Compliance Officer

17 hours ago


Omaha, Nebraska, United States McKenzie Fox Full time

Job Title: Compliance Analyst

Job Summary:

We are seeking a proactive and enthusiastic Compliance Analyst to join our busy Compliance Department at McKenzie Fox. As a key member of the team, you will provide compliance assistance, advice, and support to all parts of the Group.

Key Responsibilities:

  • Provide general support on regulatory compliance matters.
  • Assist with the maintenance of regulatory registers.
  • Support the development, delivery, and reporting of the compliance monitoring programme.
  • Assist with regulatory and professional body correspondence, notifications, and annual returns.
  • Provide risk-based due diligence, new client, and periodic client review advice and support.
  • Assist with the preparation and maintenance of Compliance Manuals, policies, and associated documentation.
  • Contribute to the preparation and development of AML/CFT and other regulatory training.
  • Assist with collation of information for external banking reviews.
  • Support the maintenance of the risk management framework.

Requirements:

  • Certificate or Diploma in Compliance is desirable but not essential.
  • Experience working within the requirements of the Financial Services Rule Book and the AML/CFT Code.
  • Microsoft Office.
  • Strong communication skills.
  • Able to work under pressure and to strict deadlines.

About Us:

McKenzie Fox is a leading provider of compliance services. We are committed to delivering high-quality solutions that meet the needs of our clients.


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