Internal Audit-Regulatory Validation Expert

3 days ago


New York, New York, United States Goldman Sachs Full time

At Goldman Sachs, we're committed to excellence in our risk management practices. As a key member of our Internal Audit team, you'll play a critical role in ensuring the effectiveness of our control structure, including governance processes and risk management frameworks.

We're looking for detail-oriented professionals with a strong risk and control mindset to join our team. If you have an interest in financial markets and want to gain insight into our operations and control processes, this could be the perfect opportunity for you.

Goldman Sachs Internal Auditors demonstrate strong analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships, and are able to evolve and thrive in teamwork and in a fast-paced global environment.

Responsibilities
  • Develop and maintain an in-depth understanding of the Firmwide Enterprise Risk Management Uplifts Program, including its objectives, key governance, and oversight structures.
  • Work closely with relevant stakeholders and their respective teams to support timely and coherent delivery of the independent validation of key commitments critical to the Firmwide Enterprise Risk Management Uplifts Program.
  • Review, support, and facilitate updates and reviews with Internal Audit senior leadership, stakeholders, and regulators, as required.
  • Plan and develop audit work programs and test plans to ensure audit fieldwork is risk-based focused.
  • Perform the execution of audit testing and ensure documentation meets high-quality standards.
  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
  • Prepare commercially effective audit conclusions and present to IA senior management and business stakeholders.
Requirements
  • Team-oriented with a strong sense of ownership and accountability.
  • Strong interpersonal and relationship management skills.
  • Strong verbal and written communication skills.
  • Solid analytical skills.
  • Strong knowledge of risk management and regulatory expectations at large financial institutions.
  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment.
  • 3+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function.
  • 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject.
  • Knowledge on financial and non-financial risk management is a plus.
  • Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus.
What We Offer

The expected base salary for this New York, United States-based position is $85,000-$140,000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.

We offer a range of benefits and wellness offerings to support your overall well-being and career growth. A summary of these offerings can be found on our website.



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