Branch Controls Manager

4 weeks ago


Syracuse, New York, United States Equitable Services Full time
Job Title: Branch Controls Manager

At Equitable, we're seeking a Branch Controls Manager to join our team. As a key member of our organization, you will be responsible for supervising Financial Professionals and overseeing various functions within the branch.

Key Responsibilities:

  • Frontline Supervisor at registered branch location
  • Annual Associate Interviews
  • Training of new Financial Professionals
  • Enhanced Supervision of Branch FPs
  • Work with National Compliance Office
  • Administrative duties

Requirements:

  • FINRA SIE, Series 7 Top Off Exam, 63 and 24, or ability to obtain all required registrations within the first 6 months
  • Bachelors degree

About Equitable:

At Equitable, we're a team of over ten thousand strong; committed to helping our clients secure their financial well-being so that they can pursue long and fulfilling lives.

We turn challenges into opportunities by thinking, working, and leading differently – where everyone is a leader. We encourage every employee to leverage their unique talents to become a force for good at Equitable and in their local communities.

We are continuously investing in our people by offering growth, internal mobility, comprehensive compensation and benefits to support overall well-being, flexibility, and a culture of collaboration and teamwork.

We are looking for talented, dedicated, purposeful people who want to make an impact. Join us and pursue a career with purpose.



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