Senior Business Risk and Controls Manager
2 days ago
This is a hybrid role that involves working regularly inside and outside of our office environment. As an AVP, Business Risk and Controls- Commercial Finance, you will serve as a business and operations subject matter expert for the Commercial Finance Division within First Citizens Bank. Your primary responsibility will be to drive the implementation and execution of First Line of Defense Business processes, ensuring they meet risk and regulatory obligations.
Responsibilities:- Implementation & Execution of Business Processes: You will be accountable for implementing business processes in FCB Comm'l Finance FLOD execution teams.
- Assessing Business Risk: You will assess business risk and implement processes and controls to ensure FLOD understanding and accountability for business risk and supporting processes.
- Operational Control Management: You will ensure business processes and operational controls meet risk program and regulatory obligations.
- Execution Support: You will provide execution support of all testing activities performed, and drive business process improvements based on outputs of control testing.
- Trend Identification: You will partner with your manager to identify trends and/or symptoms of business process and operational breakdowns.
- Change Management: You will establish change management processes to support FLOD readiness and execution.
- FLOD Risk & Control Activities: You will coordinate and execute to deliver on FLOD risk and control activities.
- Policies & Procedures: You will execute review, design, and implementation of policies and procedures. Manage issue & audit management, inclusive of evidence review and closures.
- RCSA Activities: You will execute RCSA activities ensuring core processes are documented and control are identified. Partner with your manager to develop action plans to address control deficiencies, providing recommendations to strengthen controls & FLOD execution.
- Bachelor's Degree and 2 years of experience in operational, strategic and reputational risk management at a leading financial institution OR High School Diploma or GED and 6 years of experience in operational, strategic and reputational risk management at a leading financial institution
- 5 years operational, strategic, and reputational risk management experience at a leading financial institution
- Supporting risk within Commercial Banking, Commercial Finance
- Experience identifying reputational strategic, compliance, technology, and operational risks
- Control Testing, includes Sox and compliance Testing
- Post Closing Credit Files
- Experience assessing adequacy of controls and recommending controls
- FLOD/SLOD experience in business and operations management within a large financial institution.
We offer a comprehensive benefits program designed to meet our associates where they are in life. Our benefits include customized offerings, including those designed to support families, however defined. Learn more about our benefits here: https://jobs.firstcitizens.com/benefits
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