibilities:Accurately process incoming and outgoing wire transfers in accordance with wire transfer procedures.Review and process high-dollar wire transfers over...
-
Senior Financial Reporting Specialist
4 weeks ago
Woodbridge, Virginia, United States Hire Point Recruiting Full timeJob OverviewAt Hire Point Recruiting, we are seeking a highly skilled Senior Financial Reporting Specialist to join our team. As a key member of our finance department, you will be responsible for managing the preparation of accurate financial statements, ensuring compliance with accounting standards, and overseeing internal controls.Key...
-
Payroll and Tax Specialist
4 weeks ago
Woodbridge, New Jersey, United States Phaxis Full timeJob Title: Payroll and Tax SpecialistPrestigious financial services firm seeks an experienced Payroll and Tax Specialist to join their team. Our client is a privately owned and independent asset management firm providing comprehensive investment management, wealth planning, and family office services.Responsibilities will include payroll processing through...
-
Sterilization Equipment Specialist
3 weeks ago
Woodbridge, Virginia, United States TriMedx Full timeJob SummaryWe are seeking a highly skilled Sterilization Equipment Specialist to join our team at TriMedx. As a key member of our team, you will be responsible for installing, inspecting, troubleshooting, repairing, calibrating, and verifying the performance of complex sterilization and decontamination equipment and systems.Key ResponsibilitiesInstall,...
-
Document Control Specialist
3 weeks ago
Woodbridge, United States Robert Half Full timeJob DescriptionJob DescriptionWe are offering a long-term contract employment opportunity for a Document Control Specialist. This role is based in the pharmaceutical industry and involves the administration of processes and practices supporting documentation compliance. The successful candidate will work closely with Quality Assurance, Quality Control, and...
-
VMware Horizon Migration Specialist
4 weeks ago
Woodbridge, United States Ampcus Full timeTitle: VMware Horizon Migration Specialist Assignment:- 2 months (With Possible Extension) Location:- Remote Job Summary: The VMware Horizon Migration Specialist will be responsible for planning, executing, and overseeing the migration of virtual desktop infrastructures to VMware Horizon. This role requires in-depth technical expertise, meticulous planning,...
-
Multifamily Leasing Specialist
4 weeks ago
Woodbridge, Virginia, United States Carter Funds LLC Full timeJob OverviewWe are seeking a highly motivated and customer-focused Multifamily Leasing Specialist to join our team at Carter Funds LLC. As a Leasing Professional, you will be the first point of contact for prospective and current residents, providing exceptional service and ensuring a seamless leasing experience.Key Responsibilities:Provide outstanding...
-
Floor Maintenance Specialist
3 weeks ago
Woodbridge, Virginia, United States Healthcare Services Group Full timeAbout the RoleHealthcare Services Group (HCSG) is seeking a skilled Floor Maintenance Specialist to join our team. As a key member of our environmental services team, you will be responsible for maintaining the cleanliness and hygiene of our facilities, ensuring a safe and healthy environment for our residents and staff.Key ResponsibilitiesMaintain the...
-
Payroll Specialist
6 months ago
Woodbridge, United States Phaxis Full timePrestigious financial services firm needs an experienced Payroll Specialist.Our client is a privately owned and independent asset management firm providing comprehensive investment management, wealth planning, and family office services. They are a small firm with a strong culture and a collaborative work environment offering a hybrid work schedule,...
-
Marketing Specialist
1 week ago
Woodbridge Township, United States FYZICAL Therapy and Balance Centers Full timeFYZICAL Therapy & Balance Centers is seeking a part-time Marketing Specialist, with potential to transition to full-time, to join our team in our Colonia, NJ, location. The Marketing Specialist works closely with our clinical team in the activation of local marketing efforts and execution of the long-term marketing strategy.In addition to the functions...
-
Sterilization Equipment Specialist
3 weeks ago
Woodbridge, Virginia, United States TriMedx Full timeAt TriMedx, we are seeking a highly skilled Sterilization Equipment Specialist to join our team. This role is responsible for installing, inspecting, troubleshooting, repairing, calibrating, and verifying the performance of complex sterilization and decontamination equipment and systems.Key Responsibilities:Install, inspect, troubleshoot, repair, calibrate,...
-
Executive Director Specialist RN
2 weeks ago
Woodbridge, United States Gentiva Hospice Full timeOur Company: Heartland Hospice is a member of the Gentiva family - an industry leader in hospice, palliative, home health, and personal home care. Our place is by the side of those who need us, offering physical, spiritual and emotional support to patients and their families so they may make the most of every moment. We believe that better care for...
-
Tanium Desktop Support
2 weeks ago
Woodbridge, United States Randstad USA Full timeRandstad Digital partners with industry leaders to deliver secure, reliable technology solutions. We’re looking for an Endpoint Security Specialist with expertise in Tanium and a strong background in managing enterprise vulnerability processes to enhance our client’s operational security posture.Required Skills - TaniumVulnerability ManagementEndpoint...
-
Nurse Practitioner Specialist
4 weeks ago
Woodbridge, Virginia, United States Quadrant Full timeRadiation Oncology Nurse PractitionerWe are seeking a highly skilled and compassionate Radiation Oncology Nurse Practitioner to join our team at Quadrant. As a key member of our healthcare team, you will provide high-quality patient care, collaborate with physicians and other healthcare professionals, and contribute to the achievement of our department's...
-
Real Estate Paralegal
7 days ago
Woodbridge, United States Synectics Full timeResponsibilities :We are seeking a detail-oriented and organized Real Estate Paralegal to join our team and support our attorney in managing various real estate transactions, from initial intake through final closing, while also handling essential administrative tasks and client interactions.Document Management: Review, verify, and organize real estate...
-
Application Support
2 weeks ago
Woodbridge, United States Robert Half Full timeJob DescriptionJob DescriptionJob Summary: We are seeking a Compliance and Reporting Specialist with a strong background in payroll accounting, data analysis, and HCM systems to support our HCM Cloud implementation. This role will focus on ensuring compliance and accuracy in reporting both pre- and post-go-live. The ideal candidate will bring expertise in...
-
Real Estate Paralegal
5 days ago
Woodbridge, United States Synectics Full timeResponsibilities : We are seeking a detail-oriented and organized Real Estate Paralegal to join our team and support our attorney in managing various real estate transactions, from initial intake through final closing, while also handling essential administrative tasks and client interactions. Document Management: Review, verify, and organize real estate...