Compliance Expert Leader
7 days ago
Fifth Third Bank, N.A. is a leading financial institution dedicated to delivering exceptional banking experiences to its customers.
Job SummaryWe are seeking an experienced Chief Compliance Officer to join our team in Charlotte, North Carolina. As a key member of our compliance department, you will be responsible for ensuring that our business practices meet all regulatory requirements and industry standards.
About the RoleThis is a leadership position that requires a strong understanding of securities laws and regulations, as well as excellent communication and interpersonal skills. The ideal candidate will have a proven track record of managing complex compliance programs and developing strategic plans to mitigate risks.
The successful candidate will be responsible for:
- Directing and overseeing the development of policies and procedures to ensure compliance with regulatory requirements;
- Managing and monitoring compliance risk assessment for SEC, OCC, and DOL laws and regulations;
- Collaborating with internal teams to identify areas for improvement and develop solutions;
- Providing guidance and support to employees on compliance-related matters;
- Maintaining relationships with regulatory agencies and staying up-to-date on industry trends and developments;
Requirements
To be considered for this role, you must have:
- A bachelor's degree or equivalent work experience;
- A minimum of 10 years' experience in compliance, preferably in the financial services industry;
- 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a regulatory agency;
- Strong analytical and problem-solving skills;
- Excellent written and verbal communication skills;
- Able to travel when necessary;
- Ability to lead a team and collaborate with stakeholders;
- Comprehensive knowledge of SEC regulations, applicable Federal and State Regulations, and banking laws and processes.
Benefits
Fifth Third Bank, N.A. offers a comprehensive benefits package, including:
- Total Base Pay Range: $120,400 - $241,300 per year;
- Generous paid time off and holidays;
- A range of health insurance options;
- Retirement savings plan with company match;
- Professional development opportunities;
- Educational assistance program;
- Tax-advantaged stock purchase plan.
Why Join Us?
Fifth Third Bank, N.A. is committed to fostering an inclusive and diverse culture where everyone feels valued and empowered to succeed. We believe in investing in our employees and providing opportunities for growth and development. If you're passionate about compliance and want to make a difference in the financial industry, we encourage you to apply for this exciting opportunity
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